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ER Binding BRD: Table of Contents October 2002 TABLE OF CONTENTS Page Number LIST OF TABLES ................................................................................................................... vi LIST OF APPENDICES .........................................................................................................vii LIST OF ACRONYMS AND ABBREVIATIONS................................................................. ix ACKNOWLEDGEMENTS ...................................................................................................xiii PREFACE .............................................................................................................................P-1 EXECUTIVE SUMMARY................................................................................................. ES-1 1.0 Introduction and Rationale for the Use of In Vitro ER Binding Assays ....................1-1 1.1 1.2 1.3 1.4 Introduction ....................................................................................................1-1 1.1.1 Historical Background of In Vitro Endocrine Disruptor Assays and Rationale for Their Development .............................................1-1 1.1.2 Prior or Proposed Peer Reviews of In Vitro ER Binding Assays....1-5 Scientific Basis for the Proposed Tier 1 In Vitro ER Binding Assays ...........1-5 1.2.1 Purpose for Using In Vitro ER Binding Assays ..............................1-5 1.2.2 Development of In Vitro ER Binding Assays: Historical Background .....................................................................................1-6 1.2.3 Mechanistic Basis of In Vitro ER Binding Assays .........................1-9 1.2.4 Relationship of Mechanisms of Action in In Vitro ER Binding Assays Compared to the Species of Interest .................................1-11 Intended Uses of the Proposed In Vitro ER Binding Assays .......................1-12 1.3.1 Validation of In Vitro Assays........................................................1-12 1.3.2 Where Can In Vitro ER Binding Assays Substitute, Replace, or Complement Existing Methods? ...................................................1-14 1.3.3 Similarities and Differences with Currently Used Methods .........1-14 1.3.4 Role of In Vitro ER Binding Assays in Hazard Assessment.........1-14 1.3.5 Intended Range of Substances Amenable to the ER Binding Assay and/or Limits of In Vitro ER Binding Assays ....................1-15 Search Strategy and Selection of Citations for the In Vitro ER Binding BRD……......................................................................................................1-16 i ER Binding BRD: Table of Contents 2.0 In Vitro ER Competitive Binding Assay Methods.....................................................2-1 2.1 Introduction ...................................................................................................2-1 2.2 General Overview of In Vitro Assays Used to Measure Competitive ER Binding ................................................................................2-3 2.2.1 Mammalian Uterine Cytosol (Rat, Mouse, Rabbit) as the ER Source..............................................................................2-3 2.2.2 MCF-7 Cells and Cytosol as ER Source .........................................2-5 2.2.3 2.2.2.1 Intact MCF-7 Cells........................................................2-5 2.2.2.2 MCF-7 Cytosol..............................................................2-6 Semi-Purified ERα and ERβ...........................................................2-6 2.2.3.1 Solid Phase Ligand Binding Assay using ScintiStrip™ (Kuiper et al., 1998).................................2-7 2.2.4 GST-ERdef Fusion Proteins............................................................2-7 2.2.5 Fluorescent Polarization (FP)..........................................................2-8 2.2.6 3.0 October 2002 2.2.5.1 Theory of FP..................................................................2-8 2.2.5.2 Conduct of the Assay ....................................................2-9 Permutations of the Assays as Described in the Literature ...........2-10 Characterization of Substances Tested in ER Binding Assays ..................................3-1 3.1 Introduction ................................................................................................ …3-1 3.2 Rationale for Selection of Substances/Products Tested in In Vitro ER Binding Assays...............................................................................................3-1 3.3 Chemical and Product Classes Tested............................................................3-2 4.0 Reference Data ...........................................................................................................4-1 5.0 Data on In Vitro ER Binding Assays .........................................................................5-1 6.0 5.1 Introduction ....................................................................................................5-1 5.2 Availability of Detailed In Vitro ER Binding Protocols ................................5-1 5.3 Availability of In Vitro ER Binding Data ......................................................5-2 5.4 In Vitro ER Binding Assay Results for Individual Substances ......................5-3 5.5 Use of Coded Chemicals and Compliance with GLP Guidelines ..................5-3 In Vitro ER Binding Test Method Performance Assessment.....................................6-1 6.1 Introduction ....................................................................................................6-1 6.2 Quantitative Assessments of Assay Performance ..........................................6-2 ii ER Binding BRD: Table of Contents 7.0 8.0 9.0 October 2002 6.2.1 Measures of Intra-Class Correlation................................................6-3 6.2.2 Evaluation of Substances Tested in Nine or More In Vitro ER Binding Assays................................................................................6-3 6.2.3 Variability in lnIC50 and lnRBA Values for Selected Substances...6-7 6.3 Qualitative Assessment of In Vitro ER Binding Assay Performance ............6-8 6.4 Performance of In Vitro ER Binding Assays ...............................................6-13 6.5 General Strengths and Limitations of In Vitro ER Binding Assays.............6-14 6.6 Conclusions and Recommendations.............................................................6-15 In Vitro ER Binding Test Method Reliability Assessment ........................................7-1 7.1 Introduction ....................................................................................................7-1 7.2 Quantitative Assessments of Interlaboratory Reproducibility .......................7-1 7.2.1 Measures of Intra-Class Correlation................................................7-2 7.2.2 Evaluation of Substances Tested in Nine or More In Vitro ER Binding Assays................................................................................7-3 7.2.3 Variability in Standard Deviation for lnRBA and lnIC50 Values by In Vitro ER Binding Assay.........................................................7-5 7.2.4 Variability in the IC50 Value for 17β-Estradiol...............................7-6 7.3 Reliability of In Vitro ER Binding Assays.....................................................7-7 7.4 Conclusions and Recommendations...............................................................7-8 Quality of Data Reviewed ..........................................................................................8-1 8.1 Extent of Adherence to GLP Guidelines........................................................8-1 8.2 Assessment of Data Quality ...........................................................................8-1 8.3 Quality Control Audit.....................................................................................8-2 8.4 Need for Data Quality ....................................................................................8-2 Other Scientific Reports and Reviews........................................................................9-1 9.1 Availability of Other In Vitro ER Binding Data ............................................9-1 9.2 Conclusions of Other Scientific Reviews of ER Binding Methods ...............9-2 9.2.1 1996 Endocrine Disruptor Screening Methods Workshop..............9-2 9.2.2 1997 Workshop on Screening Methods for Detecting Potential (Anti-) Estrogenic/Androgenic Chemicals in Wildlife ..................................9-3 10.0 Animal Welfare Considerations ..............................................................................10-1 10.1 Refinement, Reduction, and Replacement Considerations ..........................10-1 iii ER Binding BRD: Table of Contents 10.2 11.0 October 2002 Use of Animals in In Vitro ER Binding Assays...........................................10-1 Practical Considerations ...........................................................................................11-1 11.1 Test Method Transferability.........................................................................11-1 11.1.1 Facilities and Major Fixed Equipment ..........................................11-1 11.2 Training Considerations ...............................................................................11-2 11.3 Cost and Time Considerations .....................................................................11-3 12.0 Minimum Procedural Standards for In Vitro ER Binding Assays and Recommendation of Substances for Use in Validation Studies ...............................12-1 12.1 Introduction ..................................................................................................12-1 12.2 Minimum Procedural Standards...................................................................12-1 12.2.1 Animal Studies ..............................................................................12-1 12.2.2 Dissociation Constant (Kd) of the Reference Estrogen .................12-1 12.2.3 Preparation of Test Substances......................................................12-2 12.2.4 Concentration Range of Test Substances ......................................12-2 12.2.5 Solvent and Positive Controls .......................................................12-3 12.2.6 Within-Test Replicates ..................................................................12-4 12.2.7 Dose Spacing.................................................................................12-4 12.2.8 Data Analysis ................................................................................12-4 12.2.9 Assay Acceptance Criteria ............................................................12-5 12.2.10 Evaluation and Interpretation of Results .......................................12-5 12.2.11 Test Report ....................................................................................12-5 12.2.12 Replicate Studies ...........................................................................12-7 12.3 Standardization of ER Binding Assays for Validation.................................12-7 12.3.1 Example Recommended General Protocol for Measuring ER Binding using the RUC Assay.......................................................12-8 12.3.2 Preparation of Rat Uterine Cytosol ...............................................12-9 12.3.3 Standardization of In Vitro ER Binding Assays............................12-9 12.3.4 In Vitro ER Competitive Binding Assay Methodology ................12-9 12.4 Recommended List of Substances to be Used for Validation of In Vitro ER Binding Assays........................................................................................12-11 12.5 Conclusions and Recommendations...........................................................12-16 iv ER Binding BRD: Table of Contents 12.0 Annex October 2002 Example Protocol for the In Vitro ER Competitive Binding Assay Using RUC........................................................................................................... 12A-1 13.0 References ................................................................................................................13-1 14.0 Glossary....................................................................................................................14-1 v ER Binding BRD: List of Appendices October 2002 LIST OF TABLES Page Number Table 3-1 Chemical Classes Tested in In Vitro ER Binding Assays .............................3-3 Table 3-2 Product Classes Tested in In Vitro ER Binding Assays.................................3-4 Table 5-1 Number of Substances Tested in Various In Vitro ER Binding Assays ........5-4 Table 5-2 Substances Tested in Ten or More In Vitro ER Binding Assays ...................5-4 Table 6-1 Number of Substances Tested in Multiple In Vitro ER Binding Assays .......6-2 Table 6-2 Components of Variance for Each Variable Adjusted for the Other Two Variables – Performance Assessment ....................................................6-4 Table 6-3 Variance of lnRBA Values by Substance and Assay – Performance Assessment .....................................................................................................6-5 Table 6-4 Variance for Y=lnRBA Values ......................................................................6-6 Table 6-5 Variability in Standard Deviations for lnRBA and lnIC50 Values For Selected Substances........................................................................................6-8 Table 6-6 Qualitative Assessment of the Ability of Different ER Binding Assays to Detect Substances with Different Relative Binding Affinities (RBA Values) Compared to the RUC Assay..........................................................6-11 Table 6-7 Summary of In Vitro ER Binding Assay Performance ................................6-14 Table 7-1 Components of Variance for Each Variable Adjusted for the Other Two Variables – Reliability Assessment........................................................7-3 Table 7-2 Variance of lnRBA by Substance and Assay – Reliability Assessment ........7-4 Table 7-3 Standard Deviation for lnRBA and lnIC50 Values for In Vitro ER Binding Assays...............................................................................................7-6 Table 7-4 Standard Deviation for IC50 Values Obtained for 17β-Estradiol ...................7-7 Table 7-5 Summary of In Vitro ER Binding Assay Reliability......................................7-8 Table 11-1 Comparison of Costs, Time, and Special Equipment Needs of Different ER Binding Assays .......................................................................11-4 Table 12-1 Recommended Substances for Validation of In Vitro ER Binding Assays.........................................................................................................12-12 Table 12-2 List of Substances Being Tested in the In Vitro RUC Assay by Battelle ..12-15 vi ER Binding BRD: List of Appendices October 2002 LIST OF APPENDICES Page Number Appendix A In Vitro ER Binding Assays ......................................................................... A-1 A1 Assays Using Rat Uterine Cytosol............................................................ A1-1 A2 Assays Using Mouse Uterine Cytosol ...................................................... A2-1 A3 Assays Using Human ERα and ERβ ........................................................ A3-1 A4 Assays Using Recombinant ERα and ERβ............................................... A4-1 A5 Assays Using Fluorescence Polarization .................................................. A5-1 A6 Assays Using GST-ERdef Constructs ...................................................... A6-1 A7 Assays Using MCF-7 Cells and Cytosol .................................................. A7-1 Appendix B B1 In Vitro ER Binding Assay Protocols ........................................................... B-1 Protocol for the Competitive ER binding MCF-7 (Whole Cell Assay) (Provided by Dr. Guy Leclercq, Clinique et Laboratoire de Cancerologie Mammaire, Centre des Tumeurs de l’Universite Libre de Bruxelles, Brussels, Belgium ...................................................................................................... B1-1 B2 Protocol for the Fluorescence Polarization Assay of the Competitive Binding of Ligands to Estrogen-Receptor Complexes (Provided by Dr. William Allworth, Department of Chemistry, University of New Orleans, New Orleans, LA, USA) ..................................................................................... B2-1 B3 Protocol for the Competitive Ligand Binding Assay (Provided by Dr. Timothy Zacharewski, Dept. of Biochemistry, Michigan State University, Lansing, MI, USA) ........................................................................................................... B3-1 B4 Standard Operating Procedure for the Rat Estrogen Receptor Equilibrium Exchange Assay (Provided by Dr. Weida Tong, Division of Genetic and Reproductive Toxicology, National Center for Toxicological Research, Jefferson AR, USA) ................................................................................... B4-1 vii ER Binding BRD: List of Appendices B5 October 2002 Protocol for the Estrogen Receptor Competitive Binding Assay Using Rat Uterine Cytosol (Provided by Dr. Susan Laws, U.S. EPA, NHEERL, RTP, NC and Mr. Gary Timm, U.S. EPA, Washington, DC, USA) ............................................................ B5-1 Appendix C Chemical and Product Class Information for the Substances Tested in the In Vitro ER Binding Assays .................................................... C-1 Appendix D Substances Tested in the In Vitro ER Binding Assays..................................D-1 D1 Data Sorted by Substance Name and Assay................................................ D1-1 D2 References ................................................................................................... D2-1 Appendix E Assay Distribution of Substances Tested in In Vitro ER Binding Assays.............................................................................................. E-1 Appendix F Median/Single RBA Values for Substances Tested in Two or More In Vitro ER Binding Assays .............................................................F-1 viii ER Binding BRD: List of Acronyms and Abbreviations October 2002 LIST OF ACRONYMS AND ABBREVIATIONS A Observed anisotropy Ao Anistropy at 0% inhibition A100 Anistropy at 100% inhibition Ab Anisotropy values of bound ligand Af Anisotropy values of free ligand ACC American Chemistry Council AR Androgen receptor Bmax The number of binding sites in a cytosolic preparation BRD Background Review Document CASRN Chemical Abstracts Service Registry Number CMA Chemical Manufacturers Association cDNA Complementary DNA Ci Curies DDT Dichlorodiphenyltrichloroethane def Ligand binding domain of the estrogen receptor protein DES Diethylstilbestrol DMSO Dimethyl sulfoxide DPM Disintegrations per minute ED Endocrine disruptor EDSP Endocrine Disruptor Screening Program EDSTAC Endocrine Disruptor Screening and Testing Advisory Committee EDTA Ethylenediamine tetraacetic acid EPA (U.S.) Environmental Protection Agency ER Estrogen receptor ERα Estrogen receptor alpha ERβ Estrogen receptor beta ERb Bound estrogen receptor ERf Free estrogen receptor ix ER Binding BRD: List of Acronyms and Abbreviations October 2002 ERt Total estrogen receptor ERE Estrogen response element Fb Fraction of ligand bound FDA (U.S.) Food and Drug Administration FES1 Fluormone intrinsically fluorescent non-steroidal estrogen FIFRA Federal Insecticide, Fungicide and Rodenticide Act FFDCA Federal Food, Drug, and Cosmetic Act fmol Femtomole FP Fluorescent polarization FQPA Food Quality Protection Act g Gravity GLM General linear models GLP Good Laboratory Practices GST Glutathione-S-transferase GST-aERdef Glutathione-S-transferase fusion protein containing the ligand binding domain of the lizard (anole) estrogen receptor GST-cERdef Glutathione-S-transferase fusion protein containing the ligand binding domain of the chicken estrogen receptor GST-ERdef Glutathione-S-transferase fusion protein containing the ligand binding domain of the estrogen receptor GST-hERα def Glutathione-S-transferase fusion protein containing the ligand binding domain of human estrogen receptor alpha GST-mERαdef Glutathione-S-transferase fusion protein containing the ligand binding domain of mouse estrogen receptor alpha GST-rtERdef Glutathione-S-transferase fusion protein containing the ligand binding domain of the rainbow trout estrogen receptor HAP Hydroxyapatite HDT Highest dose tested hERα Human estrogen receptor alpha hERα-FP Human estrogen receptor alpha as measured by FP hERβ Human estrogen receptor beta x ER Binding BRD: List of Acronyms and Abbreviations October 2002 HPTE 2,2-Bis(p-hydroxyphenyl)-1,1,1-trichloroethane I% Percent inhibition ICCVAM Interagency Coordinating Committee on the Validation of Alternative Methods IC50 Concentration of test substance (inhibitor) that displaces 50% of the reference estrogen from the receptor in a competitive binding assay kDa Kilodaltons Kd Dissociation or binding constant Ki Equilibrium dissociation constant of a receptor-ligand complex Lb Bound ligand ln Natural log Lt Total ligand µg Microgram µL Microliter µM Micromolar M Molar MCF-7 Cell line derived from a human mammary adenocarcinoma mL Milliliters mM Millimolar mmol Millimoles MUC Mouse uterine cytosol NAS (U.S.) National Academy of Sciences NCTR National Center for Toxicological Research NICEATM National Toxicology Program Interagency Center for the Evaluation of Alternative Toxicological Methods NIEHS National Institute of Environmental Health Sciences nM Nanomolar NSB Nonspecific binding NTP (U.S.) National Toxicology Program OECD Organisation for Economic Co-operation and Development PCB Polychlorinated biphenyl xi ER Binding BRD: List of Acronyms and Abbreviations October 2002 pM Picomolar pmol Picomoles ppm Parts per million QA Quality assurance QSAR Quantitative structure activity relationship rI Intra-class correlation RBA Relative binding affinity RBC Rabbit uterine cytosol rERβ Rat estrogen receptor beta RUC Rat uterine cytosol SAB Science Advisory Board SAP Scientific Advisory Panel SDWA Safe Drinking Water Act SE Standard error SERM Selective Estrogen Receptor Modulator TEDG Buffer containing Tris, EDTA, dithiothreitol, and glycerol buffer; used in the isolation of ER from animal tissues Tris Tris(hydroxymethyl)aminomethane TSCA Toxic Substances Control Act WWF World Wildlife Fund xii ER Binding BRD: Acknowledgements October 2002 ACKNOWLEDGEMENTS The following individuals are acknowledged for their contributions to the In Vitro Endocrine Disruptor Screening Assay review process: Interagency Coordinating Committee on the Validation of Alternative Methods (ICCVAM) Endocrine Disruptor Working Group (EDWG) Agency for Toxic Substances and Disease Registry (ATSDR) FDA (cont’d) Suzanne Fitzpatrick, Ph.D., D.A.B.T. David Hattan, Ph.D. (EDWG, Co-Chair) Abigail Jacobs, Ph.D. Alexander Jordan, Ph.D. David Morse, Ph.D. Melvin Stratmeyer, Ph.D. Thomas Umbreit, Ph.D. Stephanie Miles-Richardson, Ph.D. Consumer Product Safety Commission (CPSC) Marilyn Wind, Ph.D. (EDWG, Co-Chair) Department of the Interior (DOI) National Institute for Occupational Safety & Health (NIOSH) Timothy Gross, Ph.D. Eisuke Murono, Ph.D. Environmental Protection Agency (U.S. EPA) National Institute of Environmental Health Sciences (NIEHS) Angela Auletta, Ph.D. Karen Hamernik, Ph.D. Richard Hill, M.D., Ph.D. Sally Perreault Darney, Ph.D. Jerry Heindel, Ph.D. Retha Newbold, M.A. William Stokes, D.V.M., D.A.C.L.A.M. (Executive Director, ICCVAM) Julius Thigpen, Ph.D. Food and Drug Administration (FDA) Michael Bolger, Ph.D., D.A.B.T. Paul Brown, Ph.D. Kenneth Delclos, Ph.D. Charles Eirkson, M.S. Occupational Safety and Health Administration (OSHA) Surender Ahir, Ph.D. xiii ER Binding BRD: Acknowledgements October 2002 National Toxicology Program (NTP) Interagency Center for the Evaluation of Alternative Toxicological Methods (NICEATM) Bradley Blackard, M.S.P.H. ILS, Inc. Michael Paris ILS, Inc. Sue Brenzel ILS, Inc. Barbara Shane, Ph.D., D.A.B.T. ILS, Inc. Loretta Frye NIEHS William Stokes, D.V.M., Diplomate, ACLAM (Director) NIEHS Christina Inhof, M.S.P.H. ILS, Inc. Judy Strickland, Ph.D., D.A.B.T. ILS, Inc. Linda Litchfield ILS, Inc. Raymond Tice, Ph.D. ILS, Inc. Deborah McCarley NIEHS Errol Zeiger, Ph.D., J.D. ILS, Inc./Zeiger Consulting Steven Myers ILS, Inc. xiv ER Binding BRD: Acknowledgements October 2002 Additional Reviewers for the In Vitro Endocrine Disruptor Screening Assay Background Review Documents (BRD) Neepa Choksi, Ph.D. NIEHS Susan Laws, Ph.D. U.S. EPA Ralph Cooper, Ph.D. U.S. EPA Gary Timm, M.S., M.A. U.S. EPA L. Earl Gray, Ph.D. U.S. EPA Gail Tudor, Ph.D. University of North Carolina Camille Jackson North Carolina State University Vickie Wilson, Ph.D. U.S. EPA xv ER Binding BRD: Acknowledgements October 2002 [This page intentionally left blank] xvi