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Table of Contents: 2……….Statement of Purpose and Submission Information 4……….“History Repeats Itself: The Struggle of France to Overcome the Occupation” by Kayla Mason 40……….“The Good, the Bad, and the Ugly: Identity and Deformity in Wilde’s The Picture of Dorian Gray and Stevenson’s Dr. Jekyll and Mr. Hyde” by Faith Rinklin 62……….“Human Trafficking Explained by Marxist Feminism Theory” by Ashtyne McKenzie 74……….“When Hollywood Went to War” by Emily Teachout Fog Cutter: A Journal of Thoughtful Inquiry, Knowledge, and Ideas Fog Cutter provides a forum for undergraduate accomplishment in the Humanities and Social Sciences. On an annual basis, up to five student papers will be published in the journal’s electronic format. Published work can come from any WJU student as long as the work’s content falls within a Humanities or Social Science discipline (Philosophy, Literature, the Fine Arts, Modern Languages, Theology/Religious Studies, History, Political Science, and International Studies) and the work is centered around qualitative analysis. Three WJU faculty members serve as peer reviewers and determine which papers are published. The journal’s purpose is to highlight the centrality of the Humanities and Social Sciences to the university’s intellectual mission and experience, as well as reward student achievement. To that end, authors receive a monetary award. Submission Process: Paper are to be 10-25 double-spaced pages of text (excluding citations), 12-inch font (Times New Roman), 1-inch margins Authors should include a 100-word abstract with their submission that addresses the paper’s thesis, evidence base, and disciplinary significance. Authors are to use the citation style germane to their paper’s discipline (e.g. MLA for Literature, Chicago-style for History). Submissions with the incorrect citation format will be rejected. Papers must be carefully proofread and edited before submission. Papers must come from coursework completed at WJU within the current academic year. Authors must secure a faculty sponsor from an appropriate discipline for their submission. Papers are to be submitted electronically to the journal’s e-mail address ([email protected]) by the end of the second week of April. Publication and Awards: Accepted papers will be published the fall semester following the submission date, but authors will be notified of publication by the end of the spring semester in which they submitted their work. Awards will be presented during the last week of the same spring semester. 2 Awards: 1. Best submission ($300) 2. The authors of the other accepted papers will each receive a $100 award Each edition of Fog Cutter is published in electronic format on WJU’s academics’ homepage. 3 History Repeats Itself: The Struggle of France to Overcome the Occupation Kayla Mason Abstract: In the 1930s, internal issues within France created political divisions that consumed society well into the postwar period. After the nation’s defeat in 1940 and the establishment of the collaborative Vichy regime, De Gaulle’s proposal of a united resistance movement prevented French citizens from acknowledging this internal struggle. Incidents such as the Algerian War, the May 1968 events, and the Vél d’Hiv memorial commemorations became a part of the continually evolving French narrative that attempted to explain the political unrest in France. Finally, acknowledging the nation’s role in Nazi atrocities allowed the country to begin the process of dissolving these divides. While France took over half a century to find acceptance, this ideological conflict illustrates the importance of looking to the future for hope rather than trusting the myths of the past. The state of France during the German Occupation of the early 1940s was chaotic. Competing political ideologies divided the country in two as the fate of the nation rested in the hands of a newly constructed government created by conservatives within the state. François Mitterrand, who would later become the twenty-first president of France under the Fifth Republic, personified the realities of these divisions within French politics. His life provides a connection between the evolution of these competing ideologies and the effects they had on postwar France. Mitterrand initially obtained a position under the Vichy government in the General Commissariat for Returned War Prisoners during the occupation and he later joined former POWs who contributed to the mainland Resistance movement. 1 His final transition in the political sphere occurred in 1981 when he was elected President. Mitterrand’s place in both Pétain’s government, the collaborative regime that took control after the German Occupation, the Resistance, led by the communists and eventually molded by de Gaulle, and the Republic, the 1 Éric Conan and Henry Rousso, Vichy an Ever-Present Past (Hanover: University Press, 1998), 140. 4 foundation of French politics allegedly saved by de Gaulle, are all examples of this dichotomy that existed during the war. These political divisions, embodied by Mitterrand, consumed French society well into the postwar period. The creators of Vichy, the regime that took control of the southern portion of France after the defeat in 1940, as well as many French citizens, initially saw collaboration with the Germans as beneficial to the state. The legacy that this government left behind, however, further fractured the already unstable state. After the war, de Gaulle’s image of a successful Resistance movement that had triumphed over collaboration dominated France, leaving little time for the nation to process the underlying reasons for this distinct separation. As France continued to progress in the postwar era, conflicts, such as the Algerian War, relied on the divided memory of Vichy and the Resistance as a way to explain these disagreements. This idea held true in France until 1968 when a new generation reopened the wounds left by Vichy allowing France to finally begin the process of grieving over their past. After this period, memorials devoted to French participation in the Holocaust’s atrocities became a way of dealing with the circumstances of the Second World War. While the legacy of defeat ripped France apart after the German occupation and the establishment of the Vichy regime, the idea of a united resistance movement, proposed by de Gaulle and adopted by French citizens, was an attempt to help France move past the collaboration and political divides that made enemies out of fellow Frenchmen during the war and focus on reconstruction. In reality, this new narrative prevented the nation from acknowledging the internal issues within their country, allowing the failures of the Second World War to 5 permeate national endeavors in the postwar era. Incidents such as the Algerian War, the May 1968 events, and the Vél d’Hiv memorial commemorations became a part of the continually evolving French narrative that attempted to explain the reasons behind this political unrest. During the interwar period, political disagreements divided the country on an ideological level. Left-wing supporters surfaced as a response to the growth of fascist regimes throughout Europe. This group feared what would happen if another country succumbed to an ideology that strictly countered their own, so many of these political supporters played a role in the mainland Resistance movement to challenge the Vichy government and the German occupiers. 2 The right wing conservative advocates were a response to the rise on the left. They wished to resurrect the past by turning to a more traditional image of France, and this group would eventually give rise to the leaders of the Vichy government. 3 Finally, de Gaulle symbolized the middle ground within this three-pronged French war. He believed that France should continue fighting in order to maintain the Republic. 4 Early in the war, and even after the conflict ended, the struggle between these three ideologies to gain control over the country would impede the nation’s ability to advance in the postwar era. This political conflict began in the 1930s as the spread of fascism prompted panic among left-wing supporters. As fascist governments assumed control in surrounding 2 Joel Colton, “Léon Blum and the French Socialists as a Government Party,” The Journal of Politics 15, no. 4 (1953): 517-543, 527. 3 Robert O. Paxton, Vichy France: Old Guard and New Order 1940-1944, Morningside ed. (New York: Columbia University Press, 1982), 140. 4 Ian Ousby, Occupation: The Ordeal of France, 1940-1944. (New York: St. Martin's Press, 1998), 232-233. 6 countries like Italy and Germany, French communists feared what would happen if a totalitarian government dominated France. Prior to 1934, the left consisted of two distinct sections -- the communists and the socialists. Sharing a common apprehension regarding fascism prompted these parties to set aside their differences and work towards a common goal. 5 Hoping to gain the support of the entire nation, this expanding group wanted to appeal to the middle class. 6 To accomplish this goal, the Popular Front argued that the party intended to “…defend the republic against the threat of fascism, internal and external, but also to combat the effects of the depression and to introduce long overdue labor legislation.”7 At a time when economic reform was needed, assurance that working conditions would improve attracted many followers. The ever growing Popular Front appealed to many French citizens in the mid1930s. During this time, the entire global market suffered as a result of an economic depression. As in any crisis, a promise to change the bleak situation in France appealed to a wide margin of the population. 8 This united left wing movement was supported by three prominent socialist and communist politicians, Maurice Thorez, Léon Blum, and Édouard Daladier. 9 The promise of a better tomorrow emphasized by these leaders allowed the Popular Front to assume control in the 1930s and, as the number of communist sympathizers increased, conservatives feared that their new competition would affect their place in French politics. This clash between the two opposing 5 Colton, “Léon Blum and the French Socialists as a Government Party,” 526-527. Irwin M. Wall, “Teaching the French Popular Front,” The History Teacher 20, no. 3 (1987): 361-378, 376-375. 7 Colton, “Léon Blum and the French Socialists as a Government Party,” 526-527. 8 Michael Newman, “Leon Blum, French Socialism, and European Unity, 1940-50,” The Historical Journal 24, no. 1 (1981): 193-314, 190 - 191 9 Wall, “Teaching the French Popular Front,” 373. 6 7 ideologies foreshadowed the conflict that would arise during the Second World War and established the ways in which some French citizens would deem other Frenchmen as their enemy. Initially, the conservative wing developed as a response to the growing Communist movement. These groups hoped to stabilize a chaotic state through the establishment of an authoritative government. Leaders of the right wanted to correct the underlying issues within France by promoting order, nationalism, and a centralized state. 10 While conservative parties did not rapidly develop in the 1930s like their communist counterparts, the defeatist attitude that swept through France after the German invasion of May 1940 allowed the right to garner support from numerous members of French society. The occupation of France provided Pierre Laval and Philippe Pétain with a chance to offer France a way out of this seemingly hopeless situation. While Pétain may have only acted as a figure head in Vichy, Laval and others in the government saw their success as a means to obtain the fascist government that they desired. 11 In order to instate Vichy as a legitimate successor to the Third Republic, the leaders had to present the French with substantial reasons to collaborate. Vichy relied on four claims to persuade the nation to support Pétain’s government. First, most Europeans believed that Germany would eventually succeed in their conquest of the continent. They thought that the final declaration of peace was a few months away and political leaders hoped that by signing an armistice they would 10 11 Paxton, France: Old Guard and New Order 1940-1944, 140. Ibid, 24-25. 8 obtain a favorable position in the new European order. 12 According to Premier Darlan in his address to the French people on June 10, 1941, “If we do not get an honorable peace, if France is cut up into many departments… and enters diminished and bruised into the new Europe, she will not recover, and we and our children will live in the misery and hatred that breed war.” 13 Many French politicians did not think France could win the war, and by agreeing to an armistice they hoped to ensure a bright future for the country. Conservative Frenchmen also believed that the Third Republic had failed the nation and they saw the creation of a new government as a way to fix these political errors. According to Darlan, the defeat of France in June of 1940 was entirely the government’s fault: “From 1919 to 1939 our governments and our legislative assemblies stored up errors and let themselves be led to defend interests which were not our own to the detriment of our own. Domestically, they permitted sabotage of morale of the nation; they legalized laziness and disorder. Abroad they carried out an incoherent policy; they made us the protectors of small European powers without having been capable of forging the indispensable arms for carrying out that mission.” 14 France had previously been a great power under Louis the XIV and under Napoleon; however after the defeat of 1940, the French questioned their place in European society. The Third Republic became synonymous with decay and many citizens saw Vichy as a new start. Early in the war, Pétain had even proclaimed that the true priority of the regime was to ensure that every French citizen had an equal amount of 12 Ibid, 9. François Darlan, “Vice Premier Darlan’s Broadcast to the French People,” The New York Times, May 23, 1941. 14 Ibid. 13 9 resources. 15 “The tragedy of Vichy,” however, was that while the government promised successful reform to a country desperate for hope, in reality, it only implemented violence and repressed an already weak society. 16 Even though the creation of this regime would only tear France apart in the future, the possibility of a new government that offered an answer to issues of the Republic, appealed to a broad section of the population, just as the Popular Front had done in the 1930s. Furthermore, blaming the Third Republic for France’s defeat allowed these men to assume a leadership position and accuse one entity for the failures of the state rather than the population as a whole. Another argument in favor of the armistice was that this action would end the fighting in France and save a number of lives and cities. Twenty-six years previously an entire generation was decimated as a result of the First World War and the tremendous loss of young Frenchmen plus the increase in number of wounded citizens reminded France of their sacrifice every day. For those fighting in the French Army, the initial success of Germany’s invasion depleted what little confidence these soldiers had in defending their country and, as a result, these men had lost nearly all motivation to continue the battle. 17 The French also feared what would happen to the country if they continued to resist. Eventually, the Germans would occupy all of France, enacting reprisals on the civilian population for damages done to their army. 18 For this reason, 15 Fabrice Grenard, “Les Implication Politiques du Ravitaillement en France Sous l'Occupation,” Vingtieme Siecle 94 (2007): 199-215, 200. 16 Henry Rousso, The Vichy Syndrome: History and Memory in France since 1944, (Harvard University Press, 1994), 6. 17 Paxton, Vichy France, 8. 18 Ibid, 15. 10 the Vichy government intended to sign an armistice in order to preserve the lives of a fragile generation. Finally, the internal political struggle was the greatest motivation for the creation of the Vichy government. At the time, dissenting parties pushed the country into an ideological civil war. Knowing that a continued effort to fight could ultimately result in full occupation, conservative political leaders feared what would become of France in the absence of a French government. According to Robert Paxton, these right-wing supporters believed that, “[to] deprive France of her natural defenders in a period of disorder is to deliver her to the enemy, it is to kill the soul of France -- it is consequently to make her revival impossible.”19 The enemies that the conservatives feared were the French communists. In the years preceding and following the fall of the Third Republic, right-wing politicians blamed other French political parties within the system for the downfall of the nation. After the political success of the Popular Front in the 1930s, a number of conservative Frenchmen feared that communism was a force that could tear the country apart, so signing an armistice with the Germans allowed Vichy to suppress these left-wing supporters. In this way, according to Henry Rousso, “the Vichy regime was in many respects… a form of revenge against the Popular Front.” 20 Vichy’s creation caused an even deeper divide within the country and encouraged French to fight French, making the process of coming to terms with collaboration and the war even more difficult. 19 20 Ibid, 16. Rousso, The Vichy Syndrome: History and Memory in France since 1944, 6-7. 11 Shortly after the installment of Vichy, many Frenchmen lost hope in the ability of this new regime to save the country. While Pétain’s government proposed a National Revolution grounded in social change, the leaders actually “delivered poverty and repression.”21A totalitarian state took over, limiting the freedoms of French citizens. An example of this process can be seen in the creation of the Labor Charter. Initially proposed by René Belin, the Minister of Labor under Pétain, in September 1940, the charter was rejected because conservatives within Vichy believed that too much power was given to the working class and labor unions. After revising this idea, Belin presented a new charter which gave workers some freedoms to settle disputes while still being regulated by the state. 22 The fact that the Vichy government continued to increase its oppressive hold over France only supported the idea that this charter was created to trick workers into supporting the regime and that, in reality, this method would only benefit the leaders of the Vichy government. As time progressed under German occupation, attempts, such as this one, designed to restructure France were forgotten and the realities of being an occupied state surfaced. 23 Needing to demonstrate their willingness to collaborate to remain in power, Vichy leaders enacted new laws to coincide with Nazi doctrine. For example, in August 1940, the government ruled to ban all secret societies. This law specifically targeted Freemasons, who were usually associated with Socialist parties. 24 This oppressive 21 Steven Zdatny, “Collaboration or Resistance? French Hairdressers and Vichy's Labor Charter,” French Historical Studies 20, no. 4 (1997): 737-772, 738. 22 Ibid, 739. 23 Ibid, 771. 24 The New York Times, “France to Dissolve Freemasons' Order: Bans All Secret Societies-- Yugoslav Lodge Disbands Author,” August 2, 1940. 12 decision made by Vichy was an attempt to weaken the Communist enemy within France. These leaders also targeted the Jewish population in the state. After the initial occupation in 1940, the laws enacted by the Third Republic that prohibited anti-Semitic propaganda were revoked. In addition to this, the Vichy regime also passed two laws which prevented Jewish citizens from holding positions in public service offices and allowed the French police to place non-French Jews in internment camps. 25 These actions by Vichy illustrated the government’s willingness to cooperate with the occupying force and, when combined with their less than successful social reforms, fueled left-wing retaliation. At the start of the Occupation, German soldiers specifically persecuted communist citizens. Within a week of the armistice between France and Germany, German police arrested over one thousand left-wing supporters in Paris alone. This type of treatment pushed the Communists to openly oppose Pétain and his government, sparking the early Resistance movement. The left-wing’s initial attempt at resistance had a shaky start. The Communist Party’s leader, Thorez, deserted for the Soviet Union early in the war, leaving his supporters directionless. 26 This attitude changed in 1941 when the harsh reality of the Occupation became apparent throughout France. Initially, French citizens believed German propaganda that painted the country as an “admirable ally” to the Germans. This delusion quickly disappeared, however, as the occupiers arrested and executed French citizens accused of sabotage. Highly publicized cases of 25 Caroline Alice Wiedmer, The Claims of Memory: Representations of the Holocaust in Contemporary Germany and France, (Ithaca: Cornell University Press), 1999, 40. 26 Ousby, Occupation, 205. 13 these arrests riled Frenchmen, compelling them to fight back. 27 While resistors in France had been present from the beginning of the war, the growing authoritative presence of the Germans as well as the Vichy government prompted a growth in this movement for communist supporters. The first section of Communist Resistance represented a small minority of the population and they often shared similar political interests. 28 These resistors relied heavily on the distribution of pamphlets and journals in order to spread their messages. They believed that the most effective way to fight the occupiers and Vichy was by countering the enemy’s propaganda. The problem with this first wave of resistors, however, stemmed from their lack of experience in how to effectively resist an occupying force and, as a result, the early Resistance suffered many casualties. One outsider even described the disorganization of these units as “a complete mess.” 29 While the early Resistance depended on the spread of information, the increase in violence from the restrictive Vichy government elicited harsher acts of defiance from the communists, generating attacks against the French by the French. The second phase of French resistance developed in 1941 as a response to Germany’s invasion of the Soviet Union. French Communists attempted to aid their fellow comrades on the Eastern Front by eliminating their fascist enemy in the west. This issue was further intensified in August when a young resistor, Pierre Georges, also known as Fabien, shot a German soldier at the Métro station in Montmartre. His act of resistance came as a response to the arrest and execution of 27 Ibid, 206-208. Ibid, 213. 29 Ibid, 214-217. 28 14 communists Henri Gautherot and Szmul Tyzelman during a demonstration in Paris. 30 Urging other resistors to “kill Germans,” this example set by Fabien prompted other Communists to commit acts of violence against both the German enemy and the French who chose to collaborate with the occupiers. This continued so that by the end of 1941, sixty-eight attacks against the occupying forces had occurred. 31 The increase in partisan conflict also meant an increase in reprisals from the Germans. As directed by Otto von Stülpnagel, the German military commander of France, resistors who fought against the Germans would be shot. Initially, German propaganda labeled those who opposed the Occupation as “‘cowardly criminals in the pay of Moscow and Britain’ or supporters of the ‘Jewish-Marxist plutocratic alliance,’” focusing on the left-wing supporters of the Resistance. As the war progressed, however, the spread of propaganda transformed into a cycle of bloodshed. For every attack, there was a counter attack which would in turn elicit another attack from the resistors. As this violence escalated, the Resistance movement’s desire to fight the Germans and Vichy increased. Eventually, the Germans ignored “the loose rules which Stülpnagel had established” and extended the reprisals to a broader section of society. 32 These assaults were made even more disturbing when supported by the collaborative government. For the French resistors fighting for the liberation of their country, Vichy’s willingness to comply with the Reich and support the execution of fellow Frenchmen who opposed the Germans and Pétain’s regime created an even deeper divide within 30 Ibid, 224. Ibid, 223-225. 32 Ibid, 226-227. 31 15 the country. 33 The more French leaders in Vichy agreed to these attacks, or even helped to execute these orders, the more the French resistors felt abandoned by their fellow countrymen. While the Communist Resistance remained a relatively unorganized movement perpetuated by individual groups, de Gaulle desired to unite the entire force in order to reclaim France for the Republic. At the start of the war, de Gaulle participated in government affairs within the last days of the Third Republic without achieving much recognition. Having little influence in France, de Gaulle decided to leave the country for London on 17 June 1940, hoping to foster continued resistance by French soldiers. 34 In his Appel du 18 juin, de Gaulle advised the Frenchmen to continue fighting so that one day, the nation would be victorious. He saw that the conflict encompassed more than just the Battle of France and de Gaulle held on to the hope that the British and American Armies would intervene. For this reason he proclaimed “No matter what happens, the flame of French resistance must not be extinguished and will not be extinguished.” 35 His proposal added a third side to the ideological battle that already dominated France and de Gaulle eventually challenged both Vichy and the communists. De Gaulle’s initial call to resist attracted few supporters. A majority of the French soldiers who fled to Britain chose to work under the British Army rather than pledge their support to de Gaulle’s Free French Forces and, to make matters worse, the political leaders in Britain would not aid de Gaulle in his mission. Churchill did deem de Gaulle 33 Ibid, 230-231. Ibid, 232-233. 35 “Quoi qu'il arrive, la flamme de la résistance française ne doit pas s'éteindre et ne s'éteindra pas.” Charles de Gaulle. “Appel du 18 Juin 1940 du Général de Gaulle,” Charles-deGaulle.org. 34 16 the “‘leader of all the Free French, wherever they may be” as well as providing him the opportunity to broadcast his message over BBC radio, but these permissions did little to strengthen his cause. First, Churchill’s declaration regarding de Gaulle had no standing in the totality of the war and second, few people in France actually heard the speeches de Gaulle made in London. 36 His persistence, however, eventually allowed him to assume the role as the figurehead of the entire French Resistance movement. In order to achieve this recognition, de Gaulle needed to balance his ties to both France and Great Britain as well as establish authority within the state. De Gaulle’s devotion to France was questioned because Britain, in a sense, could be seen as the state’s enemy. According to Ian Ousby, “To de Gaulle, France was not just a European country and Britain was not just her cross-Channel neighbour. France was a global empire and Britain was her global rival.” 37 In order to prove his loyalty to France, de Gaulle had to position himself in a way to show that he was merely using the resources of Britain to aid in his mission and by no means the country’s puppet. 38 He also needed to demonstrate his power over the Resistance to legitimize his cause. Since Vichy proposed that staying in France confirmed a person’s loyalty to the country where deserting was seen as an act of dishonor, de Gaulle’s call to fight for liberation was weakened. To combat this discrepancy, he focused on France’s empire as a way to regain control over the nation. Seeing France’s imperial colonies as a means to secure wealth in the future, he believed defending these territories would give him an advantage over the Vichy 36 Ousby, Occupation, 233. Ibid, 235. 38 Ibid, 234-235. 37 17 government. The act of ensuring that France kept the empire also meant that de Gaulle needed to fight off other imperialistic nations such as Great Britain and America. This was the reason behind de Gaulle’s strategic decision to center his headquarters in Algiers rather than London. 39 Centralizing the movement in this location gave de Gaulle authority within the empire and allowed him to adequately protect North Africa. In the postwar era, de Gaulle’s decision to magnify the importance of foreign territories to France complicated the issue of Algeria’s relation to the nation. De Gaulle also needed to secure support on the mainland. After obtaining a favorable position within the empire, he focused his efforts on organizing the communist groups who had resisted the Occupation since the beginning. In order to accomplish this, he entrusted Jean Moulin, a prominent Resistance leader, to bring together individual cells of this movement and to create a unified front. After working for de Gaulle, Moulin died in 1943 following the betrayal of a fellow resistor in Lyon. As a result of his effort in the Resistance, France remembers Moulin as a patriotic hero of the war. 40 This attempt by both de Gaulle and Moulin to secure the mainland, however, proved to be worthwhile when the creation of the Forces Française de l’Intérieur unified the Resistance abroad and on the mainland. 41 After establishing his role as leader of an organized movement, de Gaulle was able to validate his position within French politics. In the end, de Gaulle’s attempt to lead the Resistance was more successful than the communists’ method. While the left-wing believed quick acts of sabotage would provide an obstacle to the Germans, de Gaulle’s military background allowed him to 39 Ibid, 235. Ibid, 210. 41 Ibid, 240. 40 18 organize individual groups and essentially create an army. Under his orders, these resistors gathered intelligence and trained until an opportunity opened that would allow the French Resistance to save the nation. This perfect moment would arrive in 1944 as the Allies planned to invade France on D-Day. 42 As the war came to an end, de Gaulle managed to become everything Pétain desired to be; “[he] had become France.” 43 His affinity for politics combined with his military training provided him with the tools necessary to unite a force in France and emerge as the postwar leader of the nation. This power, seized by de Gaulle, allowed him to propose the idea of France as the true victor of the war by encompassing the entire nation under the façade of the Resistance, and placing crimes of collaboration on his enemies. While de Gaulle intended to unite all of France under this idea, he instead exacerbated the ideological divide that existed before the war by encouraging the French to fight against one another. De Gaulle set out to create this narrative immediately after the liberation of Paris. In his speech made on 25 August 1944 at the Hotel de Ville, he condemned the Frenchmen who had collaborated with the German occupiers. “We are back home in Paris which is on its feet to liberate itself and which has been able to achieve it singlehanded… The nation well knows that the sons and daughters of France -- all the sons and daughters except for a few unhappy traitors who gave themselves to the enemy and who are tasting or will taste the rigours of the law -- yes! All the sons and daughters of France must march towards France’s goal, fraternally and hand in hand. Vive la France!” 44 In this address, he proposed that France had liberated herself -- not with the help of the Allies and not even by means of the Resistance movement, but France itself became 42 Ibid, 243-244. Ibid, 238. 44 Charles de Gaulle, The War Memoirs of Charles de Gaulle, Unity: 1942-1944 Documents, (New York: Simon and Schuster), 1959, 409-410 43 19 the savior of the people. 45 Under de Gaulle’s myth, France would become a nation of resistors, while Vichy would represent only a small portion of those who had collaborated. In reality, his proposal was an inversion of the truth. His memory over emphasized a resistance movement that consisted of a rather small section of France and offered the leaders of Vichy as sacrifice for the majority of the nation who had initially supported Pétain. Trying to cover up the acts of collaboration that occurred during the war prevented France from fixing the underlying political unrest, which resulted in more confusion in the successive decades. Further complicating this political struggle, de Gaulle blamed the leaders of the Vichy government for the difficulties of the war. He accurately foresaw the challenge of unifying a state that dealt with political turmoil. This challenge only escalated when the war prompted the French to fight against each other. De Gaulle stated in March 1945 that “…the mist is only beginning to lift and that we are only just starting to realize the true state in which the terrible tides of war have left us and the real extent of the efforts of reconstruction and renewal which face the French nation for long years to come.”46 De Gaulle hoped that presenting the leaders of Vichy as the ones responsible for collaboration within the state would free the remaining population to be seen as a nation of victorious resistors. In order to successfully condemn these leaders, he needed to publicly accuse those he deemed responsible for the most heinous crimes of the war. To do this, de Gaulle relied on the postwar trials that would accredit these actions to Vichy. 45 46 Rousso, Vichy Syndrome, 16. De Gaulle, War Memoirs of Charles de Gaulle, Unity, 177. 20 The idea for these legal proceedings formed during the Occupation. The plan for the treatment of Vichy leaders was outlined by de Gaulle in a statement from the Committee of National Liberation in Algiers on 23 December 1943. This announcement stated how the collaborators would be treated after the war. In the document, de Gaulle argued that Vichy was not a valid government and that France was still at war with Germany. Since the leaders of Vichy had acted on their own freewill to collaborate with the occupiers, they had knowingly chosen to betray France. He stressed that these men who had assisted the Germans would be treated justly and that they would go through an official legal process. Once this had been accomplished, those believed to have actively collaborated would be arrested. 47 This communiqué set the stage for how collaborators would be treated after the war, proving that the Committee would uphold the notion that any assistance to the Germans would be seen as a crime against the French state. After the liberation, the practices initially designed by de Gaulle were implemented. Trials were held that allowed the High Court to make a decision regarding those deemed active in collaboration. Out of these 108 cases tried between the years of 1945 to 1949, sixty-three resulted in convictions, three in acquittals, and forty in decisions not to pursue the case. Under special circumstances, two cases were convicted of collaboration, but later dismissed because of the involvement of the condemned in the Resistance. Those found guilty of collaboration lost their civil rights 47 Ibid, 244. 21 as well as their positions within the government. 48 Overall, these administrative purges allowed de Gaulle to succeed in spreading his postwar image of France. Placing the blame of France’s failure during the Occupation on this select group of leaders provided de Gaulle with the chance to present the nation, as a whole, victorious and push the real internal struggles that prompted this divide to the side. While the President’s actions did suffice at the time, ignoring the underlying reasons for France’s failure during the Second World War would lead to more turmoil in later years as France attempted to navigate the postwar political world with unresolved conflict. The effects of de Gaulle’s proposed myth can be seen throughout the Algerian War. As France moved into the 1950s, the question of the country’s empire became a controversial topic. After the war, de Gaulle believed that France could maintain its reputation as a powerful country by becoming involved in global affairs once again. 49 In a speech made by the President of the Republic to the Consultative Assembly on 2 March 1945, he stated that economic reconstruction was the only way to stand out in a broken Europe and in order to achieve this; the nation would need to utilize the resources of the Empire. He claimed that, “We must take France as she is with the known resources in the Metropolitan country and the Empire, we must take her with the natural capabilities of her people, we must take her in the middle of a world marching towards progress…” 50 While a plan of imperialistic expansion initially appealed to de 48 Jon Elster, “Redemption for Wrongdoing: The Fate of Collaborators after 1945.” The Journal of Conflict Resolution 50, no. 3 (2006): 324-338, 326-329. 49 Tony Judt, Postwar: A History of Europe Since 1945. (New York: Penguin Press), 2005, 283. 50 Charles de Gaulle, The War Memoirs of Charles de Gaulle, Salvation: 1944-1946 Documents, (New York: Simon and Schuster), 1960, 181. 22 Gaulle, relations with the United States would later change his viewpoint. His wavering attitude regarding these territories reinforced the ideological struggle in France and countered the argument he proposed regarding the empire during the war. As the conflicts that would soon occur in Vietnam and in Algeria developed, the country would once again test the strength of French rule as well as bring up memories of the “Dark Years” of the Occupation. In May 1954, Viet Minh forces in Vietnam defeated the French Army, marking the end of French involvement in Indochina. While this defeat represented a blow to France, the conflict that would soon arise in Algeria surfaced as a more pressing issue. Indochina was a far away country that had little connection to France other than its colonial troops. Algeria, on the other hand, was only a short distance away from the mainland and many politicians considered this territory inherently French. 51 Believing Algeria to be an extension of the nation led to a division amongst political leaders and even the general public. This conflict grew more complex as incidents within Algeria created tension between the native population and French citizens living within that territory. 52 Once again, France was involved in a multi-front ideological struggle which mirrored events from the Second World War. The initial conflict in Algeria occurred as a response to two postwar incidents. First, the end of the Second World War decimated France’s reputation around the world. As a result of this defeat, the once powerful nation lost legitimacy within its African colonies. Those living in France, as well as citizens in the empire, tried to come 51 William B. Cohen, “The Algerian War, the French State and Official Memory,” Réflexions Historiques 28, no. 2 (2002): 219-239, 220. 52 Rousso, Vichy Syndrome, 60. 23 to terms with the result of the war. This meant that the nation needed to agree on who should be the leader of the government. After de Gaulle was re-elected as president, the pied-noirs, or French and European citizens living in Algeria, rejected this new political arrangement. Throughout the war, Algeria supported Pétain and, after the armistice, these Frenchmen had to put their trust in de Gaulle. Those living in Algeria associated this new leader and his politics with the American government who aided France during the war. They feared that this growing global power would eventually overshadow the French presence in North Africa which would place Algeria under US control. De Gaulle reinforced this idea in 1944 when he stated that he wanted to “‘lead each of the colonial peoples to a development that will permit them to administer themselves, and, later, to govern themselves.’” 53 Proposing that the native Algerians should govern their own country only angered the pied-noirs because they believed that Algeria belonged to France, an idea that de Gaulle had previously supported. The second event that preceded the struggle in Algeria came as a response to the surge in nationalism after the war. Around the world, colonies fought for independence against their rulers. The situation was the same in Algeria. Algerian nationalists feared that colonial rule would resume and that the French government would ignore reforms that their country needed. 54 To avoid the reimplementation of strict French laws, rebellions erupted across Algeria. The first revolt occurred in 1945 in Sétif which sparked a rise in nationalism amongst Algerian natives. 55 Over the next few years 53 Alistair Horne, A Savage War of Peace: Algeria, 1954-1962, (Harmondsworth, Eng.: Penguin Books), 1979, 42-43. 54 Ibid, 43. 55 Ibid, 43. 24 the conflict would continue to grow and the creation of the FLN, the Algerian nationalist group, initiated the organization of those who desired independence. The culmination of this struggle transpired at the end of October in 1945 when nationalists implemented an organized revolt. 56 This rebellion prompted harsh retaliation from the French, eventually escalating into war and the overall push for independence became even more complicated as mainland French politicians wrestled over the future of this country. 57 The tension within the state had increased to the point where six French governments fell and de Gaulle, who had left the world of politics, was reinstated as president to solve the issue. 58 For political leaders in France, as well as the general public, this debate centered on the idea of who was considered truly French or Algerian. 59 The dissenting opinions that split France during the Algerian War can be divided into the same political groups that had been at odds since the 1930s. First, the left believed that Algeria was “a classic case of colonial oppression;” however the party’s distrust of Islam, the dominant religion in Algeria, left them to see the rebellions as a Fascist led movement. As a result, both the mainland party as well as the Algerian communists remained indifferent to the conflict. 60 Second, the Gaullists eventually supported the Nationalists fighting for independence. Seeing the brutality of the war and ultimately the death of 600,000 to 1.5 million Algerians, de Gaulle proposed an option 56 Ibid, 87-88. Ibid, 96. 58 Cohen, “The Algerian War,” 221. 59 Lizabeth Zack, “Who Fought the Algerian War? Political Identity and Conflict in French-Ruled Algeria,” International Journal of Politics, Culture, and Society 16, no. 1 (2002): 55-97, 57. 60 Irwin M. Wall, “The French Communists and the Algerian War,” Colonial Conflicts to Postcolonial Memories 12, no. 3 (2002): 521-543, 523-524. 57 25 that would allow the country to gain independence and potentially push the entire war into oblivion. Finally, contrasting both viewpoints, the conservatives, represented by the majority of French politicians, including François Mitterrand, believed that Algeria was a part of France and to give up the land would be a betrayal to the nation. 61 Similar themes from the Occupation were evident in Algeria, so the imperialistic conflict triggered memories from the Second World War for many French citizens. 62 As these divides threatened to rip France apart, leaders looked to the past for answers regarding their future. Since the true issues that separated France during the 1940s were never resolved, the Algerian War became wrapped within the context of Resistance and Collaboration. One example of this can be seen on 6 December 1960, when Pétain supporters in Algiers pledged to stop at nothing to defend what they deemed to be “French land.” They claimed that anyone against the idea of France in Algeria would eventually be brought to trial for treason and that they would honor the Marshal who saved France. When reviewing this incident in terms of Vichy and the Occupation, the logic is reversed. According to Henry Rousso, “…The traitor de Gaulle is to be tried before the Haute Cour for selling out an empire saved in 1940 by Pétain and the Armistice, making it possible to mount a military resistance (the only legitimate resistance) in Africa.” 63 Similar connections were made where the FLN embodied the “heirs of the Resistance” and the French Army took on the role of the Nazis for those that opposed the war. 64 61 Cohen, “The Algerian War,” 229. Rousso, Vichy Syndrome, 60. 63 Ibid, 79. 64 Cohen, “The Algerian War,” 230. 62 26 These ties to the Germans during the Second World War increased as the atrocities committed by the army against those fighting for independence in Algeria were made known. One man during this conflict called for the arrest of 11,000 Algerians who were transported to camps where they would be beaten. 65 Similar to the Occupation, the political disagreements encouraged the French to find a foe in fellow citizens. The idea of identifying other Frenchmen as an enemy could also be seen in the way political groups defined their movements compared to the ideas of their adversaries. Terms from the conflict in 1940, such as collaborator or resistor, were used to cripple an opposing viewpoint or to link a political stance to a similar ideology. These comparisons took on a deeper meaning when applied to Algeria because their use illustrated the country’s preoccupation with the unresolved conflict. According to Rousso, “One consequence was that people were reminded of the fact that the choice between resistance and collaboration was insufficient to capture the true complexities of the divisions that existed in France during the occupation.”66 Unsure of whether this unrest was grounded in the past or the present, French citizens were once again prevented from examining the political divides that had existed even in the prewar period. The political struggle that had followed France through two wars culminated in May 1968 when the right clashed with the left yet again. This time, the ideological battle centered on the need for educational reform in France and the conflict would eventually grow into a movement that also questioned the oppressive nature of the Fifth Republic. 65 66 Ibid, 231. Rousso, Vichy Syndrome, 75. 27 In the early days of May 1968, students, who embodied the left-wing of French politics, participated in demonstrations organized by Communist leaders. Unsatisfied with the state of higher education in France, protestors demanded reform that would allow them to voice their opinions in the organization of French universities. Following the Second World War, enrollment in these institutions tripled, which prevented officials from adapting to social changes at the time. Students accused professors of unfair examination practices that could ultimately end their scholastic careers, and of the use of outdated teaching methods. As the student protests grew, riots consumed Paris, leaving hundreds of students imprisoned or injured. 67 The harsh retaliation of French police prompted the support of Communist labor unions that ultimately led to a strike of over 100,000 workers throughout the country. 68 Once again, this fight between both the left and right-wings of French politics placed fellow citizens against one another in what could have ended in a civil war. Similar to the situation in Algeria, these students saw a common element between the political unrest they faced in 1968 when compared with the ideological conflict that had consumed France during the Occupation. As a result of this connection, students alluded to the “Dark Years” in order to insult other Frenchmen that they deemed their enemy. One such incident occurred in Toulouse on May 31. In response to the protests in Paris, 20,000 Gaullist supporters marched to the World War I 67 The New York Times, “Students Backed by French Unions: 3 Biggest Federations Call 24-Hour Strike Tomorrow -- Paris Riot Toll Heavy French Strike Called to Back Students,” May 12, 1968, 2. 68 The New York Times, “French Workers Take Over Plants As Unrest Widens: Dozens of Factories Being Held by the Strikers - Red Flags Are Raised Student Actions Abate Some Air Flights Canceled After Orly Employees Call a 48-Hour Stoppage French Workers Take Over Plants,” May 18, 1968, 1. 28 monument to lay down a wreath in a sign of respect. These demonstrators waved the Tricolour and shouted “‘France is with us!’” Reacting to this parade, anti-Gaullist students blocked the road and claimed “‘Fascists shall not pass!’” 69 Similar episodes occurred throughout France as students used slogans such as, “CRS [riot control forces] equals SS” and “We are all German Jews” to challenge the Gaullist government. 70 While the role of the Occupation took on a different meaning during May 1968, the cries of oppression prompted a new generation to question their history as well as the origin of this political discord. The reforms that would come out of May 1968 changed the way France viewed the past. These student protestors represented a new generation in France that battled the old. De Gaulle and his supporters were the “heirs” to the Resistance and, in order to properly fight back, the youth in France needed to destroy this image that the President created. 71 The 1968 political movement inspired a new legacy of the Occupation and prompted many citizens to question the details of the Second World War. As a result of this fascination with the past, the truth behind de Gaulle’s image of France during the war was finally questioned and Frenchmen tried to find a way to atone for the atrocities committed by Vichy. The breakthrough that occurred in 1968 allowed France to re-examine the past. Until this moment in history, discussion of Vichy’s involvement in the persecution of the Jewish population in France was never questioned. As previously stated, de Gaulle 69 The New York Times, “A Clash Follows Toulouse Rally: Gaullist and Anti-Gaullist Students Stage Fight,” June 1, 1968. 70 Rousso, Vichy Syndrome, 99. 71 Ibid, 99. 29 carefully crafted a narrative of France’s involvement during the conflict to avoid the extent to which French citizens had collaborated with the Germans. This included France’s willingness to participate in the implementation of the Final Solution. 72 As a result of 1968, a new story regarding France’s role in the Holocaust emerged, suggesting that the French had finally found a way to accept the division and conflict which plagued France since the early 1930s. The first step in acknowledging these horrors can be seen in the official memory of the Vél d’Hiv round-ups. On 27 March 27 1942, following the passing of legislation that allowed the state to imprison Jewish citizens, French police arrested 1,112 Jews under German order. This number did not satisfy German officials, however, since reports showed that there were nearly 28,000 Jewish citizens in Paris. To fulfill this number, French police ordered that all Jewish citizens should report to the city hall, but only 1,800 followed this demand. As a result, French leaders discussed how to meet the quota set by the occupiers. In order to avoid the deportation of French Jews, René Bousquet, Secretary of State under Vichy, requested that only stateless Jews be rounded up. On July 4, the final plans were made to initiate the round-ups that would include the deportation of Jewish women between the ages of fifteen and fifty-five and males between the ages of fifteen and sixty. Knowing that the number would probably not be met without additional round-ups, Laval proposed that children between the ages of two and fifteen should be deported as well. He argued that by doing this, the state 72 Wiedmer, The Claims of Memory. 32. 30 would not need to use resources to house and feed them. In the end, his request was granted and the round-ups were planned for July 16 and 17. 73 In the early morning hours, Jewish families were pulled from their homes with “considerable force” by over 4,500 French police involved in the procedure. From there, they were forced onto buses where they were taken to the Vélodrom d’Hiver, a stadium designed for less than 2,000 people. Here, over 8,000 men, women, and children crammed into the space where they lived without food, water, or sanitation. To make this already horrific scene even more tragic, children were separated from their parents because the decree that permitted the deportation of those younger than fifteen was not passed until July 31. For two weeks, children waited in the Vélodrom without their family, living in deplorable conditions. 74 Once French citizens discovered what had happened on July 16 and 17, the population was outraged, especially by the harsh treatment of the children. This great disappointment in the Vichy government forced Laval to end all participation with the deportations. Still, by the end of the war, “approximately one-quarter of the Jewish population of France had fallen victim to the Holocaust.” 75 Immediately following the Occupation, de Gaulle’s proposal to ignore the horrors of the past allowed situations such as this to go unnoticed. After the breakthrough in 1968 that prompted France to learn from the past and prepare for the future, French citizens and leaders tried to find a way to memorialize these events in the country’s memory. 73 Ibid, 40-41. Ibid, 41-42. 75 Ibid, 43. 74 31 Following the Liberation, the Vélodrom d’Hiver was demolished and de Gaulle had a plaque erected in this spot. On the plate the following message was inscribed: On July 16, 1942, thirty thousand Jewish men, women and children victims of racial persecution were confined in this place by order of the Nazi occupier, all separated from each other, they were deported to Germany and the concentration camps. Free men, remember. 76 This statement, while paying respect to the lives lost by Jewish citizens, ignored all aspects of French involvement in the deportations. Furthermore, the number of men, women, and children involved in the round-up was inaccurate and failed to mention the fact that out of all those transported to the Vélodrom, 4,115 were children. 77 Ignoring the details of this event illustrated de Gaulle’s desire to separate the nation from the atrocities committed by the Vichy regime. Blaming the occupying forces, as well as select leaders who had permitted these actions, meant that the nation could remain honorable. As seen by the postwar events, this only caused a greater division amongst French citizens and the evolution of this monument mirrored France’s attempt to accept the past. Once again, François Mitterrand symbolized the internal conflict which emerged in France. In 1992, as the fiftieth anniversary of the round-ups approached, French citizens requested that President Mitterrand attend the upcoming ceremony. Until this point in time, the yearly commemoration was mostly attended by Jews, and a newly formed group, the Committée Vél d’Hiv ’42, proposed in a petition signed by over two 76 77 Ibid, 44. Ibid, 44. 32 hundred Frenchmen and published in Le Monde that Mitterrand’s presence at the event would be a symbolic acknowledgment of France’s involvement in these atrocities. Mitterrand agreed to attend the ceremony, but on July 14, Bastille Day, the President made an announcement that proposed a negative attitude regarding the situation. He claimed that, “In 1940, there was a French state, it was Vichy, it was not the Republic. And it is this French State that that we must hold accountable. Do not ask the Republic to be accountable, she did what she had to do!” 78 Mitterrand’s statement coincided with the myth de Gaulle had created years ago. According to him, the atrocities committed in 1942 were the act of the Vichy State and not the Republic. In this way, a political leader of France once again tried to place the blame for these actions on a select few instead of acknowledging that people of the nation had committed these acts of violence. Mitterrand’s response infuriated the committee and they released a counter argument to the president. In this new statement, the Committée Vél d’Hiv ’42 pointed out that Mitterrand failed to acknowledge that while the “Vichy State” had committed these acts, they were still perpetrated by “French administrators, French magistrates, and French police” who had “accepted to swear an oath of loyalty to Pétain, to carry out inhumane orders and at times to take criminal initiatives themselves, forgetting that they had been named to their position by a republican state.”79 This argument echoed Mitterrand’s past. He too said the pledge to Pétain that stated, “‘I offer myself up to 78 “En 1940, il y eut un État français, c'était le régime de Vichy, ce n'était pas la République. Et c'est à cet État français, qu'on doit demander des comptes. Ne demandez pas de comptes à cette République, elle a fait ce qu'elle devait!” Anna Senik. “L'histoire mouvementée de la commémoration de la rafle du ‘Vel' d'Hiv’” Le Monde (Paris), July 16, 2012. 79 Conan and Rousso, Vichy an Ever-Present Past, 23. 33 Marshall Pétain just as he offered himself up for France. I pledge to serve his teachings and to remain faithful to him and to his work.’” 80 Trying to conceal his past, he failed to understand the impact of his statement. Politically, separating the Republic from Vichy distanced himself from his past in Pétain’s regime, an obstacle he had tried to overcome since his election, but, in doing this, he preserved the divides that had existed in France for decades. What the Vél d’Hiv committee brought to light, that Mitterrand could not, was the importance of holding the entire nation responsible for the crimes committed during the war. Recognizing that the story of the Resistance portrayed by de Gaulle had in fact been a myth allowed France to look past the defining categories such as resistor or collaborator and focus on the nation as a whole. These events in 1992, allowed France to view the Occupation in a new light. This attempt to rewrite history can be seen in the current plaque at the Vél d’Hiv memorial. Today, the message reads, On July 16 and 17, 1942 Thirteen thousand one hundred and fifty-two Jews were arrested In Paris and its suburbs deported and assassinated at Auschwitz. In the Vélodrom d’Hiver, which stood here, Four thousand one hundred and fifteen children Two thousand nine hundred and sixteen women One thousand one hundred and twenty-nine men Were confined under inhuman conditions, by the police of the Vichy government, on the order of the Nazi occupiers. May those who tried to come to their aid be thanked. Passer-by remember! 81 While the new plaque offers more precise information regarding the round-ups, the extent to which the Vichy government collaborated with the Germans is still vague. 82 80 81 Ibid, 140. Wiedmer, The Claims of Memory. 45. 34 Ignoring that the children had been chosen for the deportations by Laval himself shows that even in the present day, France still struggles with the events of the past; however, the country has come a long from the early political conflict that split the nation in two. The ideological divide that created a rift in France for over fifty years saw its beginning with the rise of the Popular Front in 1930. Responding to the growth of fascism, these leaders hoped to create a better future for France. Communist success was challenged in 1940 when France’s defeat during the Second World War allowed conservatives to assume control. The citizens believed that this government would offer much needed social reforms when in reality, Pétain’s regime hoped to stop the spread of communism and collaborate with the Germans by enacting repressive laws against the French. These actions provoked retaliation against Vichy from resistors as violence escalated between fellow Frenchmen. Following the war, de Gaulle’s vision of a united Resistance movement that encompassed the whole nation, minus a selected few leaders who he deemed traitors, prevented the country from acknowledging the crimes committed during the war. His actions, while able to stabilize the nation at the time, never allowed them to resolve the political discord that consumed France. These unsettled difference plagued postwar decisions as political leaders tried to navigate international conflicts within the context of the Second World War. The Algerian War emerged as one of the first conflicts to refuel the political unrest that existed during the Occupation. Unsure of how to define France’s foreign territories, leaders from both the right and the left fought over the future of Algeria. Both sides identified with groups from the 1940s, and issues of loyalty to the nation 82 Ibid, 45. 35 complicated the decision to free sections of the French empire. The legacy of the Occupation took on new meaning during 1968 when a young generation of resistors challenged an increasingly oppressive government. Led by students who labeled their enemy based on terms from the war, these communist sympathizers hoped to change the bleak situation of the French education system. As protests grew, the entire nation took part in demonstrations and pushed the country on the edge of a civil war. Finally, the evolution of the Vél d’Hiv memorial symbolized France’s wavering image of the Occupation. Initially ignoring Vichy’s involvement in the implementation of the Final Solution, France’s fascination with the past prompted change in the memory of the war. Mitterrand’s battle with the Committée Vél d’Hiv ’42, illustrated the nation’s desire to publically acknowledge the horrendous acts committed by French police. Accepting their role in Nazi atrocities, France obtained the ability to dissolve the political divides that were apparent in France since before the war. While France took over half a century to begin this process of acceptance, the ideological struggle which consumed society illustrates the importance of looking to the future for hope rather than trusting the myths of the past. 36 Bibliography Cohen, William B. “The Algerian War, the French State and Official Memory.” Réflexions Historiques 28, no. 2 (2002): 219-239. Colton, Joel. “Léon Blum and the French Socialists as a Government Party.” The Journal of Politics 15, no. 4 (1953): 517-543. Conan, Éric and Henry Rousso. Vichy an Ever-Present Past (Hanover: University Press, 1998). Darlan, François. “Vice Premier Darlan’s Broadcast to the French People.” The New York Times. 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French Hairdressers and Vichy's Labor Charter.” French Historical Studies 20, no. 4 (1997): 737-772. 39 The Good, the Bad, and the Ugly: Identity and Deformity in Wilde’s The Picture of Dorian Gray and Stevenson’s Dr. Jekyll and Mr. Hyde Faith Rinklin Abstract: Oscar Wilde’s novel, The Picture of Dorian Gray, and Robert Louis Stevenson’s novel, Dr. Jekyll and Mr. Hyde, depict a protagonist that chooses to alter his natural human identity in a way that allows him see an immoral side of himself while still maintaining a respectable façade to the rest of the world. Gray and Jekyll abuse their other identities hedonistically until their other identities are threatened to become public, which forces each protagonist to hide their immoral selves and attempt to rejoin their split identities. However, both of the protagonists’ experiments end in failure because they push past the limit of power that an individual naturally possesses over his own identity. Through examination of these texts, it is evident that these failures reflect the Victorian society’s refusal to loosen their strict moral code that was built on outward appearances. Stevenson and Wilde challenged Victorian society by depicting two characters of high esteem that degenerate due to society’s pressure to keep the appearance of a noble character when in reality, a duality of what is labeled both good and evil is inherent within everyone. The pronoun “I” is singular in nature—it only refers to one person. But in Robert Louis Stevenson’s novel, Dr. Jekyll and Mr. Hyde, and Oscar Wilde’s novel, The Picture of Dorian Gray, each protagonist chooses to alter his natural human identity in a way that allows him meet an immoral side of himself while still maintain a respectable façade to the rest of the world. By recognizing they are two people and not just one, Jekyll and Dorian have the power to make “I” become plural and “we” become singular. Dorian’s portrait reflects his own soul’s age and corruptness allowing him to appear infinitely young and beautiful on the outside. While Dr. Jekyll can attend dinner parties as his reputable self, whenever he wants to he can assume an entirely different identity in Edward Hyde that even his closest friends acknowledge as a completely separate person. Gray and Jekyll continue to abuse their other identities as a way to allow them to seek pleasure solely for themselves however when their other identities are 40 threatened to become public, each protagonist is forced to closet their immoral selves and attempt to remarry their split identities. The protagonists’ failed experimentation to push past the limitation of the power an individual naturally possesses over his own identity reflects the Victorian society’s refusal to loosen their strict moral code built on outward appearances for fear that a new morality, one based on hedonism and the rise of a lower class, would deform their society into something unrecognizable and most certainly horrific with the turn of the new century. Stevenson and Wilde challenged Victorian society’s oppressive, self-preserving strict moral code that was gate kept by the upper class at the end of the 19th century by depicting two characters of high esteem that degenerate due to society’s pressure to keep the appearance of noble character when in reality, a duality of what is labeled both good and evil is inherent within everyone. In the late 1800s, there was one term in particular that instilled fear and wonder in the popular culture of the time—degeneration. This term was more of a loose theory that found its way into almost every important discipline. Deviation and degeneration were terms that were new to a culture that did not want to fully understand the potential definition of these terms, as that would mean they were already in effect. Stephen Arata points to Robert Nye to explain, “the 1880s degeneration theory ‘served to provide a continuum between biological and social thought that makes nonsense of the usual efforts to distinguish between them, and was so culturally useful that it could explain persuasively all the pathologies from which the nation suffered’” (Arata 15). The sources of these pathologies and the general anxieties that the late Victorians felt dealt 41 with “Nation, body, and art: it seemed to many that their respective declines were mutually implicated. Under these broad headings were arrayed a variety of more specific…anxieties,” some of these including “…the spread of urban slums, the growth of ‘criminal classes,’ the proliferation of ‘deviant’ sexualities, [and] the rise of decadent art…” (2). It is no wonder then, that the Victorians would address these issues by attempting to pretend they did not exist or cling traditional values, such as praising the wealthy and well-established families. Major concerns that propelled degeneration were the concept of the Other and how “…it covertly expresses the anxieties of a middle class worried about its own present status and future prospects” (32). One particular reason outward appearances were so important to the Victorians during the time of degeneration was because of advancements in criminology. Cesare Lombroso came up with a theory that explained criminal behavior was biological. He “…painted a refined portrait of the ‘born criminal,’ a reversion of a primitive subhuman creature described as an atavistic remnant of an ancestral type. He claimed to have identified significant anatomical and physiological characteristics which distinguished the criminal from his normal counterpart…” (Harris 81). This idea that people themselves could actually regress and degenerate into something else was a legitimate fear at the time Stevenson and Wilde wrote their works. The Victorians were on a witch hunt to find these abnormalities in people. Harris explains, “They sought to identify the dangerous individual by identifying a range of competing and sometimes hidden moral, social, and physical symptoms” (84). 42 The motivations for Dr. Jekyll to discover a way to separate his competing selves and for Dorian Gray to wish that his picture would depict his sins rather than his face are both for personal gain. Dr. Jekyll understands from an early age that his natural disposition and what Victorian society expects of him is different, which forces him to conceal a part of himself. He states that, “With every day, and from both sides of my intelligence, the moral and the intellectual, I thus drew steadily nearer to that truth…that man is not truly one, but truly two” (Stevenson 111). Dr. Jekyll is extremely sensitive to both parts of his conscious and is willing to risk his life in order to spilt them so that, “…the unjust might go his way, delivered from the aspirations and remorse of his more upright twin; and the just could walk steadfastly and securely on his upward path…” (112). For Dr. Jekyll, this would solve the natural tensions that exist in everyone so the moral side of a person would not feel like it must punish the immoral, or the immoral be deprived of pleasure by the moral side. Indeed, as Dr. Jekyll states his first feeling after he takes his potion that succeeds in splitting these elements of the self, he feels youthful and “an unknown but not an innocent freedom of the soul” (113). Dr. Jekyll’s main benefit of having separate personalities is being able to keep his reputation intact. As a professional, Dr. Jekyll is expected to be friends with other people with similar social statues and intellectual interests. As the narrator notes about Mr. Utterson, “It is the mark of a modest man to accept his friendly circle ready-made from the hands of opportunity; and that was the lawyer's way. His friends were those of his own blood or those whom he had known the longest…” (48). Mr. Utterson, the first character the reader meets, is someone of high morality and ethics, as he was often 43 “…the last good influence in the lives of downgoing men” and exactly what Victorian society would expect for his social class (47). He is the model man—intelligent, good natured, but not overly emotional, and highly reasonable. Since Mr. Utterson is such good friends with Dr. Jekyll and he only associates with respectable and wellestablished people, Dr. Jekyll’s friendship with Utterson allows Dr. Jekyll to be a prominent person in society by being in the professional circle. His career also could benefit from such a high status, for example when he meets and discusses scientific principles with Dr. Lanyon, although they disagree with each other’s ideologies. Utterson is a trusted source to determine ones’ character throughout the novel. The very idea of Mr. Hyde disgusts him to the point where Utterson decides to seek him out, and upon finding him, notices “…an impression of deformity without any nameable malformation…” and thinks Mr. Hyde is so unsettling because it might be “…the mere radiance of a foul soul that thus transpires through…” (61). However, with the ability to switch back to Dr. Jekyll at any moment, Dr. Jekyll can maintain his professional and social status. Jekyll does not blame himself for Hyde’s actions, “Yet Hyde is safely other—‘It was Hyde, after all, and Hyde alone, that was guilty’” (Oats 605). Similarly to Dr. Jekyll’s motivation to explore separate identities, Dorian Gray makes his wish for his picture to become old and he to stay forever young based on what society values. Dorian thinks nothing special about his face until meeting Lord Henry, who completely shapes his views on life and the importance of beauty by explaining that Dorian’s “…youth is the one thing worth having” (Wilde 24). Although Dorian Gray does not at first realize how much his everlasting youth will benefit him at 44 the time of his wish, he is influenced greatly by Lord Henry’s one conversation with him and thereby prescribes to many of his theories and views about beauty, youth, and society. Lord Henry serves as a mentor that allows Dorian to understand what society expects of someone of his wealth and prominence, including appreciating aesthetics and the arts. At the theater, Dorian is only known by the name “Prince Charming.” Because of his looks, Dorian never even has to face an inquiry about Sybil’s death, which he should claim responsibly for. When confronted by her brother, James, eighteen years later, Dorian again uses his youth to get out of the life or death situation, claiming he could not possibly be the man James was looking for simply based on his appearance. While Dr. Jekyll does run the risk of Mr. Hyde being caught for his murder of Mr. Carew, Dorian is able to miraculously escape from any possible responsibility he would need to accept for his crimes because his portrait, an entirely separate entity, shows his true age and corruption of his soul. Dr. Jekyll feels finally freed with the simple knowledge that he can change into Mr. Hyde at any time, and after taking some measures to secure that his possessions be given to Mr. Hyde should he go missing for three or more months or as he exclaims, “Think of it—I did not even exist!” (Stevenson 116). He feels secure and is able to take the joy that comes with no one knowing who he is. While Dr. Jekyll is both able to quiet his conscious about him turning into Mr. Hyde by working to undo the wrong of his alter ego and by justifying that Hyde is an entirely different person, he does start to question the overall morality that he possess. This is evident especially when he begins to notice that Mr. Hyde starts growing taller, representative of his immoral side becoming more 45 developed than it had originally been before his experimentation. As Jekyll remarks, “…I was slowly losing hold of my original and better self, and becoming slowly incorporated with my second and worse” (120). Finally, Jekyll realizes that he has become a sort of slave to his other self. He has to double and triple his potion to turn back into Dr. Jekyll, which used to be the easy part, however as his experiment continued, Mr. Hyde becomes harder and harder to throw off. The fact that Dr. Jekyll has to struggle to become himself again and starts changing from Dr. Jekyll to Mr. Hyde unprovoked is noticed earlier by the astute Mr. Utterson, who besides caring for his friend, is a symbol of Victorian society calling at his door and commenting on the strangeness of why someone with such social stature is never seen in the daytime anymore. Even the chapter titles suggest when Dr. Jekyll realizes that his experiment has gone too far. Utterson fears that Mr. Hyde will try to kill Dr. Jekyll, knowing that he is the benefactor of the will, however the chapter where he confronts Dr. Jekyll is titled “Dr. Jekyll Was Quite at Ease,” suggesting that he felt in control in his experiment and secure in the character of Mr. Hyde. The next chapter is titled “The Carew Murder Case,” which is a turning point for Dr. Jekyll in his moral stance toward allowing himself to become Mr. Hyde anymore. Jekyll knows that with a witness, the police are out looking for Mr. Hyde and he cannot allow himself to transform into Hyde as an outlet for his hedonistic pleasure. After the murder, several chapters begin with “an incident,” for example “The Incident of the Letter” and “The Incident at the Window.” With each chapter after the murder case, more “incidents” become public and Jekyll cannot hide behind his other identity anymore. 46 Jekyll realizes the consequences of Hyde, saying to Utterson, “I cannot care what becomes of Mr. Hyde; I am quite done with him. I was thinking of my own character, which this hateful business has rather exposed” (75-6). Since Dr. Jekyll believes that he can control when he changes into Mr. Hyde, Jekyll is able to be confident that Mr. Hyde will never be seen again. Critic Benjamin O’Dell notices how Stevenson stylistically made Hyde (and therefore Jekyll’s) guilt inescapable, writing, “Stevenson’s decision to cast the scene as a sensational newspaper account not only identifies a primary audience for Hyde’s performance in the London citizenry but begins the process of reevaluating his character in the public realm” (515). Clearly, losing his status to the public as a good doctor, friend, and someone who is moral and respectable in society would be a large fear for someone in Jekyll’s position. Arata points out that, “As Jekyll repeatedly insists Hyde indulges no vices that Jekyll himself did not enjoy. What differs is the manner in which they enjoy them: Hyde openly and vulgarly, Jekyll discretely and with an eye to maintain his good name. As Hyde learns from his encounter with Enfield, gentlemen may sin so long as appearances are preserved” (40). Jekyll can indulge in Mr. Hyde only for as long as his identity is kept private enough not to reflect badly upon Jekyll, who he is most readily associated with. In order to retain this status he must publicly denounce Mr. Hyde and be able to disassociate himself from him in the public realm. Dr. Jekyll realizes that, “To cast it in with Mr. Hyde was…to become despised and friendless” (Stevenson 120). With this, Jekyll chooses to remarry his good and evil sides together forever in the natural human form, with his single identity, stating that, “Dr. Jekyll was now my city of refuge” (123). 47 While Dr. Jekyll realizes the value of the freedom he has created for himself and that he is able get away with doing anything that he wishes for his own pleasure, he still has a conscience and feels intense remorse and guilt for the murder which makes him swear off Mr. Hyde for forever. Dorian Gray however, is incapable of feeling any emotion when he faces his corruption on the portrait. Although Dr. Jekyll personally takes responsibility of his crimes in his full statement of his case, Dorian never does. Basil believes that anyone who lives for themselves will have a price to pay, one of “consciousness of degradation,” but Dorian, in love with Sybil claims that pleasure “…is to adore someone” (Wilde 76). Basil assumes that anyone who realizes their own morality would have to understand their own sins. After all, he is the only uncorrupted force in the book who tries to protect and save Dorian from any slander and degradation of his beauty. Ironically, it is Dorian who correctly foreshadows his downfall. For him pleasure is adoring someone. While he means Sybil at the time, later the only person he adores is himself. He is fascinated with his own transformation of his soul. At first, Dorian vows to do nothing wrong after lamenting the portrait’s loss of beauty by its curled mouth. He sees the picture as something that will help him through his life. After all, “There were opiates for remorse, drugs that could lull the moral sense to sleep. But here was a visible symbol of the degradation of sin. Here was an ever-present sign of the ruin men brought upon their souls” (93). Although Dorian realizes what this could mean for him, “…pleasure subtle and secret, wild joys and wilder sins…” he is saddened most about the portrait’s fate and that it was going “to become a monstrous 48 and loathsome thing, to be hidden away in a locked room, to be shut out for the sunlight that had so often touched to brighter gold the waving wonder of its hair…” (102). Although Dorian quickly warms up to the idea of being able to have eternal youth and beauty, he realizes that this means he will have to live his public and private lives separately when Basil came and asked to exhibit the picture. Dorian Gray knows that “The portrait must be hidden away at all costs. He could not run such a risk of discovery again. It had been mad of him to have allowed the thing to remain, even for an hour, in a room to which any of his friends had access” (113). Dorian’s background and ancestry is filled with prominent people and he certainly has the wealth and physical appearance that would charm the upper class of Victorian society. With Lord Henry’s charisma, the dynamic duo explore the arts and high class social gatherings. Alone, Dorian delves further and further into the bowels of seedy areas of London. While unlike Dr. Jekyll, who can release Mr. Hyde to assume a completely different identity and face, Dorian is stuck with the exact same face that he had the day Basil finished his painting. He cannot pretend to be someone he is not. Where society respected Dr. Jekyll and thought of Mr. Hyde as a deformed apelike creature, Dorian can be and is only himself. His new lifestyle does not go unnoticed, as “…his extraordinary absences became notorious, and, when he used to reappear again in society, men would whisper to each other in corners, or pass him with a sneer, or look at him with cold searching eyes, as though they were determined to discover his secret” (136). Dorian becomes paranoid of everyone finding out his secret, worried that one of his servants will discover the picture even though he has the only 49 key to the room and covers the picture in an attempt to bury it with a funeral pall. However, even with the rumors of his dubious outings, Dorian is able to maintain his status in society simply because “society, civilized society at least, is never very ready to believe anything to the detriment of those who are both rich and fascinating. It feels instinctively that manners are of more importance than morals…” (136). Even though Dorian’s true soul and countenance is on the picture, which is locked in his attic, he does not have to hide his face for shame of his actions, so long as he continues to play the part of a great entertainer and beautiful youth, something he does wonderfully. If all that society wants from Dorian is a well-educated, rich, well-mannered man, he can stave off any remarks that might damage his respectability or cause his reputation to suffer. Even Lord Henry recognizes the absurdity of the Victorian culture. At a party, the Duchess comments that “All good hats are made out of nothing.” Lord Henry is quick to reply, “Like all good reputations…,” insinuating that Victorians can be hypocritical and reputations are based on wealth and appearance rather than morals and ethics (188). Similar to Dr. Jekyll revealing his secret to Dr. Lanyon, Dorian reveals his changed portrait to its creator, Basil. Lanyon is understandably shocked to see Dr. Jekyll’s transformation from Mr. Hyde to himself and dies shortly afterward, but does not reveal the truth about Dr. Jekyll until after his death by letter to Mr. Utterson. He keeps this secret as it is from a doctor to a doctor. Basil too does not believe the portrait is his own, saying that the paints had poison in them or that mildew had gotten into the canvas. Dorian attempts to get through to him by saying, “Each of us has Heaven and 50 Hell in him, Basil” (150). Basil believes that there is still a chance for redemption if Dorian will try and pray, but Dorian feels as though the painting and by extension his soul, are helpless and ruined forever. All that he will ever have is his own beauty and his respectable place in society. His morals do not matter, simply his manners. Immediately after murdering Basil, Dorian is calm and detached, simply creating a quick alibi by waking his servants to let him inside and going to bed. He sleeps well and is disgusted by the thought of Basil’s body in his attic, not that he killed a man. This shows his detachment from morality and also his fixation on the physical world. Dorian only cares about his outward appearance, not even his reputation, as evidence by what he tells Basil, “I love scandals about other people, but scandals about myself don’t interest me” (143). He knows that as long as he continues to be handsome he can continue his life of pleasure without consequence. Dorian’s lack of interest in morality is at first because his corruption and age are shown on his picture. It is something that he can hide away in his attic and never look at. His nonphysical soul becomes physical through the portrait, and when he realizes that his actions are corrupting the picture, it is the first time that he vows to be a better person. Finally, the picture is something that cannot be ignored, which causes him to stab it and force the nonphysical to become the physical and be thrust upon himself which results in his demise. Dorian further shows his lack of morality and detachedness by mixing Campbell up in the murder by blackmailing him to remove the body by completely dissolving it. This is his way of ensuring that the physical becomes completely nonphysical. Being careful to play the perfect role that society cares about, manners over morals, Dorian 51 arrives at a party at eight-thirty when Campbell did not leave his house until a while after seven” (166-67). Even when Dorian suggests that he killed Basil to Lord Henry, Lord Henry laughs, saying that, “It is not in you to commit a murder…crime belongs exclusively to the lower orders. I don’t blame them in the smallest degree. I should fancy that crime was to them what art is to us, simply a method of procuring extraordinary sensations” (203). Lord Henry, a mouthpiece for the upper class Victorian society and supposed to be the person who knows Dorian the best is able to say that he is incapable of committing a crime. He is just as oblivious as everyone else about Dorian’s lifestyle and what his true morality is made up of. Lord Henry also brings to light the social class issue of who commits crimes and why, much of which only has to do with appearance and the Victorians’ overemphasized placement upon physical appearance. A large part of Victorian culture revolved around the emphasis that was placed on appearances. At a time when criminology as a discipline first started taking off, many people believed that criminals were simply people who had not developed all the way and were a sort of modern caveman with low intelligence and most importantly, physical deformities. Many of these characteristics were appearance or related to the body. Arata discusses many of the ways to classify these criminals, a few of them being, “The droop of a lip, the curve of an ear, the twitchings of a hand all seemed to signify univocally, attesting to pathology” (19). The body itself becomes a sign of a degenerate and someone who cannot be anything but a detriment to society. 52 Something is off. Utterson is so astute that he notes a different kind of footstep on the pavement before he meets Mr. Hyde for the first time (Stevenson 59). Although the whole point of Dorian’s wish was to be unchanged, scholar Jill Larson recognizes how abnormal this is. She writes, “Unlike a natural face, Dorian’s is inexpressive of the pain he feels, and he is therefore emotionally isolated from others, all of whom he dupes whether he wants to or not. The portrait, meanwhile, lives and vividly registers his heartlessness. Dorian’s life has become a painting” (103). No one in The Picture of Dorian Gray questions why he is so unchanged by time and just because it is beautiful, there is does not seem to be anything strange about him, except for the discredited rumors. Still, Dorian Gray, as unemotional as he is, recognizes how ugly his picture has become and vows to live by a higher moral code. In regards to Sybil, Dorian tells Lord Henry, “I want to be good. I can’t bear the idea of my soul being hideous,” to which Lord Henry responds “A very charming artistic basis for ethics…” (Wilde 94-95). Once again, Dorian vows to try to be a better person in order to reverse the portrait’s fate. By preserving a younger lady’s innocence, he deems himself as a reformed man. However when he checks his portrait, no sign of his soul repairing itself is seen. He realizes that even the lofty goal of becoming a better person was due to vanity. He thinks, “Vanity? Curiosity? Hypocrisy? Had there been nothing more than in his renunciation than that? There had been something more. At least he thought so. But who could tell?… No. There had been nothing more. Through vanity he had spared her. In hypocrisy he had worn the mask of goodness. For curiosity’s sake he had tried the denial of self. He 53 recognized that now” (212). Dorian realizes that his denial of self has done nothing to make him a more moral person. . Lord Henry suggests that this will cause a longing for the forbidden (as swearing off Hyde did for Jekyll, making Hyde come back even stronger). In an article by Cohen, he goes even further, “By negating pleasure, the natural expressions of the body, society inhibits the body’s sensuous potential and circumscribes feeling within established moral codes” (79). Dorian keeps giving into temptation for his own hedonistic pleasures and can continue to, for society does not inhibit him, as it prizes him for his beauty and wealth instead. For Dorian, his picture is a mirror into his soul. Wilde wanted to create this mirror as a way to show what society would need to do in order to get rid of the anxiety that was so prominent at the turn of the century: look toward self-realization. Baker puts it succinctly, “In turn, the self-realization of the individual makes for a better society in general, for Wilde believed that the progress of society was dependent upon the progress of the individual” (351). Dorian never comes to a self-realization that is not out of vanity, and therefore cannot contribute anything to society except for his aesthetic. When he tries to ruin the picture and thereby destroy the sins he only causes self-destruction. Jekyll also never comes to self-realization. In fact, in Irving Saposnik argues that, Because of his self-delusion, Jekyll remains unaware of the true results of his experiment…he learns little about himself or about the essential failure of his experiment, and remains convinced that the incompatible parts of his being can be separated. This, as much as anything else, is Henry Jekyll’s tragedy. He is 54 so enmeshed in his self-woven net of duplicity that he cannot identify the two entities whose separation he hopes to achieve. By seeing Hyde as another being rather than as part of himself, he is forced to deny the most significant result of his experiment and indeed of his entire story, the inescapable conclusion that man must dwell in uncomfortable but necessary harmony with his multiple selves” (724). Stevenson and Wilde both believe that man possesses duality and must come to this realization in order to address it. Without self-reflection or realization, the individual or society as a whole will not be able to address issues of morality and the general anxiety felt at the turn of the century. The concept of art as a mirror and the idea of aestheticizing ethics are prominent in The Picture of Dorian Gray. In the preface of Dorian Gray, Wilde makes the dramatic statement that “All art is quite useless” (Wilde 4). And for Dorian, it is. Wilde creates a paradox with the entire work by showing how morality and art or aesthetics do not mix, only to reveal through the character of Dorian, how much they share in common. While Dorian can use his portrait as a way to see what he would look like had he aged normally and how damaged his soul is, he cannot actually use his portrait as a true work of art to be hung up in his home for his many guests to come and enjoy. He bans Basil from ever putting the portrait in an exhibit, which is where it would be seen and enjoyed by many, and possibly make Basil’s career better. The artist in the end is tortured by what he created, saying that he worshipped something with “…the eyes of a devil…” and Dorian too eventually is haunted by his covered up picture so that he must 55 destroy it (150). In an article entitled “A Tragedy of the Artist: The Picture of Dorian Gray,” the author maintains that Basil is to blame for Dorian’s downfall (as does Dorian himself) because he started a sequence that could not be stopped. He states, “The chain of events seems to be: self-consciousness of the artist, corruption of the ideal, and a hedonistic pursuit of exquisite sensation;” therefore Basil, who serves as the only character who has a moral conscious at all “has been led away from the true function of the artist by his slavish worship of Dorian’s physical charms” (Baker 353). Although it is Lord Henry that influences Dorian to think that youth is his most valuable attribute, Basil helps to perpetuate this idea by creating and worshipping this ideal, proving that even the moral individuals in Victorian society placed great importance on outward appearances and what ideal beauty meant. As long as Dorian’s picture takes the blow for his morals, the picture must be hidden and unappreciated by everyone who could possibly enjoy it. Should Dorian have aged normally and the picture stayed the same, it would have been a crowning jewel in any collection and Basil’s masterpiece. Then however, Dorian would not have escaped the destruction his morality would have caused to his reputation. Or, should he live very morally consciously, he never would have been able to experience doing something for sheer pleasure. Art and morality were clearly not meant to mix from the start. This is evident by the ending of the novel. When Dorian stabs the painting in order to destroy this useless piece of art, which is nothing more than a mirror to him, he instantly takes on the age and corruption of his soul and stabbed himself in the heart because he then became himself from his picture. His picture however, is suddenly totally clean of any of his 56 soul’s sins and age and is once again beautiful and young. Dorian’s ethics finally caught up to him and he is no longer anyone of consequence. His picture however, is gorgeous and can now be enjoyed for what it was originally meant to be—a piece of beautiful artwork. By never letting the physical objects and symbols of morality and art mix in his novel, Wilde has created a paradox that allows him to point out what art and morality do have in common. They rely on each other to point out the flaws or imperfect parts of society’s morality. For the Victorians, there was simply good and evil, moral and immoral, art or crime. Wilde however is suggesting that these parts are not as black and white as they seem. There is a gray area where these parts of a human’s identity mix and that Victorian society should seek it out in the new century. Dorian’s thoughts echo those of Dr. Jekyll’s thoughts about a human’s duality within one’s identity. Dorian believes, “…man was a being with myriad lives and myriad sensations, a complex multiform creature that bore within itself strange legacies of thought and passion, and whose very flesh was tainted with the monstrous maladies of the dead” (Wilde 137). While art does not have to be didactic, as Lord Henry notes, “Art has no influence upon action,” Dorian’s story clearly illustrates how much one painting and one book can ruin a man’s life (208). Although art has basically no mention in Dr. Jekyll and Mr. Hyde, the concept of science and experimentation are extremely important. Just as Dorian comes to understand that art and morality cannot mix physically, Jekyll learns the risk of attempting to mix science and morality. Eventually, Jekyll cannot control turning into 57 Mr. Hyde, but does so every single time he falls asleep. He realizes that his experiment has gone too far and that Hyde has become too developed to be ignored. Jekyll distinguishes himself from Hyde the last time he takes the potion to become himself for a brief time and is able to finish writing down his statement. He states that he has no idea what will become of Hyde and in a way does not seem to care, as he remarks that, “this is my true hour of death, and what is to follow concerns another than myself” (Stevenson 130). By splitting his moral and immoral sides, Jekyll understands that there will be two separate deaths of himself, one for the good and one for the bad sides of himself. Sadly, the immoral Mr. Hyde outlives the just Dr. Jekyll. Although science and morality also do not seem compatible, since Mr. Hyde’s only option other than the gallows is to commit suicide, he dies in Jekyll’s clothes. Society saw Jekyll as a professional and respectable, however the Jekyll image cannot mix with Mr. Hyde’s immorality. How then can anyone solve the duality that Wilde and Stevenson argue is inherent within each person? The answer might not be found in art, science, but in the thing that art and science influences. Society itself. One must look at the whole self, not just the good or evil, but strive for a society that is able to discuss multiple viewpoints and not be so shallow or narrow-minded. Wilde and Stevenson are calling for the whole self to be examined and to not judge it as much as discus the ideas behind morality and what they do to society as a whole in order to solve moral problems. As long as good and evil have been around, there have been concepts about the direction that humans are pulled in. Religions and philosophies have been based on it. 58 The concept of multiple identities, especially one good, and one bad have entranced popular culture, art, and literature for centuries. The horror at the changing century in the 1890s was based on the anxiety that with a new age, new discoveries, classes, and ethics would be born. Of course this is still happening today, despite hundreds of new theories about what makes someone “bad” or “good.” Is it their environment? Genetics? Location? While there are still many theories, one thing that has not changed since Victorian times is our fascination with the duality in human nature. We wonder about the evil twin or have an angel and devil pop up on our shoulders whenever there is a moral dilemma to make. No matter how the class system changes or what the current society dictates, there will always be a conscience and force that pushes society to its next moral dilemma, which to solve, it is necessary to realize the complexity of human duality, both the moral and immoral parts. 59 Works Cited Arata, Stephen. Fictions of Loss in the Victorian fin de siècle. New York: Cambridge UP, 1996. 1-53. Print. Baker, Houston A, Jr. “A Tragedy of the Artist: The Picture of Dorian Gray.” NineteenthCentury Fiction 24.3 (Dec 1969): 349-355. JSTOR. Web. 20 Oct. 2013. Cohen, Ed. “Writing Gone Wilde: Homoerotic Desire in the Closet of Representation.” Critical Essays on Oscar Wilde. Ed. Regenia Gagnier. New York: G. K. Hall & Co, 1991. 68-87. Print. Harris, Ruth. Murders and Madness: Medicine, Law, and Society in the Fin de Siècle. Oxford: Oxford UP, 1989. Print. Larson, Jill. Ethics and Narrative in the English Novel 1880-1914. Cambridge: Cambridge UP, 2001. Print. Oats, Joyce Carol. “Jekyll/Hyde.” The Hudson Review 40.4 (1988): 603-608. JSTOR. Web. 12 Oct. 2013. O'Dell, Benjamin D. “Character Crisis: Hegemonic Negotiations in Robert Louis Stevenson’s The Strange Case of Dr. Jekyll and Mr. Hyde.” Victorian Literature and Culture 40. 2 (2012): 509-521. Print. Saposnik, Irving S. “The Anatomy of Dr. Jekyll and Mr. Hyde.” Studies in English Literature, 1500-1900 11.4 (Autumn 1971): 715-31. JSTOR. Web. 12 Oct. 2013. 60 Stevenson, Robert Louis. Dr. Jekyll and Mr. Hyde. New York: Signet Classics, 2012. Print. Wilde, Oscar. The Picture of Dorian Gray. London: Penguin Books, 2003. Print. Other Works Consulted Dryden, Linda, and Laurence Davies. The Modern Gothic and Literary Doubles: Stevenson, Wilde and Wells. Basingstoke, England: Palgrave Macmillan, 2003. Print. Miyoshi, Masao. “Dr. Jekyll and the Emergence of Mr. Hyde.” College English 27.6 (Mar., 1966): 470-74 and 479-480. JSTOR. Web. 21 Oct. 2013. Nassaar, Christopher S. “Wilde's The Picture of Dorian Gray.” Explicator 57.4 (1999): 216. Academic Search Elite. Web. 15 Oct. 2013. 61 “Human Trafficking Explained by Marxist Feminism Theory” Ashtyne McKenzie Abstract: Human trafficking is a large, global problem with an estimated twenty-seven million adult victims, more than eighty percent of them being women. The purpose of this project is to investigate whether or not Marxist Feminism Theory, which examines class relations and then gender relations, can thoroughly explain the patterns of global human trafficking by region. Methods used to investigate the class relationships include: the percentage of the population under the poverty line, unemployment rates, the rating of the country on the Human Development Index, and the Gini coefficient. The Gender Inequality Index rating and the percentage of the female population in the labor force were methods used to determine gender relationships between countries. These tools were used to assess the relationships between class, gender, and human trafficking. The results were that regions of the world with high Gini coefficients, which measures income inequality, along with low Gender Inequality Index ratings, had greater problems with human trafficking and with enforcing laws to prevent crimes. Victims of human trafficking were also generally trafficked from poor, agricultural regions to wealthier regions of their home country or wealthier states. Human trafficking is among the most prevalent human rights issues, affecting almost every country on Earth. Within the next five years, the trafficking of human beings is predicted to overtake the trafficking of drugs as the most profitable and practiced illegal trade globally. While others look for ways to reduce human trafficking, the question of why humans are trafficked must be answered first. One theory that can be used to adequately explain human trafficking is Marxist Feminism because it examines both class structure and gender structure equally. Human Trafficking Background Human trafficking occurs when people are forced, defrauded, or coerced into labor or exploitation. 83 Some victims are forced physically, while others are lured to the 83 “Background on Human Trafficking”, last modified 2012, https://www.dosomething.org/tipsandtools/background-human-trafficking. 62 economic benefits of it. Sexual slavery is by far the most common type of slavery to which victims are subjected, with approximately 80% of all human trafficking victims being forced to participate in the sexual trade. Women are exploited far more often than men, with two-thirds of all trafficking victims being female. 84 Because of this statistic, it is clear that women are affected at a much higher rate than men and that it can be assumed that there is a relationship between sex and the global human trafficking networks. One of the problems encountered when attempting to discuss human trafficking is that it is an extremely hidden business. It is nearly impossible to get reliable statistics about the number of victims, the revenue, or what businesses the victims are being sold to. For example, the U.N. crime fighting office estimates that there are 2.4 million people being trafficked globally at any time, while certain human rights groups differ from that number, with the highest estimate being twenty-seven million victims at any given time. 85 Although there may be discrepancies when it comes to the actual statistics, there is no denying that human trafficking is a global phenomenon that merits studying. Marxist Feminism Marxist Feminism is deeply rooted in the anti-capitalist writings of Karl Marx and Friedrich Engels. Marx and Engels’ writings state that under capitalism, the bourgeois, or the class that owns the means of production, create society to benefit them through the creation of laws and cultural standards, in order to make a greater profit. Marxist 84 85 Ibid. Ibid. 63 Feminism adds to the work of Marx and Engels by extending their work to explain the oppression of women. For Marxist Feminists, class structure, or the examination of the relationship between the bourgeois classes and the proletarian (working classes) must first be accounted for. Then gender, or the social construct of “men” and “women” and the relationships between them, can be brought into analysis. Marxist Feminism allows both proletarian and bourgeois women to understand the oppression of women not as the result of the actions of individuals with the intent to oppress, but as the product of the political, social, and economic structures associated with capitalism. 86 Methods In order to evaluate human trafficking with Marxist Feminism Theory, one must look first at class relations in the country, and then look at gender relations. Another important factor is international class relations. To evaluate the global problem of human trafficking and to predict where victims come from and where they are destined, it is important to evaluate the development levels of a country. One key way to evaluate the development levels is the Human Development Index, which measures life expectancy, education, and income, in order to determine how developed a country is. Countries can be classified as underdeveloped, developing, or highly developed based on their ranking on the Human Development Index. In order to evaluate the economic situation in each country, I looked at the percent of the population under poverty, the percent of the population that is 86 Tong, Rosemarie, Feminist Thought: A Comprehensive Introduction, (Boulder: Westview Press, 1989), 39. 64 unemployed, the Human Development Index, and the Gini Coefficient, which measures the income inequality in a country. In order to evaluate the role of women in a given country, the evaluator chose to look at the Gender Inequality Index, and the percent of the female population that participates in the workforce. Case Studies and Statistics by Region Table One 87 Region Mean, Mean, Mean, Mean Standard Standard Standard Standard Deviation Deviation Deviation Deviation of Percent of the Gini of the HDI of the GII Under Coefficient Poverty Eastern Africa Middle Africa 46.77, 0.4147, 151.57, 106.5, 16.21 0.0501 38.34 21.52 57.2, 15.42 0.5295, 154, 26.04 132, 14.13 82.5, 36.65 0.0835 Northern Africa Southern Africa 87 26.48, 0.3765, 110.67, 16.75 0.0284 33.62 50.82, 0.5988, 133.4, 100.6, 12.49 0.0492 14.51 11.06 All statistics from the CIA World Factbook, http://www.ciaworldfactbook.gov. 65 Western Africa 44.01, 0.4094, 165.9, 133.86, 14.44 0.0402 17.25 7.18 31.44, 0.5063, 74.38, 78.57, 25.65 0.0610 35.28 27.68 Central 42.83, 0.5010, 95.88, 88.25, America 11.63 0.0523 29.38 16.84 South America 33.24, 0.4883, 82.58, 84.83, 14.12 0.0513 25.36 11.97 12.25, 2.85 0.3855, 7, 4 30, 12 The Caribbean North America 0.0083 Asia Europe European 22.14, 0.3911, 104.23, 71.8, 40.83 0.0049 42.65 125.04 18.98, 9.08 0.3301, 57.21, 35.4, 22.1 0.0591 31.00 0.3079, 28.30, 20.46, 0.0522 16.24 13.46 23.26, 0.4028, 75.58, 90.75 94.13 0.0006 41.16 29.68, 0.3913, 64.75, 24.12 0.0225 64.48 14.40, 5.37 Union Middle East Oceania 68, 46.93 66 The five statistically worst regions for human trafficking, especially sourcing, are Eastern Africa, Europe, Asia, Middle East, and Western Africa. The worst country for human trafficking is Somalia in Eastern Africa. With the exception of Europe, all of these regions share high average poverty rates, low ranking on the Human Development Index, and low ranking on the Gender Inequality Index. All of the countries have relatively low Gini Coefficients, meaning that there is not a great deal of income disparity, or most of the population has the same share in the Gross Domestic Product, which is the measure of the value of all goods and services produced in a country in one year. However, this is due to the extreme poverty in regions, not policies that attempt to equal out the disparity. Europe’s divergence from this pattern can be attributed to its history with the Soviet Union. Most of the countries, such as Ukraine, Kosovo, and Montenegro are in Eastern Europe, so there are still social programs and remnants of Marxist-Leninism from the Soviet Union Era. However, Russia is one of the worst countries for human trafficking. This can be attributed to their subjugation of outgroups and rural proletariat women, which will be discussed later in the paper. The two regions that are almost exclusively destination countries are the European Union and North America. Both of these regions have low poverty rates, low Gini Coefficients, and high rankings on both the Human Development Index and the Gender Inequality Index. Most of the people trafficked to these countries come from the poorer surrounding regions. As with most resources and commodities, the most industrialized and developed countries exploit and consume the labor, resources, and people of the underdeveloped world. 67 Trafficking Explained by Marxist Feminism In modern times, the commodity that is sold by the wage-worker to capital is labor power. 88 Simply put, the laborer sells his time in exchange for monetary wages. This replaced the old system of slavery, in which the individual as a whole was sold as a commodity. 89 Human trafficking networks establishes the modern laborer-capitalist relationship into one of master and slave. One of the reasons that human trafficking will soon surpass drug trafficking is because drugs can only be consumed once. Human beings can be rented and sold and resold, maximizing profit. The maximization of profit is also key to another Marxist idea, surplus value. For Marx, surplus value was the difference between the exchange-value and the usevalue. 90 In labor terms, this means that the difference between the wage of the worker (use-value) and the amount of product the worker creates (exchange-value) is profit for the capitalist. For example, if a worker exchanges an hour of her labor for $7.25, and creates ten sweaters that sell for $20 apiece, the capitalist has a surplus value of $192.75 in profit before material cost. For human trafficking, the victim does not get paid for their services. In a sense, they experience the most pure form of wages, which serve only to keep the commodity 88 Marx, Karl, “Wage, Labour, and Capital” in The Marx-Engels Reader, (New York: W.W. Norton & Company, 1978), 204. 89 Ibid. 90 Marx, Karl, “Capital” in The Marx-Engels Reader, (New York: W.W. Norton & Company, 1978), 377-381. 68 alive. For the trafficker, that leads to a great deal of profit. Human trafficking is estimated to generate thirty-two billion dollars in profit every year. 91 That is far more money than a laborer could get for agricultural work or industrial services, leaving no question as to why it appeals to some people. The question that some people might ask is why victims sometimes are willingly lured into the human trafficking industry. This is often a question that springs up during discussions of sexual trade, including prostitution. The economic reality of the people who enter into these situations is often extremely bleak. They have no means to support themselves, so they sell their bodies in the sex trade or enter into a form of indentured servitude. While this may seem impossibly desperate to some people, it is just a continuation of commodity fetishism called reification. Commodity fetishism is the idea that a commodity is a vehicle for desire. The commodity takes on a mystical origin, that makes it appear as though the object appeared out of nowhere. 92 For example, most people do not give any thought to who made the clothes they wear. The clothes appear to have just always been clothes, instead of the combination of fabric and labor power. Because industrial technology increased, there was a necessity for an expansion of the theory of commodity fetishism. Georg Lukacs expanded on it with the idea of 91 “Background on Human Trafficking”, last modified 2012, https://www.dosomething.org/tipsandtools/background-human-trafficking. 92 Marx, Karl, “Capital” in The Marx-Engels Reader, (New York: W.W. Norton & Company, 1978), 319-322. 69 reification. According to the theory of reification, humans can easily be commodified. 93 People see themselves as intricately connected with objects. There are a set of characteristics that are applied to people and that people apply to themselves, based solely on what they purchase. For example, it means something to be an Apple person. To be an Apple person instead of a PC person is to be a cooler computer user or to be on the cutting edge of technology. People identify with and buy into the Apple ideal and concept of a person, instead of choosing an Apple product because of its platform. When one purchases an Apple product, they are buying into the idea of Apple, not the operating system. For human trafficking it is a short step from connecting to an object and using that object to describe themselves to becoming an object. If a person sees themselves as an object, they are more likely to be willing to sell themselves as a commodity. Also, wage labor rents us as people would rent a commodity. A laborer sells his time and the capitalist effectively rents that time from the laborer. A victim of human trafficking is just selling their time to a renter of their physical body. If the particular person cannot stand to sell themselves, they can be exploited by others. In many countries where people are trafficked inside the borders, it is often because economic reasons have separated the people, so they do not see the victim of human trafficking as a human being. Just as in France after the French Revolution, the 93 Lukacs, Georg, “Reification and the Consciousness of the Proletariat”. 70 bourgeoisie pits the rural and urban proletariat against each other. 94 Many victims of human trafficking come from rural areas of the countries, such as Australian Aboriginal Coast area and the rural areas of Russia, such as Pskov region. 95 Throughout Russian society, Russians see a difference between the urban citizens, who fall mainly into the proletarian class and the generally poorer citizens of the rural areas, who could be classified as a different kind of proletariat by the Russian citizens. In Australia, there has been a long history of conflict between the native Aboriginal people and the European settlers. Even though the economic situation of the proletariat in Australia and the Aboriginal people may be the same, the white, urban proletariat sees themselves as separate from the Aboriginal people. 96 This perceived difference contributes to an indifference and acceptance of human trafficking in some parts of the world. Politically, there are policies in place by most countries to attempt to stem human trafficking. However, these policies do not see human trafficking the same as legal industries. Legal industries and human trafficking networks share many similar characteristics. One of which is that the actual production produces its form of consumption. 97 Human trafficking is produced illegally, therefore it is consumed illegally. Laws that attempt to stop the consumption or production of human trafficking fail to realize that production, distribution, exchange, and consumption are all moments of 94 Marx, Karl, “The Eighteenth Brumaire of Louis Bonaparte” in The Marx-Engels Reader, (New York: W.W. Norton & Company, 1978), 606-611. 95 U.S. State Department’s Report on Trafficking in Persons, 2013. 96 Ibid. 97 Marx, Karl, “The Grundrisse” in The Marx-Engels Reader, (New York: W.W. Norton & Company, 1978), 221-294. 71 one organic whole. 98 If there is a victim of human trafficking that is being consumed, it is inevitable that the victim has also been produced, distributed, and exchanged for the purpose of being consumed. Human trafficking would not be produced if there was no immediate distribution, exchange, or consumption of it. Therefore, any policy would need to address all steps that produce the organic whole in order to create change. Conclusion Marxist Feminism can explain human trafficking through the analysis of economics first and gender second. The amount of source trafficking can be predicted through the combination of the percent of people under poverty, the Gini Coefficient, and the Human Development Index ranking. Although some countries may have a certain high or low variable, it is the combination of these that is essential in order for an underground, illegal industry such as human trafficking to grow and be a viable alternative. In addition to having those economic indicators, it is also essential for the country to have a certain level on the Gender Inequality Index and a lack of women in the workforce. By not allowing women in the workforce, it forces them to seek employment in other, illegal markets. 98 Ibid. 72 Works Cited CIA. 2013. CIA World Factbook. Accessed February 7, 2014. http://www.ciaworldfactbook.gov. Department, US State. 2013. "Human Trafficking in Persons." Do Something. 2012. Background on Human Trafficking. Accessed January 17, 2014. https://www.dosomething.org/tipsandtools/background-human-trafficking. Marx, Karl. 1978. "Capital." In The Marx-Engels Reader, 331-390. New York: W.W. Norton & Company. Marx, Karl. 1978. "The Eighteenth Brumaire of Louis Bonaparte." In The Marx-Engels Reader, 606-611. New York: W.W. Norton & Company. Marx, Karl. 1978. "The Grundrisse." In The Marx-Engels Reader, 221-294. New York: W.W. Norton & Company. Marx, Karl. 1978. "Wage, Labor, and Capital." In The Marx-Engels Reader, 203. New York: W.W. Norton & Company. Tong, Rosemarie. 1989. Feminist Thought: A Comprehensive Introduction. Boulder: Westview Press. 73 When Hollywood Went to War Emily Teachout Abstract: During World War II, Hollywood experienced a major transformation as people began to recognize that cinema could become an essential tool for the war. Three films in particular became popular, and some even controversial, which only furthered their support for the war effort: The Great Dictator, Casablanca, and Mrs. Miniver. These three films portrayed the other side of the war, the side that seemed more important and relatable for the average American civilian. More importantly, the directors of these films, Charles Chaplin, Michael Curtiz, and William Wyler, used their status to reflect their strong opinions on the screen by creating some of the most important non-combat World War II films that gave hope to American civilians and helped them understand the complexity of war. In a small, popular, American café in Northern Africa, two men are having a conversation in an upstairs office. While they are talking, a group of Nazis downstairs in the cafe begin singing the song “Die Wacht am Rhein” with pride and vigor. Though some people enjoy this display of devotion toward Germany, most people at the café are enraged. One of the men in the office, a Czechoslovakian, hears the singing and furiously rushes down to the band. He looks at the musicians with determination and urges them, “Play ‘La Marseillaise.’ Play it.” The members of the band glance over to the owner with tentative eyes, waiting for an indication of his permission. Finally, the owner nods his approval and the band members pick up their instruments and begin to play the French national anthem. Instantly, people stand up with patriotic fervor while other musicians join in and everyone begins singing. Across the room the Nazis try to 74 fight back with their singing, but vanquished, they turn away as “La Marseillaise” keeps playing louder. Once the song ends, people cheer and applaud while a woman yells, “Vive la France!” 99 This is one of the most famous scenes from the 1943 film Casablanca, a movie that has stood the test of time and has become even more popular today. When this film came out, Hollywood was experiencing a major transformation and World War II triggered this change. People started to recognize that cinema could become an essential tool for the war. A large majority of Hollywood movies created during the late 1930s and early to mid-1940s carried a propaganda undertone. This is due to the fact that World War II was the first war so intricately connected to film. 100 Even though silent movies were popular during World War I, these pictures were never as dramatic and poignant as those released during World War II. In fact, one can certainly argue that cinema affected how people viewed and reacted to war. Films about the European theater that openly depicted the reality of war were the most essential films for the home front. However, these movies were typically not combat films. This was because combat films released during the war were unrealistic due to censorship and production codes. Pictures not depicting combat tended to be the most uplifting, realistic, and beneficial for war audiences. 99 Casablanca. DVD. Directed by Michael Curtiz. (Burbank: MGM Home Video, 1943). Thomas Patrick Doherty. Projections of War: Hollywood, American Culture, and World War II. (New York: Columbia University Press, 1993), 6. 100 75 Three films in particular became popular, and some even controversial, which only furthered their support for the war effort: The Great Dictator, Casablanca, and Mrs. Miniver. Since these movies are non-combat films, they portray the other side of the war, the side that seemed more important and relatable for the average American civilian. Mrs. Miniver depicts the struggles of average citizens, which helped moviegoers recognize that other people all across the globe were going through the same tribulations. The Great Dictator took on a propaganda connotation by urging people to show off their patriotism and fight for a just cause. Chaplin’s inspiring speech at the end of The Great Dictator effortlessly captured the attention of audiences. Casablanca grasped the typical citizen’s issues regarding confinement and isolation, becoming an essential film for people trying to understand the war in all of its complexities. These films would not have existed had it not been for the creative minds behind them. Many well-known directors ignored the idea of escapist cinema and stepped behind to the camera to create realistic films about the complications of war. Three directors in particular, Charles Chaplin, Michael Curtiz, and William Wyler, used their status to reflect their strong opinions on the screen by creating some of the most important non-combat World War II films that gave hope to American civilians and helped them understand the complexity of war. Hollywood’s War World War II was unlike any war that came before because it was closely connected to the media. This was the first war to affect certain areas of American life 76 that other wars never touched, such as Hollywood. Actors, actresses, directors, and producers were all touched by the war. Directors such as Frank Capra, John Ford, John Huston, and William Wyler all contributed in one way or another to the war. 101 For example, George Stevens, celebrated for many critically acclaimed films such as A Place in the Sun, Giant, and Swing Time, served in the U.S. Army Signal Corps under General Eisenhower from 1943-1946. While in Europe, Stevens shot footage of D-Day, the liberation of Paris, the meeting of American and Soviet forces at the Elbe River, and the Dachau concentration camp. 102 Unlike any other previous war, this one infiltrated its way into the executive ranks of Hollywood. For example, Spyros Skouras, the president of 20th Century Fox, discovered that Nazis had executed his nephew in Greece. The previous RKO Pictures president and chairman of the War Activities Committee of the Motion Picture Industry, George K. Schafer, had a son who lost his life during the Normandy invasion. Joseph Breen of the Production Code Administration had three sons who fought overseas, two of whom were seriously injured in the same week. 103 One of the more significant examples deals with the two men behind Warner Brothers Films. Jack and Harry Warner became entangled in the war because of their hatred for the Nazi party. The Warners were Polish American Jews who came to 101 Ibid, 14. "2008 Entries to National Film Registry Announced - News Releases (Library of Congress)." Library of Congress Home. 103 Doherty, Projections of War, 14. 102 77 America as children to escape an anti-Semitic pogrom. 104 Their background made them especially sensitive to the horror stories coming from Germany regarding Nazi antiJewish policies. One event that caught Jack and Harry’s attention was when the Warner Brothers representative in Berlin, Joe Kauffman, was beaten to death by a group of Nazi storm troopers in 1936. Jack stated: Like many another outnumbered Jew, he was trapped in an alley. They hit him with fists and clubs, and kicked the life out of him with their boots, and left him lying there. I immediately closed our offices and exchanges in Germany, for I knew that terror was creeping across the country. 105 This event, as well as the fact that the Warners themselves were Polish American Jews, influenced the way the studio chose to handle the war in the films they released. The Warners focused their attention on exposing the impending danger of the Nazi party and Adolf Hitler by releasing films like Confessions of a Nazi Spy, All Through the Night, and Casablanca. These were films that attempted to inform Americans about the Nazi menace. It was during the beginning phase of the war when the Office of War Information (OWI), the agency responsible for government propaganda, and Hollywood began working together. 106 Elmer Davis, the director of the OWI, believed that “the easiest way to inject a propaganda idea into most people’s minds is to let it go through the medium 104 Michael E. Birdwell. Celluloid Soldiers the Warner Bros. Campaign Against Nazism. (New York: New York University Press, 1999), 5. 105 Ibid, 7. 106 Clayton R. Koppes, and Gregory D. Black. "What to Show the World: The Office of War Information and Hollywood, 1942-1945." The Journal of American History 64, no. 1 (1977): 87105. jstor.org. 87. 78 of an entertainment picture when they do not realize that they are being propagandized.”107 He also referred to film as “the most important instrument of propaganda in the world.” 108 President Franklin D. Roosevelt was a strong supporter of this, believing that radio and film could be the most effective ways of communicating with the American people. Roosevelt proved to be correct. Every year during the war, Hollywood produced about five hundred films, exceeding the influence of American radio, and gaining international appreciation. 109 Some directors and production studios, like Warner Brothers, did not need to be persuaded by government offices or production studios to use film to fight the war. Many filmmakers willingly made anti-Nazi or pro-war films. The reverberations felt by Hollywood because of the war and the willingness of directors to create war films is crucial when discussing how films helped average Americans understand the war. What Hollywood executives and directors released to the public were personal messages to Americans. The movie industry was perhaps the easiest way to reach out to the public, and the participation of filmmakers and actors in the war was one of the best ways to convince Americans that Hollywood had all of the answers. Thomas Doherty argues in his book Projections of War, “The motion picture industry achieved an ascendancy in American culture it was never again to recapture – a popular and prestigious art, a respected and cultivated business, an acknowledged and powerful weapon of war.” 110 107 Ibid, 88. Ibid, 89. 109 Ibid. 110 Doherty, Projections of War, 13-14. 108 79 Because of the contribution of so many opinionated and talented directors, Hollywood certainly became the perfect weapon of war. Charlie Chaplin One of the most recognized actors in Hollywood during the first half of the 20th century was Charles Chaplin. Ever since 1914, Chaplin had been involved in the film industry. During the silent era, he revolutionized cinema, eventually becoming one of the most renowned and imaginative silent film artists. Not only was he an actor, but he also directed, produced, wrote, and created the music for the majority of his films. All the way up to the mid-1930s, Chaplin was still making silent films, but his masterpiece from 1936, Modern Times, would be his final silent film and one of the last times audiences would see Chaplin as his classic “tramp” character. Chaplin’s first talking picture came out in 1941 and was called The Great Dictator. This film would become controversial for Chaplin’s comic portrayal of a malicious dictator, who seemed almost too familiar to audiences around the world. The Great Dictator (1940) “Pessimists say I may fail – that dictators aren’t funny any more, that the evil is too serious. That is wrong. If there is one thing I know it is that power can always be made ridiculous. The bigger that fellow gets, the harder my laughter will hit him.” 111 – Charlie Chaplin 111 Robert Van Gelder, “Chaplin Draws a Keen Weapon,” (New York Times, September 8, 1940). 80 By 1940, World War II was still only in its beginning phase. Hitler had already conquered Poland, the allies had declared war, anti-Semitism was rapidly increasing in Germany and throughout occupied Europe, and France was about to fall to the Germans. As the war intensified, so did the sentiments of many Hollywood directors, actors, and producers. Charles Chaplin was just one of the many influential figures in Hollywood who decided to take a stand against the Nazis and create a film that would cause a stir all over the world. During the late 1930s, Chaplin wanted to write a new film for his then wife Paulette Goddard, who had previously worked with him in Modern Times. However, Chaplin was struggling with this new project. He did not believe he could write a romantic or lighthearted film while Hitler was rising to power and thus experienced complications while creating a story similar to his old films. Luckily, his good friend Alexander Korda, a Hungarian film director, recommended that Chaplin produce a film about Hitler. One of Korda’s main reasons was because Chaplin’s “tramp” character looked unusually similar to Hitler, particularly the moustache. Chaplin found this an interesting idea and strongly considered it. 112 Korda’s suggestion, however, was not the only proposal that got Chaplin thinking about a Hitler movie. The most essential news that influenced him to make a film about Hitler was the information he received from his friend Cornelius Vanderbilt, a journalist who belonged to one of the wealthiest families in America. While in Germany, 112 Charles Chaplin, Charles Chaplin: My Autobiography, (New York: Simon and Schuster, 1964), 392. 81 Vanderbilt created a documentary-style film to warn about the impending threat posed by Adolf Hitler. In this movie, Vanderbilt visited the graves of Hitler’s parents and traveled to Leonding, a place where Hitler spent many years of his youth, to investigate peoples’ opinions of Hitler. Vanderbilt claimed that Hitler was ruling by a “reign of terror” through “spies, skulking figures, and threatening voices.” 113 Not only did Vanderbilt visit places from Hitler’s youth, but he also was able to get into a concentration camp. While inside the camp, Vanderbilt noted the Nazi brutality that took place there. At the time, this was not widely known to the public; therefore many people refused to believe him. Chaplin, however, did believe him. During their meeting, Chaplin looked at a postcard Vanderbilt obtained while in Germany. The card depicted Hitler giving a speech. Chaplin stated, “the face was obscenely comic – a bad imitation of me, with its absurd moustache, unruly, stringy hair and disgusting, thin little mouth. I could not take Hitler seriously.” He then described Hitler’s posture on the postcards: One with his hands claw-like haranguing the crowds, another with one arm up and the other down like a cricketer about to bowl, and another with hands clenched in front of him as though lifting an imaginary dumb-bell. The salute with the hand thrown back over the shoulder, the palm upward, made me want to put a tray of dirty dishes on it. ‘This is a nut!’ I thought. But when Einstein and Thomas Mann were forced to leave Germany, this face of Hitler was no longer comic but sinister. 114 113 114 Mordaunt Hall. “The Brown Shirts,” (New York Times, May 1, 1934). 26. Chaplin, My Autobiography, 320 82 One final event finally convinced Chaplin that it was time to create his anti-Hitler film. This decision came from a viewing of German propaganda filmmaker Leni Riefenstahl’s Triumph of the Will. Chaplin viewed the propaganda film, thanks to the Museum of Modern Art in New York City, which had a copy of Riefenstahl’s film. Chaplin saw it with René Clair, a French film director, and the two had completely different responses. 115 Luis Buñuel, the curator at the museum, recalled their reactions, saying that René Clair was “horrified by the effectiveness” while Chaplin “laughed like a crazy man.” He apparently watched the film several more times and used it as the main inspiration for his body language as the dictator. 116 After these three incidents, Chaplin decided to take action and make the film, but this process was not smooth for the experienced director. During the filming, the United Artists production company sent Chaplin numerous “alarming” messages. The Hays Office, an administration that was in charge of production codes and censorship, recommended that Chaplin cut production and not make the film because they knew there would be censorship problems. Both Charles Lindbergh and Joseph Kennedy voiced their opposition as well, believing that the Nazi party promised a bright future for Europe. 117 Even the English office was not too keen on accepting the release of an antiHitler picture, especially in Britain. But Chaplin simply ignored these warnings. In his autobiography he wrote, “I was determined to go ahead, for Hitler must be laughed at…I 115 Jürgen Trimborn, Leni Riefenstahl: A Life, (New York: Faber and Faber Inc. 2007). 24. Ibid, 25. 117 Nick Clooney, The Movies That Changed Us: Reflections on the Screen. (New York: Atria Books, 2002). 186. 116 83 was determined to ridicule their mystic bilge about a pure blood race.” 118 Chaplin later stated, however, that if he knew of the real horrors occurring in Germany he would never had made the film. 119 As more letters poured in urging Chaplin to scrap his project, including hostile letters threatening violence against him, he continued, determined to make a statement against the Nazis. Not much later, Great Britain declared war on Germany. Then there was news on Dunkirk, the fall of France, and the disintegration of the Maginot Line. Instead of receiving letters opposing the film, Chaplin began receiving letters, especially from the New York Office, urging him to hurry up with his movie. 120 The film was completed in 1940, but Chaplin’s anxiety was just beginning. He was particularly concerned about the movie’s premiere in New York. The threatening letters he received warned him of riots and other forms of violence because of the antiNazi message in the film. Chaplin consulted his friend Harry Bridges who told him that there would be plenty of anti-Nazis in the crowd to defend him. He also told Chaplin, “When the cause is justified, you don’t have to persuade people; all you have to tell them is the facts, then they decide for themselves.” 121 Later that same year, The Great Dictator was booked to premiere at the Astor and the Capitol Theaters in New York City. When the film was shown at the Astor, Harry Hopkins, Roosevelt’s chief advisor, was present and invited Chaplin to dine with him later that night. According to Chaplin, 118 Chaplin, My Autobiography, 392. Ibid, 393. 120 Ibid. 121 Ibid, 397. 119 84 Hopkins said to him, “It’s a great picture…a very worthwhile thing to do, but it hasn’t a chance. It will lose money.” Chaplin later wrote in his autobiography, “Thank God Hopkins was wrong.”122 Popularity soared when The Great Dictator premiered at the Capitol to a “glamorous audience who were elated and enthused.”123 For fifteen weeks it played in two theaters and ended up being Chaplin’s highest grossing picture ever. 124 Audiences were passionate about the film, demonstrating their approval with laughter and applause. 125 However, critical reviews were generally mixed, mainly about the final speech in the movie since it changed the entire tone. While the film was mainly comedic, with occasional serious moments, the final speech was propagandist, emotional, and inspiring, which seemed out of character for a Chaplin film. Nonetheless, the speech became one of the most popular aspects of the film and had a profound effect on many people. Archie L. Mayo, who according to Chaplin was “one of the most important directors in Hollywood,” asked Chaplin if he could print the speech, which he compared to the Gettysburg Address, onto his Christmas card. On the card, Mayo wrote, “Today we face new crises, and another man spoke from the depth of an earnest and sincere heart. Although I know him but slightly, what he says has moved me 122 Ibid, 398. Ibid. 124 Ibid, 399. 125 Kathleen McLaughlin. "German Fans See Chaplin's Satire," (New York Times 10 Aug. 1946), 16. 123 85 deeply…I am inspired to send you the full text of the speech written by Charles Chaplin so that you, too, may share the expression of hope.” 126 In March of 1941, the magazine World Affairs published Chaplin’s entire speech “in response to requests.” The following is the majority of the speech given by Chaplin: We all want to help one another. Human beings are like that. We want to live by each other’s happiness – not by each other’s misery. We don’t want to hate and despise one another. In this world there is room for everyone. And the good earth is rich and can provide for everyone. The way of life can be free and beautiful but we have lost the way. Greed has poisoned men’s souls, has barricaded the world with hate, has goose-stepped us into misery and bloodshed…Our knowledge has made us cynical. Our cleverness, hard and unkind. We think too much and feel too little…More than cleverness we need kindness and gentleness. Without these qualities, life will be violence and all will be lost. To those who can hear me, I say – do not despair. The misery that is upon us is but the passing of greed – the bitterness of men who fear the way of human progress. The hate of men will pass, and dictators die, and the power they took from the people will return to the people. And so long as men die, liberty will never perish… In the 17th Chapter of Luke it is written: ‘The Kingdom of God is within man’ – not one man, nor a group of men, but all men! In you! You, the people have the power – the power…to create happiness! You the people have the power to make this life free and beautiful, to make this life a wonderful adventure. Then – in the name of democracy – let us use that power – let us all unite. Let us fight for a new world – a decent world that will give men a chance to work – that will give youth a future and old age a security. By the promise of these things, brutes have risen to power. But they lie! They do not fulfill that promise. They never will! Dictators free themselves, but they enslave the people! Now let us fight to fulfill that promise! Let us fight to free the world – to do away with national barriers – to do away with greed, with hate, and intolerance. Let us fight for a world of reason, a world where sciences and progress will lead to all men’s happiness. Soldiers! In the name of democracy, let us all unite! Wherever you are, look up…the clouds are lifting! The sun is breaking through! We are coming out of the darkness into the light! We are coming into a new world – a kindlier world, where men will rise above their greed, their hate and their brutality…The soul of man has been given wings and at last he is beginning to fly. He is flying into the rainbow – into the light of hope – to you – to me – and to all of us! 127 126 127 Chaplin, My Autobiography, 399. “Chaplin’s Dictator Speech,” World Affairs, Vol. 104, No. 1 (March 1941) pp. 36-37. 86 It is obvious how powerful this speech was for audiences in 1940. Chaplin clearly tried to relay a specific message to Americans and address the issues that many people experienced during the war. He concentrated on the struggle average citizens experienced while living under a dictator and exclaimed that when a tyrant comes to power, he only frees himself while putting his citizens in chains. However, Chaplin reassured the audience that just as experiences come and go, dictators come and go. Everyone’s time on earth ends and luckily for the people experiencing the pain of living under oppression, the time will come from them to gain back their power. Chaplin believed that the people should be in charge of the government and that they should be the ones to rule. He even added the passage from the Bible stating that God’s Kingdom is not just within a ruler or within certain people – it is in every person. Chaplin told this to the audience because he wanted people to understand that they have the power to create happiness and make life free and exciting for everyone. Throughout the entire speech, Chaplin also encouraged the people to stand up and fight. He commanded that everyone unite “in the name of democracy” and fight against authoritarian governments. Chaplin ended the speech giving confidence to the audience by telling them to look up and see the brightness in the current situation. He assured them that this horrible phase in history will pass and a new world will rise where people will move past greed and hate. During 1940, the film was viewed as inspiring and reassuring because of this speech, especially in America where the film was embraced. Roosevelt was so 87 impressed by the film, especially the concluding speech, that he asked Chaplin to recite the speech at the Hall of the Daughters of the American Revolution in Washington in front of an audience. The speech was also recorded for the radio. Even Herbert Hoover took notice of Chaplin’s anti-Nazi sentiments. Hoover invited him to lunch one day and expressed his desire to have Chaplin do something about the terrible conditions in Europe. Hoover viewed Chaplin as the perfect humanitarian for the job – someone who would want to lend a helping hand. Hoover, however, still needed approval from Washington. He told Chaplin, “Washington needs urging by public demand and support of well-known public figures…I think you as a humanitarian will endorse such a commission.” Naturally, Chaplin gladly agreed to help. 128 He was also asked quite often to give uplifting and motivational speeches about the war. 129 Chaplin was even invited to speak at a meeting in Madison Square, which was eventually published by the Council of the Congress of Industrial Organizations. 130 Within years to come, other filmmakers tried to do exactly what Chaplin did in The Great Dictator. A perfect example is Ernst Lubitsch’s 1942 film To Be or Not To Be, a film that openly satirized Hitler and Nazi Germany. Though this film is considered a classic comedy today, it was looked down on in 1942. This demonstrates how successful and accomplished Chaplin was. He took advantage of the timing and his knowledge about Nazi Germany and used his power and status to create a powerful film that would gain the world’s attention and give the people the hope they needed. 128 Chaplin, My Autobiography, 403-404. Ibid, 407 130 Ibid, 409 129 88 After the war, it was discovered that Hitler had made a list of enemies he wanted exterminated once he defeated the allies. Chaplin had apparently made the top ten. 131 This reveals how effective Chaplin was as he tried to give hope to the world by assuring them that Hitler would eventually be defeated. He was so successful that out of all the politically influential and powerful people in the world, Hitler wanted him dead. Michael Curtiz Though he is not as well known as directors like George Stevens or Billy Wilder, Michael Curtiz was still a very accomplished director, bringing to the screen popular films such as White Christmas, Yankee Doodle Dandy, and Mildred Pierce. However, not too much is known about his life. There are not many biographies written about him nor did he write an autobiography. Curtiz was very private and never wanted his life publicized. Yet, there are some things that can be said for certain. Curtiz was born in the l890s as Mihaly Kaminer. During his childhood, he grew up in a family of orthodox Jews in a crowded Jewish neighborhood in Budapest, Hungary, which became a thriving cultural and financial city due to the contribution of Jews. 132 In 1912, Curtiz began his career in film in Hungary, but in 1919, he fled from his beloved country due to anti-Semitic counter-revolutionary forces. 133 Eventually Curtiz moved to 131 Clooney, The Movies That Changed Us, 190. Kati Marton. The Great Escape: Nine Jews Who Fled Hitler and Changed the World. (New York: Simon & Schuster, 2006).16, 20. 133 James C Robertson. The Casablanca Man: The Cinema of Michael Curtiz. (London: Routledge, 1993). 11. ; Aljean Harmetz. The Making of Casablanca: Bogart, Bergman, and World War II. (New York: Hyperion, 2002). 185. 132 89 Austria, and then to American in 1926 when he signed a contract with Warner Brothers. 134 During the 1930s, Curtiz’s American career rapidly grew, but so had Hitler’s conquest of Europe. By 1939, Hitler occupied all of Austria, seized Czechoslovakia, and conducted the pogrom against Jews during Kristallnacht. These events caused the Warner brothers to speak up through the films they released. Since Curtiz was making films under the Warner Brothers contract, he had no choice but to go along. However, Curtiz was not opposed to this anti-Nazi policy in the studio. In fact, he was pleased to support it. 135 Curtiz still had family living in Hungary who were targeted because of their Jewish heritage. Luckily, he managed to get his mother safely to American in 1938 and his brothers to Mexico. His sister, however, was sent to Auschwitz. She survived, but her husband and three children were among the many who died. 136 As Hitler became the conqueror of almost all of Europe, Curtiz directed more anti-Nazi films, and did not do much to hide his opinions. One example comes from his movie, Santa Fe Trail, in which the character of John Brown is supposed to represent Hitler. Film historians have studied it carefully and relate it more closely to 1940s America than 1850s America, which is when it is supposed to take place. He also directed a film called The Sea Wolf, which plays out like an allegory of Germany’s war with the British. Edward G. Robinson, who acts as the main character, stated in his 134 Marton, The Great Escape, 57. Robertson, The Casablanca Man, 49. 136 Harmetz, The Making of Casablanca, 185. 135 90 autobiography that his character was actually supposed to be a Nazi. 137 During the 1930s, Curtiz’s films with anti-Nazi undertones were very prominent. But in the 1940s, he shifted his films to revolve more around American patriotism. 138 Casablanca (1942) “I am sometimes overcome by a feeling that I am living – not surrounded by American mansions – but gazing at the hour hand of the clock at the New York Café, through the mist, at dawn.” – Michael Curtiz Michael Curtiz wrote this in a letter to a close friend who was living in Budapest in 1960. Twenty years before, Curtiz had directed one of the most popular films to ever be made, Casablanca. The New York Café in Budapest was a place where Curtiz loved to go and write while he was beginning his film career. His love for this café never diminished and was the inspiration for Rick’s Café in his celebrated film. Even though the film takes place in Africa nearly thirty years after Curtiz left Budapest, everything in the film resembles his beloved native city. 139 From the café itself, to the atmosphere outside of it, Curtiz used this nostalgia to create a film that would explain to audiences why the world was at war by creating a personal connection between the film and its viewers. Casablanca is possibly one of the most well-known, celebrated films of all time, and can be found on numerous “Greatest Movies Ever” lists. It is also recognized for its 137 Robertson, The Casablanca Man, 148. Ibid, 58. 139 Marton, The Great Escape, 15. 138 91 quotes such as “We’ll always have Paris,” “Here’s looking at you, kid,” and “Round up the usual suspects.” What many people today do not realize, however, is how important the film was during World War II. It is a love story, an adventure tale, and even a thriller. It stood in a class of its own and helped explain the war to average citizens who could not understand America’s intervention in Europe. It was a movie that was able to clarify to Americans why they were fighting after being isolationist for such a long period of time. And what is more, it connected to audiences on a deeper level, something that many other films about World War II did not do. 140 Casablanca started out as a play titled “Everybody Come to Rick’s” and did not catch the attention of Warner Brothers Studio until after Pearl Harbor. 141 Originally, the film was never supposed to be popular or have such a large future. 142 It was actually supposed to be a B-movie, a short film that was shown at theaters before the feature film. 143 In fact, Casablanca is commonly known for being an accidental masterpiece. What started out as a chaotic and unorganized script turned into a film that would win three out of the eight Oscars for which it was nominated: Best Picture, Best Director, and Best Screenplay. 144 A large deal of this can be attributed to Michael Curtiz. When he got his hands on the script, he made a great deal of changes, one of them being the war element in the film. He believed that it should be emphasized to a greater extent 140 Jack Nachbar. "Casablanca and the Home Front." Journal of Popular Film & Television Vol. 24.4 (2000): 5-11. 141 Harmetz, The Making of Casablanca, 16. 142 Howard Koch, and Julius Epstein, Casablanca: Script and Legend. (Woodstock: Overlook Press, 1992). 14. 143 Ibid, 9. 144 Gary Green, “’The Happiest of Accidents?’ A Reevaluation of ‘Casablanca.’” Smithsonian Studies in American Art Vol. 1.2 (1987): 2-13. 92 than it originally was and that the evil of the Nazis and Vichy France should be made more prominent. 145 Curtiz even interviewed many refugees from Nazi occupied countries and merged their escape stories into the film. 146 The film centers on Rick Blaine, an American man living in Casablanca who runs his own nightclub. Later in the film, two other important characters are introduced: Victor Laszlo and Ilsa Lund. Laszlo is a leader of the resistance movement in Czechoslovakia. He had been imprisoned in a concentration camp for his actions but managed to escape. In the film, he is on the run with his wife Ilsa, trying to escape to America. Ilsa used to be an important person in Rick’s life. She and Rick had an affair in Paris, while Laszlo was imprisoned. Everything changes for Rick when Laszlo and Ilsa show up at Rick’s Café trying to find a way to obtain letters of transit so they can go to America. The rest of the film focuses on the couple trying to get to America, conflicts with the Nazis in Casablanca who want to stop Laszlo, and Rick and Ilsa’s previous love affair. What is most important about this film is its general message. As previously stated, Casablanca was a film that helped Americans understand the war. The ultimate lesson of Casablanca stems from Rick’s self-sacrifice for the greater good. One can easily compare Rick to the United States in the early 1940s. He views himself and displays himself as an isolationist. He does not like to get involved in the affairs of other people and especially the affairs of politics. He says twice in the film, “I stick my neck out for nobody” and continues to live his life without interfering. But as events pick up 145 146 Ibid, 4. Harmetz, The Making of Casablanca, 185. 93 throughout the film, Rick’s isolationist ideals dissipate. He begins to see the imminent threat of Nazism and realizes that he cannot escape. 147 Toward the end of the film, Rick’s acceptance of involvement is apparent when he is welcomed “back to the fight” by Laszlo and makes the ultimate sacrifice, which is that of Ilsa. Rick and Ilsa’s love is recalled in a flashback the film, which offers insight into the romance they once experienced in Paris before Nazi occupation. But with a chance to rekindle an illicit love affair in Casablanca, Rick must pick between her and aiding the war. Rick chooses to sacrifice his love for Ilsa, realizing that he can no longer remain an isolationist and must give her up so that she and her husband Laszlo, who was just released from a Nazi concentration camp, can continue to fight for what is right. The film leaves Rick a noble man who decides to give up everything he loves to fight Nazism. This idea of self-sacrifice was very popular during World War II, especially in the 1940s as America slowly became more involved. Specific ads in the Saturday Evening Post reflect this idea. One stated, “It becomes the patriotic duty of every American without exception…to sacrifice without restraint.”148 Another suggestion about the film is that it is a political allegory, claiming that Rick is President Roosevelt, Winston Churchill is Lazlo, and Casablanca stands for the White House, since it literally does mean “white house.” Richard Corliss, a film critic for Time Magazine said: 147 148 Nachbar, Casablanca and the Home Front, 6. Ibid. 94 Casablanca is a political allegory, with Rick as President Roosevelt…a man who gambles on the odds of going to war until circumstance and his own submerged nobility force him to close his casino…and commit himself – first by financing the Side of Right and then by fighting for it. The time of the film’s action (December 1941) adds credence to this view, as does the irrelevant fact that, two month after Casablanca opened, Roosevelt (Rick) and Prime Minister Winston Churchill (Lazlo) met for a war conference in Casablanca. 149 But perhaps the most important ways Casablanca helped people understand the war is through the use of space, smoking and drinking, and music and memory. The majority of the film takes place within the confines of Rick’s Café Americain. The characters in the film are stuck. No one can get out of Casablanca, so they all flock to Rick’s. This relates to the life of the average American. By the time Casablanca was released, Americans had to sacrifice many luxuries because of the war. Sugar, coffee, oil, fuel, butter, cheese, bread, and many more items were all rationed. Americans were also trapped. No longer could they hop in their car and go on relaxing Sunday drives or take vacations. America was different and no longer felt like a land of freedom. 150 One element that is unambiguous during this film is the amount of smoking and drinking in which the characters partake. During the war years, it has been estimated that smoking and drinking dramatically increased. Starting in 1940, the sale of beer increased about fifty percent. 151 A spokesperson in the industry actually stated that this 149 Richard Raskin. "’Casablanca’ and United State Foreign Policy." Film History Vol. 4.2 (1990): 153-164, 157 150 Nachbar, Casablanca and the Home Front, 10. 151 John C. Burnham, Bad Habits: Drinking, Smoking, Taking Drugs, Gambling, Sexual Misbehavior, and Swearing in American History. (New York: New York University Press, 1993). 71. 95 was a chance to “cultivate a taste for beer in millions of young men who will eventually constitute the largest beer-consuming section of our population.”152 Not only was drinking an issue, but the percentage of smokers in America also dramatically increased during the war. Even women were drinking and smoking more often. 153 A quote from the movie certainly backs up this theory. Major Strasser asks Rick what his nationality is and Rick responds, “I’m a drunkard.” To that, Captain Renault states, “That makes Rick a citizen of the world.” 154 This quote perfectly reflects the wave of alcoholism spreading not just in America but also throughout the entire world. In the film, this element is quite obvious. In fact, the first time the audience is introduced to Rick, he is smoking a cigarette with a drink in his hand. Even the café is foggy from all of the smoke drifting around the room. According to Casablanca and the Home Front by Jack Nachbar, the characters smoke thirty-one times and drink twentyone drinks. People watching this film would have understood this habit, as they too were most likely participating in more drinking and smoking at home. 155 Finally, the music plays a major role in the picture. Casablanca made famous the song “As Time Goes By.” This melody is played several times in the film and represents the lost love between Rick and Ilsa. It reminds both of them of the love they could have 152 Ibid, 70. Ibid, 101. 154 Casablanca, DVD 155 Nachbar, Casablanca and the Home Front, 9. 153 96 shared. For members in the audience, this song, and many other popular songs during the war years, would have reminded them of their lost loves who were far away. 156 A perfect example from the movie that illustrates this connection between music and memories is when Rick and Ilsa are in Paris, living happily before Nazi occupation. “As Time Goes By” triggers Rick’s flashback (with lyrics that start with the words: “You must remember this”), which takes him back to happier days. In these scenes Rick and Ilsa are smiling, laughing, and dancing. Once the Germans march into Paris, however, the mood quickly changes. No longer can Rick and Ilsa remain happy and ignorant to what is happening around them. Ilsa sums up the feelings of so many average American civilians when she says to Rick, “I love you so much and I hate this war so much.” People could easily share this opinion with her. 157 When the film first premiered, it was a major event in Manhattan. A celebration took place, in union with the Free French Organization and Fighting French Relief Committee, which both took advantage of the premiere to publicize their cause. 158 Aside from the glitz and glamour of the celebrities who attended the premiere, there were also Foreign Legionnaires and veterans from the battles in North Africa. 159 Even the French Flag was raised in midtown Manhattan. 160 Casablanca did extremely well upon its release. It grossed more than three million dollars, which was outstanding for 1940s standards, and made Humphrey Bogart 156 Ibid, 11. Ibid, 13. 158 Harlan Lebo. Casablanca: Behind the Scenes. (New York: Simon & Schuster, 1992), 188. 159 Ibid, 188-189. 160 Ibid, 189. 157 97 and Ingrid Bergman overnight celebrities. 161 It opened near the end of November 1942 at a coincidentally perfect time: only a few weeks following the allied landing in North Africa. According to Warner, when it was previewed before release, the “audience reaction was beyond belief. From main title to end was applause and anxiety.” 162 When it was released nation wide, audiences were enthralled. According to reporters at theaters, people stood up and applauded after Paul Henried’s character Laszlo led the singing of “La Marseillaise.” Audiences in New York were passionate about one scene in particular. Major Strasser asks Rick if he could ever foresee a Nazi attack on New York to which Rick responds, “Well, there are certain sections of New York, Major, that I wouldn’t advise you to invade.” Reporters stated that viewers in the city applauded their approval of Rick’s comment. This film truly sparked patriotic fervor in audiences around America becoming not just film that was viewed for entertainment, but a film that was viewed to remind Americans why the war was so important. 163 “We’ll always have Paris” – one of the most quoted phrases in film history, and one of the most well known quotes from the film – sums up the entirety of the film’s message. Rick says this to Ilsa at the end of the film during one of the most famous camera shots in film history: a close-up on the two of them gazing into each other’s eyes. This message he says to her insinuates that there is nothing to worry about. Paris will always be around because it is never going to go anywhere. The Nazis may have taken over the beloved city that sparked their romance, but those fighting against the 161 Ibid, 196. Ibid, 188. 163 Ibid, 190. 162 98 Nazis would win it back and it would be there again, ready to ignite another romance. This film created a bond with people. It was a film that many people could understand because they could feel the confinement the characters felt. They could understand the struggle of sacrificing something or someone they loved for the “greater good.” They could feel the emotions pouring out of “As Times Goes By,” a song representing the old way of life, when everything was perfect. Though there is not much personal information about Michael Curtiz’s life, it is certain that because of his heritage, his patriotic films became his way of speaking out against Nazis, especially in Casablanca. William Wyler William Wyler was known for expressing his beliefs and doing what he wanted. This self-expression only helped him soar to the top of his profession. He was always willing to put his reputation on the line and because of this, his films demonstrated his politics and personal beliefs. During the 1940s, Wyler’s personal connections with World War II came to the forefront. These links help explain why he took such a deep interest in creating pictures about World War II. Wyler was born in 1902 and grew up in Mulhouse, a town in Alsace-Lorraine. As a child, he experienced the horrors of the First World War, bearing witness to death and destruction. As anti-Semitism in the area grew stronger, Wyler’s family knew that it would soon be under attack because of its Jewish background. For this reason, Wyler 99 was sent to New York in 1920. During his early years in America, he launched his film career and by the 1930s, he had already established a name for himself. 164 In 1935, he and his wife traveled to Europe on their honeymoon, which Wyler saw as an opportunity to check on his relatives who were still living in Germany. Knowing that they were in danger, Wyler waged a personal war against Germany as he tried to save not only his family from persecution, but also close friends. Though his determination was unwavering, he had a difficult time saving these twenty-five people. For each person, he needed to petition to the state department for a visa application and pronounce why these people were in danger and wanting to come to the United States. At one point, Wyler simply stated about a friend: “She is in danger because she is non-Aryan and in a concentration camp.” Wyler had to request each person as well as sponsor them financially by paying for their travel fees, which he was more than willing to do. He was so determined to save them that he even tried to pay the guards of concentration camps in Vichy France as a way to keep Jewish relatives, who may have been there, alive. Unfortunately, by 1941 Wyler had to back down as the United States stopped accepting Jewish-Germans refugees. Though there is evidence that some members of his family made it to Switzerland or Mexico, other members are believed to have died. This unfortunate trauma in Wyler’s life gave him a creative outlet. He decided to make many political films related to the war as a way of showing his stance and 164 Sarah Kozloff. “Wyler’s Wars.” Film History, Vol. 20, no. 4 (2008): 456. 100 persuading other people to feel the same way. His most important film created during World War II, and easily one of his finest pictures, was Mrs. Miniver. Mrs. Miniver (1942) [Mrs. Miniver] was perfect as propaganda…because it was a short story about a family, about the kind of people audiences would care about.” – William Wyler 165 In 1940, the British realized how important American support could be for the war. The attempt to influence the opinion of Americans towards Britain was supported immediately by both the Foreign Office and the Ministry of Information. In order to gain such support, filmmakers, writers, and broadcasters were sent to depict Britain in a favorable manner to Americans. This strategy eventually became a success. 166 An example of this type of film is Mrs. Miniver. Written as a novel by Jan Struther in the late 1930s, Mrs. Miniver instantly became popular. By 1940, the book was published in America and became a hit among American readers. 167 By the time the novel was adapted into a film, it consequently already had a large fan base. Its story had also intrigued Hollywood. Producer Sidney Frankling was one of the first people in Hollywood interested in the story. He stated, “I 165 Ibid, 457. Fred M. Leventhal “British Writers, American Readers: Women’s Voices in Wartime.” Albion: A Quarterly Journal Concerned with British Studies 23, no. 1 (2000): 1-18. 3. 167 Ibid. 166 101 had the notion that someone should make a tribute, a salute to England, which was battling for its life. Suddenly, I realized that I should be that someone.” 168 Production for Mrs. Miniver, however, was not smooth. Mayer, head of MGM, was concerned by the amount of anti-Nazi and anti-German films that were being released in his studio. He was worried about drawing too much attention, especially after a Senate subcommittee was looking into a “Jewish conspiracy” that was taking place in Hollywood. A rumor circulated that those involved in the upper echelons of Hollywood were creating anti-Nazi films to persuade Americans to participate in the war effort and “protect British interests.” Mayer instantly felt nervous about the idea of Mrs. Miniver, in particular about having Wyler direct it. Wyler stated, “I was a warmonger. People say we should be making escapist pictures today. I say, ‘Why?’ This is a hell of a time to escape from reality. We’re in an all-out war – a people’s war – it’s time to face it.”169 Although Mayer was on edge, he allowed the film to be created, which was a good move on his part since the film would end up becoming box office gold, and more importantly a movie still recognized to this day as one of the most encouraging movies about the war ever made. 168 Michael Troyan. A Rose for Mrs. Miniver the Life of Greer Garson. (Lexington, KY: The University Press of Kentucky, 1999), 124. 169 Ibid, 128. 102 Mrs. Miniver focuses on a “happy, careless people” living an easygoing life in a small town in England. 170 This laidback life is portrayed several times. For example, Kay Miniver, the title character, rushes around town to buy the hat she has had her eye on while her husband is off trying to buy a new car for the family. In their home, maids and servants wait on them. Kay says, “What’s the use of having money if you can’t be a little reckless with it?”171 She also comments on how lucky she and her family are. About fifteen minutes into the film, their son, Vin, is introduced. He is an intelligent young man, returning on break from Oxford, who constantly comments on the unjust class system. These opening scenes perfectly set the tone of the film, portraying the life of the family – a life of comfort and ease without any stress. 172 This way of life changes instantly after Britain declares war on Germany. The family finds out while they are in church and the reverend says to the parishioners that their fore fathers fought for their country and because of this they need to keep defending their country. He states, “We cannot and shall not fail.” 173 Immediately, the mood of the movie changes, especially when Vin signs up to be an RAF fighter, a decision that produces a great deal of anxiety within the film. In response, Kay says to her husband, “I’m all mixed up, thinking of Vin. Oh you men! What a mess you’ve made of the world! Why can’t we leave other people alone?” Clem responds, “Darling, there’s one thing we can do – not just you and I, but all the decent men and women in the world 170 Mrs. Miniver. DVD. Directed by William Wyler. (United States: Turner Entertainment Co. and Warner Bros. Entertainment, 1942). 171 Ibid 172 Ibid. 173 Ibid 103 – we can make sure that this thing doesn’t come twice in one generation to our children, as it has come to us.” 174 Clem’s suggestion is unmistakable. It is clear that this is a way to connect to audiences. By saying “decent men and women” Clem is referring to those in the audience, telling them that only they can stop this war from coming back again in the future. In other words, it is necessary to fight hard now, and end it once and for all. 175 More anxiety is created when Vin marries his love interest, Carol, in the midst of the war. This event causes concern that perhaps Vin is going to die and leave his wife a widow before they could even live happily together without the war. In fact, throughout the film, the life of every character is uncertain. Clem is gone for days as he helps the soldiers at Dunkirk. Bombing raids by the Germans occur several times right over the Miniver household leaving Kay, Clem, and their two youngest children in harm. Vin is always gone fighting the Germans. Who is going to die? Who will survive? The most shocking part of the film is, in fact, who is killed. It is a point that truly hits home and creates a great deal of emotion in audiences. Instead of Clem or Vin dying, Vin’s new wife of only a few weeks, Carol, is killed. This horrific event occurs when Kay and Carol are driving back to the house in order to get to the bomb shelter. During their journey home, a dogfight breaks out directly above them. Unfortunately, Carol is hit by a stray bullet and dies shortly after Kay gets her back to the house. This scene is heartbreaking and difficult to understand. How could Carol be killed? She was 174 175 Ibid. Ibid. 104 innocent. She did not do anything to deserve death. But this is the point of the film – to focus on how the war affects everyone and how everyone is susceptible in total war. Without help and without further intervention, more innocent lives will be put on the line. One scene that stands out the most is when Kay Miniver encounters a young German man who was most likely a pilot for the Luftwaffe while she is taking a stroll outside. Lying in the grass, he is wounded. Kay scampers away but he follows her home. While holding a gun to her, he orders her to give him any food she has. Before he leaves, he and Kay have a conversation in which he says “We will come. We will bomb your cities.”176 He then continues to boast about how the Germans killed 30,000 innocent women and children within two hours. He assures her that they will do the same in Kay’s town. 177 This scene effectively showed the Germans as inhumane and sadistic. People in the audience would have been appalled by how cruel the Germans are, making them want to see some sort of retribution, but this retribution never comes in the film. In fact, about twenty minutes after this scene Carol dies, which would have upset the audience even more. It is noteworthy that, for example, Vin does not run off to kill Germans as a way of evening the score. Instead, this is left for the audience. It is almost as though Wyler is saying, if you want some sort of retribution against the Germans, why not do it yourself? The idea at the heart of the film is summed up in the final scene – a scene that is perhaps the most famous part of the film. At the conclusion, following Carol’s death, the 176 177 Ibid. Ibid. 105 Miniver family attends church services. As the preacher walks in, the camera pans out to show that the church has been bombed and that it is practically falling apart. The preacher stands up at the pulpit and delivers an inspiring speech: We in this quiet corner of England, have suffered the loss of friends very dear to us – some close to this church: George West, choir boy; James Bellard, station master and bell ringer and a proud winner, only one hour before his death, of the Belding Cup for his beautiful Miniver rose; and our hearts go out in sympathy to the two families who share the cruel loss of a young girl who was married at this altar only two weeks ago. The homes of many of us have been destroyed, and the lives of young and old have been taken. There is scarcely a household that hasn’t been struck to the heart. And why? Surely you must have asked yourself this question. Why in all conscience should these be the ones to suffer? Children, old people, a young girl at the height of her loveliness. Why these? Are these our soldiers? Are these our fighters? Why should they be sacrificed? I shall tell you why. Because this is not only a war of soldiers in uniform. It is a war of the people, of all the people, and it must be fought not only on the battlefield, but in the cities and in the villages, in the factories and on the farms, in the home, and in the heart of every man, woman, and child who loves freedom! Well, we have buried our dead, but we shall not forget them. Instead they will inspire us with an unbreakable determination to free ourselves and those who come after us from the tyranny and terror that threaten to strike us down. This is the people’s war! It is our war! We are the fighters! Fight it then! Fight it with all that is in us, and may God defend the right. 178 It is clear why this speech was so powerful. As the preacher explains, this war is different from others wars. This one is not just fought by soldiers. It is not exclusive to the battlefield. Instead, civilians are bearing the brunt of the fighting. They are the ones who are suffering the most. This is because the war is a “people’s war” and in order to fight this war, the people must stand up and fight for their freedom and for their future. 178 Ibid. 106 He also states that everyone must think of those who have died as an inspiration to keep fighting and to never back down, because God will “defend the right.” Another thing that the preacher mentions in his speech is the “Miniver Rose.” Roses are a major symbol in the film. The rose first appears in the first few scenes of a film when Mr. Ballard, a stationmaster, stops Kay Miniver to tell her that he named his rose “The Miniver Rose” after her. Later in the film, the rose festival becomes an anticipated part of the film as well as another important scene. In the film, the rose can be viewed as a symbol of England, in particular, England’s countryside. The rose festival scene breaks away all class distinctions and brings the people in the town together. An example of this is when Mrs. Beldon, a high society woman, who wins every year for her roses, allows Mr. Bellard, the lower class stationmaster, to win the award. This fracture of class distinctions relates to what the war has done to the town – broken down the class system and united them as one people simply trying to survive the dangers of war. 179 President Roosevelt was impressed by the film and astonished by the final speech. In fact, he ordered that the speech be sent all around Europe both in pamphlets and on the radio. 180 He and Churchill also requested that the film have early viewings before its release date. Churchill even believed that the film was contributing more toward defeating the axis powers than any fleet of battleships ever could. 181 179 Troyan, A Rose for Mrs. Miniver, 132-133. Ibid, 134. 181 Ibid, 147. 180 107 But perhaps most interesting result is how Greer Garson’s popularity and public image soared to an all-time high. Following her time playing Mrs. Miniver, Greer Garson became one of the most popular women in Hollywood, and eventually was given the title the “Queen of MGM.” Because she played Mrs. Miniver, a role that she actually never wanted at first, she acquired the image of being a war heroine. 182 A journalist actually said that “morale soared sky-high” because of Greer. 183 One example of her popularity is what happened when Garson visited Canada in 1942 for a Victory Loans campaign. While in Canada, she delivered a speech. 184 She said: “We can’t escape the war, and we shouldn’t try. Mrs. Miniver has been a constant reminder to me of the things that are happening and have happened to my friends and relatives in London. They are such good people – gentle people. There wasn’t an ounce of hate in them. When I first got the news of the bombing of London, and I thought of them – a wave of fury broke over me. I thought of my men-folk, so peace-loving, so essentially gentle in spirit, and all of them in uniform.” 185 Greer contributed a great deal to the war effort after playing Kay Miniver. Her role in the film and also her connection to loved ones back in Britain are reasons why Garson wanted to help in any way she could. She even wanted to terminate her contract with MGM in order to return to England. Greer said she wanted to “drive a truck, be an air-raid warden, join the Red Cross, run a soup kitchen – whatever they could find for me I’d do.” 186 However, during a ceremony presenting the Mrs. Miniver 182 Ibid, 134. Ibid, 135. 184 Ibid, 134. 185 Ibid, 135. 186 Ibid, 154. 183 108 script to the Library of Congress, the British Ambassador encouraged Greer to stay in America. 187 He told her, “Your value to your country if you do that would be about two pounds ten shillings a week. But if you stay where you are and the studio continues to give you pictures like Mrs. Miniver, your value is incalculable.”188 Following this, Greer did many great things for the war effort while staying in America. She conducted a nationwide bond selling campaign and visited about three hundred cities with other Hollywood celebrities. 189 She even met with Eleanor Roosevelt to talk about postwar rehabilitation. 190 Variety magazine hailed Greer Garson as “brave, wifely, maternal, and a pillar of civilian morale.” 191 Bosley Crowther, in an article for the New York Times, hailed the film as most likely “one of the greatest motion pictures ever made” and “the finest film yet made about the present war.” He pointed out the most effective part of the film, which was that it was not about soldiers and that there are no epic battles shown. 192 This is what makes it so powerful. It is a film about the people; a film that shows how war affects not just the men on the front, but their families back at home. This film touched the hearts of American more so than the British, which is something worth noticing. Americans knew what was going on in England; they were not ignorant of it. But creating a film where the characters are so dearly loved by the audience, and then 187 Ibid, 153. Ibid, 154. 189 Ibid, 153. 190 Ibid, 154. 191 Ibid 132. 192 Bosley Crowther. "Mrs. Miniver, Excellent Picture of England at War Opens at the Music Hall." New York Times [New York City] 5 June 1942: 23. 188 109 killing one of these characters, truly horrified Americans. They were finally able to realize how destructive this war was for average civilians who had no involvement whatsoever and understand that the time to intervene was steadily approaching. Conclusion While the Office of War Information tried to convince directors and producers to utilize cinema as a war weapon, not everyone needed to be persuaded to speak out against the war. Even though Chaplin, Curtiz, and Wyler were not the only directors with strong opinions against Nazism, they were the most successful at conveying their beliefs to audiences. Their personal experiences and influential expertise in Hollywood allowed their careers to flourish during the war. Because of this, their movies became three of the most important films created during the war as well as the three most important films that united the American people. The Great Dictator, Casablanca, and Mrs. Miniver were so influential that they are considered by the Library of Congress as “culturally, historically, or aesthetically significant.” 193 They all comment on the time period in which they were made, expressing the social and political issues occurring during World War II. The positive reaction from the audience, such as the uproarious laughter and applause during The Great Dictator, the cheering and clapping during Casablanca, and the association of Greer Garson as a war heroine because of Mrs. Miniver, demonstrates how effective they were at communicating to audiences. Also, the fact that each of these films either 193 "Films Selected to The National Film Registry, Library of Congress 1989-2009 (National Film Preservation Board, Library of Congress)." 110 won or were nominated for numerous Academy Awards illustrates how important they were in the eyes of the film community. They are considered “works of enduring significance to American culture” because of the main goals they were trying to accomplish. 194 In The Great Dictator, Charlie Chaplin used his celebrated wit and humor to make a statement about the war. His goal in this film was to call to attention the issues surrounding Nazi occupied countries. His serious speech at the end was a way to say that even though the film was a comedy, the war was a real and serious problem. Because of his numerous connections with political leaders, other filmmakers, and prominent figures in America, Chaplin was able to acquire information with which many American were not familiar: the reality of the horrific treatment of the Jews and the escalating danger of Hitler. Michael Curtiz’s patriotism was evident in the films he made during World War II, especially Casablanca. His goal for this film was to reminisce about old America and the peaceful, passive lifestyle people led before the war broke out, which is similar to his nostalgia regarding Budapest and the way he remembered the country and city he loved. He was also trying to relate audiences to the events that happened in the film. It was the perfect allegory for American during the war – the smoking, drinking, confinement, and the character of Rick. William Wyler clearly wanted to use Mrs. Miniver as a propaganda tool. His goal was to expose Americans to what was happening to its allies in Britain. He wanted people to see this film and understand that the war in Europe was more serious that 194 "Audio-Visual Conservation (Library of Congress Packard Campus, Culpeper, Virginia)." Audio-Visual Conservation (Library of Congress Packard Campus, Culpeper, Virginia). 111 anyone thought it was. He wanted people to start supporting Britain and maybe even pull America out of isolationism. Most notable is Carol’s death in the film, which represented the many innocent people who died in Britain at the hands of the Germans. Her death was cruel and unjust, but these were the exact emotions Wyler wanted to evoke from audiences. He wanted them to realize how unfair the war was and how Germany should be stopped as soon as possible before any more innocent civilians died. Even though they had different backgrounds, stories, and reasons for making films, these three directors have become outstanding examples of how Hollywood used characters and personal stories to spark enthusiasm in audiences in order to persuade them to believe in a cause. Though each of the films was significant in their own unique way, they taught audiences that in order to gain back restricted freedoms people must rise up against oppressive leaders, that during times of war everyone must work together regardless of class, and that “we’ll always have Paris.” Bibliography "2008 Entries to National Film Registry Announced - News Releases (Library of Congress)." Library of Congress Home. Aljean Harmetz. The Making of Casablanca: Bogart, Bergman, and World War II. (New York: Hyperion, 2002). 112 "Audio-Visual Conservation (Library of Congress Packard Campus, Culpeper, Virginia)." Bosley Crowther. "Mrs. Miniver, Excellent Picture of England at War Opens at the Music Hall." 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