Harnessing Mesoporous Spheres - transport studies and biotechnological applications
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Harnessing Mesoporous Spheres - transport studies and biotechnological applications
Harnessing Mesoporous Spheres - transport studies and biotechnological applications Jovice Boon Sing Ng 黄雯沁 Department of Physical, Inorganic and Structural Chemistry Stockholm University Doctoral Thesis 2009 Department of Physical, Inorganic and Structural Chemistry Stockholm University 10691 Stockholm University Sweden Cover: The front figure is a scanning electron microscopy micrograph of a small heart formed by colloidal mesoporous silica spheres. The image has been touched up using Photoshop to give it a red colour. Huge specific surface area and pore large volume for a small heart. Faculty Opponent: Prof. Frank Caruso Department of Chemical and Biomolecular Engineering The University of Melbourne, Australia Evaluation Committee: Associate Prof. Ulla Elofsson, Institute for Surface Chemistry, YKI Prof. Lars Wågberg, School of Chemical Science and Engineering, KTH Royal Institute of Technology Prof. Anders Palmqvist, Chemical and Biological Engineering, Chalmers University of Technology Substitute: Professor Arnold Maliniak, Department of Physical, Inorganic and Structural Chemistry, Stockholm University ©Jovice Boon Sing Ng, Stockholm 2009 ISBN 978-91-7155-898-5 Printed in Sweden by US-AB, Stockholm 2009 Distributor: Department of Physical, Inorganic and Structural Chemistry, Stockholm University To my parents, and my brother and sister, Boon Hong and Boon Hiong, 知之为知之,不知为不知,是知也 《论语·为政》 Science is organized knowledge, wisdom is organized life. Immauel Kant Abstract Abstract Applications in controlled release and delivery calls for a good understanding of molecular transport within the carrier material and the dominating release mechanisms. It is clear that a better understanding of hindered transport and diffusion of guest molecules is important when developing new porous materials, e.g., surfactant templated silica spheres, for biotechnological applications. Confocal laser scanning microscopy was used to quantify the bulk release and intraparticle transport of small charged fluorescent dyes, and fluorescently-tagged neutral dextran, from mesoporous silica spheres. The time dependent release and the concentration profiles within the spheres have been used to analyze the release mechanisms using appropriate models. While the small, non-adsorbing anionic dye is released following a simple diffusion driven process, the concentration of the cationic dye varies radially within the spheres after loading. The release of the cationic dye is controlled by diffusion after an initial period of rapid release, which could be due to a significant fraction of the cationic dye that remains permanently attached to the negatively charged walls of the mesoporous silica spheres. The diffusion of dextran and the resulting flat concentration profiles could be related to the complex structural feature of the cylindrical pores close to the surface, and a possible conformational change of the dextran with the concentration. The stability and leaching of a catalytic enzyme, lipase, immobilized in hydrophobilized mesoporous support has also been quantified. Colloidal monodisperse mesoporous silica spheres were synthesized and transmission electron microscopy showed that the inner pore structure display a radially extending pores. The mesoporous spheres were used as solid supports for a lipid membrane incorporated with a multi-subunit redox-driven proton pump, which was shown to remain functional. Key words: Mesoporous, spheres, particles, CLSM, TEM, controlled-release, molecular transport, lipid membrane, enzyme, intraparticle, lipase, solid support. List of Publications List of Publications This thesis is based on the following papers: 1. Jovice Boon Sing Ng, Padideh Kamali-Zare, Hjalmar Brismar and Lennart Bergström, Release and molecular transport of cationic and anionic fluorescent molecules in mesoporous silica spheres, Langmuir, 24, pp 2. 11096–11102, 2008. Jovice Boon Sing Ng, Padideh Kamali-Zare, Malin Sörensen, Hjalmar Brismar, Peter Alberius, Niklas Hedin and Lennart Bergström, Molecular transport and release of dextran in silica spheres with cylindrical mesopores, 3. manuscript. Malin Sörensen, Jovice Boon Sing Ng, Lennart Bergström and Peter Alberius, Improved enzymatic activity of Thermomyces lanuginosus lipase immobilized in a hydrophobic particulate mesoporous carrier, submitted. 4. Jovice Boon Sing Ng, Petr O. Vasiliev and Lennart Bergström, The radial dependence of the spatial mesostructure of monodisperse mesoporous silica spheres, Microporous and Mesoporous Materials, 112, pp. 589-596, 5. 2008. Gustav Nordlund, Jovice Boon Sing Ng, Lennart Bergström and Peter Brzezinski, A Membrane-reconstituted functional proton pump on mesoporous silica particles, submitted. Papers not included in the thesis: 1. Petr O Vasiliev; Bertrand Faure; Jovice Boon Sing Ng and Lennart Bergström, Colloidal aspects relating to direct incorporation of TiO2 nanoparticles into mesoporous spheres by an aerosol-assisted process, Journal of 2. Colloid and Interface Science., 319, pp. 144-151, 2008. Niklas Hedin, Jovice Boon Sing Ng, Peter Stilbs, Spectral deconvolution of NMR cross polarization data sets, Solid State Nuclear Magnetic Resonance, 3. accepted. Ranjith Krishna Pai, Jovice Boon Sing Ng, Saju Pillai, Lennart Bergström, and Niklas Hedin, Temperature induced formation of strong gels of acrylamide-based polyelectrolytes, Journal of Colloid and Interface Science, accepted. List of Publications 4. Boon Sing Ng, Kjell Jansson and Lennart Bergström, Using differential scanning calorimetry to follow how gelcasting proceeds, Journal of American Ceramic Society, 90, pp. 999-1001, 2007. Patent Patent Inventor/ co-inventor (PCT/SE2006001488): Process for production of dental component and arrangement of such component. Table of Contents Table of Contents Abstract List of Publications Patent Table of Contents 1. INTRODUCTION ................................................................................................1 1.1 POROUS MATERIALS .....................................................................................................3 1.2 SURFACTANT-TEMPLATED MESOPOROUS MATERIALS..................................................4 1.2.1 Synthesis of surfactant templated mesoporous spheres ......................................5 1.2.2 Functionalization of pore walls ..........................................................................7 1.3 MOLECULAR TRANSPORT IN POROUS SOLIDS ...............................................................8 1.3.1 Fick’s Law ..........................................................................................................8 1.3.2 Models for adsorption and desorption..............................................................11 1.3.3 Molecular transport in liquid-filled pores ........................................................12 1.3.4 Transport studies of the mesoporous solids......................................................13 1.4 MESOPOROUS SILICA AS POTENTIAL HOST FOR DRUGS AND ENZYMES .......................14 1.4.1 Membrane encapsulated mesoporous particles................................................14 1.4.2 Mesoporous solid supports for the enzymes .....................................................15 2. AIMS AND SUMMARY OF PAPERS .............................................................19 3. MATERIALS ......................................................................................................21 3.1 SURFACTANTS, SILICA SOURCES AND BUFFERS ...........................................................21 3.2 FLUOROPHORES..........................................................................................................21 4. METHODS AND EXPERIMENTAL TECHNIQUES....................................23 4.1 SYNTHESIS OF MESOPOROUS SPHERES ........................................................................23 4.1.1 Monodisperse aerosol-produced mesoporous spheres .....................................23 4.1.2 Large-pore mesoporous silica spheres by slow evaporation from emulsion droplets......................................................................................................................25 4.1.3 Mesoporous colloids by modified Stöber Method.............................................26 4.2 IMMOBILIZATION OF MESOPOROUS SPHERES IN GELATINE ........................................27 4.3 CONFOCAL LASER SCANNING MICROSCOPY (CLSM).................................................28 4.3.1 Principle ...........................................................................................................28 4.3.2 Correcting and evaluating for possible fluorescent microscopy artefacts........31 5. SUMMARY OF KEY RESULTS AND DISCUSSIONS.................................37 Table of Contents 5.1 THE EFFECT OF GUEST MOLECULE-HOST PORE WALL ELECTROSTATIC INTERACTIONS ON MOLECULAR TRANSPORT ............................................................................................37 5.2 INTRAPARTICLE TRANSPORT AND RELEASE OF DEXTRAN IN CYLINDRICAL MESOPORES ..........................................................................................................................................41 5.3 CATALYTIC ACTIVITY AND STABILITY OF TLL LIPASE IMMOBILIZED IN FUNCTIONALIZED MESOPOROUS SILICA ...........................................................................46 5.4 COLLOIDAL SPHERES WITH ORDERED MESOPORES’ SYNTHESIS, CHARACTERIZATION, AND THEIR USE AS A SOLID SUPPORTS FOR A BILAYER LIPID MEMBRANE .........................49 5.4.1 Mesoporous structure within the colloidal mesoporous spheres ......................49 5.4.2 Lipid bilayer membranes coating .....................................................................52 6. CONCLUSIONS .................................................................................................57 6.1 INTRAPARTICLE MOLECULAR TRANSPORT STUDIES USING CLSM ............................57 6.2 MESOPOROUS SILICA SPHERES AS SUPPORTS FOR LIPID BILAYERS AND TLL ENZYME ..........................................................................................................................................58 7. OUTLOOKS........................................................................................................59 ACKNOWLEDGEMENTS ...................................................................................61 REFERENCES........................................................................................................63 Introduction 1. Introduction Materials with tailorable porosity and pore size distribution are of great interest for applications where the uptake and/or release of active components need to be controlled. Soft chemical derived inorganic or hybrid structure, templated by surfactant or other structure directing agents, resulted in a new family of mesoporous materials1, 2 characterized by a narrow pore size distribution in the mesoscopic range (2-50nm), tuneable pore connectivity, and well defined morphology.3-8 Mesoporous silica is particularly attractive as support for adsorption/ separation of macromolecules,9, 10 in biocatalysis,11, 12 and biosensing;13 and as host reservoir materials for controlled release applications, e.g., in drug release,1418 gene delivery,19 and chemical release.20 Applications in controlled release and delivery rely on the ability of the carrier materials to dispense the guest molecules at the desired rate. This calls for a good understanding of the molecular transport within the carrier material and the dominating release mechanisms. It is clear that a better understanding of the hindered mass transport and diffusion of guest molecules, in particularly macromolecules, in liquid-filled mesopores is important when developing new porous materials for biotechnological and controlled release applications. Transport of solute molecules in liquid-filled pores is hindered when the characteristic dimension of the solute molecules is no longer small compared to the pore it traverse in.21-24 The geometrical confinement clearly reduces the mobility and diffusion rates of solutes and polymer in various types of porous media, e.g., porous glasses.25 Several theoretical descriptions of liquid-phase mass transfer in fine pores have been developed based on hydrodynamic models of diffusion.23, 24, 26 Hindered diffusion of macromolecules within confined space has been extensively studied, e.g., by Deen et al. who compared the diffusion of macromolecules of different structural flexibility using track-etched membranes,27 and by Nicholson et al. who quantified the diffusion of large flexible random coils of dextrans in extracellular space.28, 29 Attempts to estimate the effects of confinement and tortuosity on the release kinetics of drug molecules from mesoporous materials by bulk release studies17, 30 have recently been reported. Studies have also shown that the affinity between the guest molecules and the surfaces of the mesoporous 1 Introduction material can have a significant effect on both the loading and release kinetics.30-32 It is interesting to note that, in contrast to the numerous investigations on bulk uptake and release, there are only a limited number of studies where the molecular distribution and hindered transport within the material have been analyzed. The poorly defined morphology and wide particle size distribution of many of the investigated mesoporous materials also limit the possibility to analyze the data quantitatively. Various experimental techniques can be used to study molecular transport dynamics within a mesoscopic space, e.g., nuclear magnetic resonance,33, 34 neutron scattering,35 holographic laser interferometery,36 and singlemolecule fluorescence microscopy.37 The ability of confocal laser scanning microscopy (CLSM) to optically section the studied object38 and to directly visualize and quantify the spatial (both 2-D and 3-D) fluorescence molecules distribution within the porous system in real time makes this technique highly suited for studies of the uptake and relatively slow molecular transport in mesoporous materials39-41 and chromatographic media.42 Cheng and Landry41 showed how confocal laser scanning microscopy (CLSM) and an amine-binding dye can be used to probe the rate and the extent of amine functionalization of the mesoporous silica spheres. Schröder et al.42 quantified intraparticle protein diffusion in chromatographic media by measuring the intraparticle protein concentration profiles in a microcolumn using CLSM, and determined the diffusion coefficient using a spherical diffusion model. Mesoporous silica materials, with their regular arrays of pores and narrow pore size distribution, have biocompatible and easily functionalized surfaces. These combined properties have motivated their use in biomedical (e.g., controlled drug release14, 15, 17 and gene delivery19) and biotechnological (e.g., enzymes immobilization43 and biochemical recognition and protein function18) applications. The encapsulation or attachment of a pharmaceutical agent within or on a solid support greatly improves drug safety and stability. New therapies are made possible and have inspired active research on the design of tailored materials and intelligent delivery systems.44 Recent works have shown how, e.g., coumarin, quantum dots and other molecules can open and close the mesopores triggering release of specific molecules.45, 46 Particle-supported bilayer lipid membranes have been studied extensively as models of the cell membrane.47-51 However, their 2 Introduction applications as a durable encapsulation of the active molecules in mesoporous particles have only been recently pursued.18, 40 This thesis has been written in 7 chapters, which includes this introduction (Chapter 1) covering some backgrounds on mesoporous materials, molecular transport in porous solids, and application of mesoporous silica spheres as host materials for drugs and lipases. The aims of this PhD study are listed and the summary of the five papers, which this thesis is based on, can be found in Chapter 2 Details of the materials used during the study for this thesis are described in Chapter 3. Chapter 4 briefly describes the synthesis of two types of mesoporous silica studied, 1) monodisperse aerosol-produced, and 2) monodisperse modified Stöber method produced mesostructured silica spheres. This chapter also covers some principles of the confocal laser scanning microscopy, with special emphasis on the procedures used for removing the fluorescent microscopy artefacts (photobleaching and light attenuation). Chapter 5 is a collected summary of key results and discussions of the five papers included in this thesis. The first two sections are devoted to the studies of molecular transport within the mesoporous spheres using CLSM. These sections discussed the important effects of guest molecule-host pore wall electrostatic interactions on the spatial distribution and the transport kinetics of two small charged dyes (Paper I), and the hindered transport of a neutral and flexible macromolecule (Paper II). The next two sections include demonstrations of the use of mesoporous spheres in biotechnological applications: a solid support for immobilization of TLL lipase (Paper III); and a bilayer lipid membrane encapsulated solid support with inner porous structure mimicking a cytoskeleton (Paper IV and V). Finally, after drawing the conclusions (Chapter 6), a list of possible further studies inspired by this work is included in Chapter 7. 1.1 Porous materials A porous material is a solid frame or matrix with an interconnected network of pores permeable to gases or fluids. Many substances ranging from natural rocks, soils, biological tissue (e.g., bone), to man-made materials like cements, foams and ceramics are porous. Porous materials have been intensively studied due to their scientific interest and technological importance as they interact with atoms, ions and molecules not 3 Introduction only at the exterior surfaces but also throughout the bulk of the material. Conventional applications of porous materials involve ion exchange, adsorption (for separation) and catalysis, and many of these applications benefit from the size selectivity and enormous surface area of the well defined pores present in solids such as zeolites.52, 53 According to the IUPAC definitions, porous materials can be divided into 3 classes; microporous materials where the pore size is equal to or below 2 nm, mesoporous materials where the pore size is between 2 nm to 50 nm, and macroporous materials characterized by a pore size above 50 nm. The distribution of pore sizes, pore volumes and pore connectivity directly affect the capability of the porous material to perform the desired function in a particular application. Ordered pore structure with narrow pore size distribution has become increasingly important during recent years as it can lead to superior properties. For example, a material with uniform micropores, such as zeolite molecular sieves, can discriminate between molecules particularly on the basis of size. It selectively adsorbs small molecules from a mixture containing molecules too large to enter its pores. However, microporous materials like zeolites present severe limitations when large reactant molecules are involved, especially in liquid-phase systems. Most small biomolecules are too big to enter the micropore cavities. This is unfortunate as the high surface areas, the mechanical and chemical resistance, and the well controlled pore wall chemistry of zeolite materials are attractive for e.g enzyme catalyzed fine chemical synthesis.54 Hence, an important line of research has focused on the enlargement of the pore sizes into the mesopore range. This would allow larger molecules to enter the pore system, where they can be immobilized, separated from a mixture, and also released at a controlled rate. 1.2 Surfactant-templated mesoporous materials The soft chemistry derived inorganic or hybrid materials templated by structuring directing agents feature unique textural properties. Like the microcrystalline zeolite, this class of materials is characterized by very large specific surface area and pore volume, narrow pore size distributions, tuneable ordered pore structure that my display a long-range order,1-3 and in particular for mesoporous silica, easily functionalized surfaces.55 Unlike the zeolites, the surfactant-templated mesoporous silica exhibit amorphous pore walls. 4 Introduction The morphology of mesoporous silica based materials can also be controlled to yield, e.g., rods,56 spheres,4, 57, 58 and fibres.7 The well-known representatives of this class of materials are siliceous MCM-41, MCM-48 and MCM-50 (Scheme 1). Recent work has investigated the potential use of mesoporous materials in applications such as chromatography,58-60 catalysis,61, 62 as chemical and biochemical sensors,63 and as platforms for molecular screening.40 a b c Scheme 1 Structure of mesoporous materials a) MCM-41 with 2D hexagonal structure and p6mm plane group, b) MCM-48 with cubic structure and Ia 3 d space group, and c) MCM-50 with lamellar structure. Drawings kindly contributed by Dr. Keiichi Miyasaka. 1.2.1 Synthesis of surfactant templated mesoporous spheres Porous silica spheres are of interest in, e.g., chromatography,58 catalysis62 and chemical and biochemical sensor63 applications and as platforms for molecular screening.48 Monodisperse spherical mesoporous particles in the colloidal size range with well defined pore sizes and pore structure are attractive in applications where the uptake and/or release of active components needs to be controlled, e.g., in controlled drug or gene delivery.18, 19 Evaporation-induced self-assembly (EISA) utilizes the evaporation of the solvent to increase the surfactant concentration and eventually induce the formation of liquid crystalline phases.64 By changing the original alcohol/water/surfactant ratio it is possible to control the resulting mesostructure. EISA combines the simplicity of the sol-gel process with the efficiency of surfactant self-assembly, allowing rapid preparation of mesostructured colloidal particles, fibres, thin films with controlled mesostructure.65 EISA also provides a general and flexible approach for 5 Introduction nanocomposite fabrication by incorporation of non-volatile components, e.g., nanoparticles66 into the silica mesoporous matrix. Aerosol-based techniques that utilize the EISA process have been used to produce both hollow and dense mesoporous particles where the relatively large interfacial tension between the droplet surface and the air yields spherical powders.4, 5, 67-69 In 1997 Bruinsma et.al67 pioneered the continuous production of hollow mesoporous particle using the aerosol process. The aerosol-assisted process was further modified to enhance it robustness and yield by Andersson et. al.70 The mesoporous particles produced by these groups are all polydispersed. The production of monodisperse mesoporous particles by an aerosol-assisted method was demonstrated by Rao et al.,5, 69 who utilized a vibrating orifice aerosol generator to form the monodisperse primary droplets of the precursor solution. Mesoporous silica spheres can be synthesized in solution at both acidic71, 72 and basic conditions.57, 58 Unger and co-workers73, 74 showed that the classical Stöber method, which is able to produce silica colloids from tetraalkoxysilanes-ammonia-water-alcohol mixture,75 can be modified and yield mesoporous spheres by the addition of n-alkyl amine. The simplicity of this modified Stöber route for mesoporous spheres has generated a substantial interest for various applications.19, 76, 77 However, the modified Stöber route has been plagued by problems related to polydispersity, agglomeration and/or absence of a long-range mesoscopic order. Recently, Yano and co-workers demonstrated how monodisperse submicron silica spheres with a long-range ordered 2D hexagonal mesostructure can be synthesized from solutions containing tetramethoxysilane and nalkyltrimethylammonium surfactants by using a high surfactant to silicon ratio in a dilute system.78, 79 Studies of the internal pore structure of the spheres by electron diffraction80-82 and direct imaging by TEM of particles partially infiltrated by platinum79 suggest radially aligned pores. Recent work by Nakamura et al83 showed that a radial alignment of the mesopores is retained even after seeded growth. The pore structure in the core of the mesoporous spheres is less well understood and there is only a few studies analyzing how the pore structure varies with the distance from the centre of the sphere.80-82 6 Introduction 1.2.2 Functionalization of pore walls An important feature of mesoporous silica is the multitude of possibilities (Scheme 2) to functionalize the pore surface. Hence, surface functionality can be modified and the textural properties can be changed independently by various in situ and/or post synthesis procedures. The microenvironment inside the mesopores can be drastically changed by surface coating with organic or inorganic species, or direct incorporation of organic species into the inorganic matrix to form a hybrid framework. The mesoporous support material itself can also be functionalized by incorporation of different components into the pore walls. Many of the modification steps make use of, e.g., the silanol groups present on the silica surfaces as anchor sites for metal species or silane coupling agents. In situ functionalization or post synthesis Substitution grafting Immobilization Surface coating L M L M+ Ion exchange Silylation Nanoparticle R R Enzyme encapsulation Non-silica material Organic-inorganic hybrid framework Scheme 2 The sketch illustrates the different functionalization of the mesopore walls. Sketch is modified from Taguchi et al.52 Several reports have indicated a lower density of silanols in ordered mesoporous materials, especially in MCM-41, than in hydroxylated silica surfaces of macroscopic dimensions where the density of silanol groups is about 4–6 Si–OH per nm2.84 The density of silanol groups for ordered mesoporous materials has been estimated to vary between 1.4 to 3 groups per nm2, for MCM-41 and MCM-48,85, 86 depending on factors such as surface curvature, template removing method and rehydration process. There is also evidence of a non-homogeneous distribution of the silanols, with patches of more hydrophobic (e.g., isolated silanols and siloxane bridges) 7 Introduction and more hydrophilic (adjacent silanols), over the surface of MCM-41.87, 88 This may lead to inhomogeneous distribution of groups anchored to the surface. 1.3 Molecular transport in porous solids The study and the control of guest molecule–host pore-wall interactions in porous materials call for a good understanding of the molecular transport within the carrier material and the dominating release mechanisms. This is especially important and essential when developing new porous materials with tailored properties for specific applications. 1.3.1 Fick’s Law The Fick’s equation, J = −D ∂C ∂x (1) where J is the diffusion flux (mol/cm2/s1) and C is the concentration (mol/cm3), provides a convenient starting point for the quantitative analysis of intraparticle transport in porous materials. The diffusivity (D) may be called the transport diffusivity since this quantity measures the ratio of the solute flux to the concentration gradient. To describe the rate of adsorption or release generally requires information on the change of concentration as a function of time describable by a continuity equation, ∂J ∂C =− ∂x ∂t (2) which becomes ∂C ∂ 2C =D 2 ∂t ∂x (3) This gives us the Fick’s Second Law in one dimension which describes how diffusion causes the concentration to change with time, if D is independent of C. It should be noted that for diffusion in a binary fluid phase the flux (J) is defined relative to the plane of no net volumetric flow and the coefficient D is called the mutual diffusivity. The same expression can be used to characterize migration within a porous (or microporous) solid, but in that 8 Introduction case the flux is defined relative to the fixed frame of reference provided by the pore walls. The diffusivity is then more correctly termed the transport diffusivity. Note that the existence of a gradient of concentration (or chemical potential) is implicit in this definition89 (Scheme 3a). In the case of self-diffusion the physical situation is different since there is now no gradient of species concentration, describing an uncorrelated random movement of molecules (Scheme 3b). This process is described by following the molecular trajectories of a large number of molecules and determining their mean square displacement. This difference in the microphysical behaviours between the transport diffusion and self diffusion implies that D, the transport diffusion coefficient, and D*, the self diffusion coefficient, are generally different. b a Scheme 3 Schematic representation of molecular movements in the case of a) transport diffusion and b) self diffusion. Sketch adopted from Ruthven.89 As per mentioned earlier, the flux, as well as the diffusion coefficient, has to be chosen relative to a frame of reference. The solid framework of the pore provides a convenient and unambiguous frame of reference for measuring the diffusive flux. Considering diffusion in a porous solid as a special case of binary diffusion where the diffusivity of the solid atoms (of the pore frame) is zero, the ‘interdiffusion’ can thus be described by a single diffusivity i.e. the interdiffusivity is simply the diffusivity of the mobile species Diffusion in a sphere For cases in which the diffusion is radial, the diffusion equation with a constant diffusion coefficient takes the form 2 ∂C ⎛ ∂ C 2 ∂C ⎞ = D⎜ 2 + ⎟ ∂t r ∂x ⎠ ⎝ ∂x (4) 9 Introduction where r is the radius and x is the distance from the centre of the sphere. Letting u = Cr Eq. 4 becomes ∂u ∂ 2u =D 2 ∂t ∂r (5) Since this is the equation for linear flow in one dimension, the solutions of many problems in radial flow in a sphere can be deduced immediately from those of the corresponding linear problems. For non-steady state diffusion, an isothermal spherical particle subjected to a step change in adsorbate concentration at the external surface at time zero, the total amount of diffusing substance entering or leaving the sphere is given by90, 91 Mt 6 ∞ 1 t ⎞ ⎛ = 1 − 2 ∑ 2 exp⎜ − Dn 2π 2 2 ⎟ M∞ π n=1 n r ⎠ ⎝ The short and long time asymptotes are given by Short time: M t = 6 M∞ r Dt (6) π Long time: M t = 1 − 6 exp⎛⎜ − Dπ 2 t ⎞⎟ 2 2 M∞ π r ⎠ ⎝ (7) where Mt and M∞ are the amount of adsorbate at time t and time infinity, respectively. Surface resistance model For particles where the mass transfer resistance is much higher at the surface than in the interior of the adsorbent particle due to, e.g., partial closure of the pore entrance/exits, the concentration profile typically show step-like form with a sharp change in concentration at the surface, and a flat intraparticle concentration profile (even under partial loading conditions). A particle with surface resistance control follows a simple exponential approach to equilibrium92: Mt ⎛ − 3kt ⎞ = 1 − exp⎜ ⎟ M∞ ⎝ r ⎠ (8) where the r/3k is the time constant and k is the rate constant. 10 Introduction 1.3.2 Models for adsorption and desorption Nanoporous materials are widely used in adsorption-related applications. Adsorption phenomena are found in many areas including catalysis and medicine. Adsorption is also used to characterize porous solids in terms of surface area, pore volume and pore size; and to understand the behaviour of the molecules in the porous materials investigated.93 Adsorption from solutions depends upon the properties of the organic and inorganic solutes (molecular mass, molecular size, geometry, polarity, solubility and etc.), and the structure and nature of the adsorbent’s surface (surface area, porosity, chemical structure etc.). In addition, the experimental conditions such as the pH and the ionic strength of the solution and the temperature of adsorption also determine the adsorption capacity and the nature of the adsorption process. A number of adsorption isotherm equations such as the Langmuir equation, the Freundlich equation, the Brunauer-Emmett-Teller (BET) equation, and Temkin equation have been developed to represent the gasadsorption data.94 Several of the isotherm equations for gas-adsorption can be extended to correlate the liquid-phase adsorption equilibrium of a single component system by simple replacement of adsorbate pressure by its concentration. In this thesis only the Langmuir equation and the Temkin equation are described. Langmuir adsorption isotherm The Langmuir adsorption isotherm, originally for gas adsorption, is the first theoretically developed adsorption isotherm. It has a defined adsorption maximum and assumes linear adsorption at concentrations far below this maximum. The Langmuir equation may be described by, ⎛ KP ⎞ ⎟ ⎝ 1 − KP ⎠ (9) θ =⎜ where θ is the fraction of surface coverage, K is a constant assuming the enthalpy of adsorption is independent of θ, and P is the applied pressure or concentration. However this Langmuir model is seldom obeyed and the heat of adsorption, q, normally falls with increasing surface coverage. 11 Introduction Temkin adsorption model The Temkin adsorption is derived from the Langmuir adsorption isotherm by inserting the condition that the heat of adsorption decreases linearly with surface coverage. Such an effect can arise from repulsive forces on a uniform surface, or from an inherent surface heterogeneity of the surface. This isotherm is characterized by linear variation of ln p with θ evaluated by ln p = ln A0 + q 0αθ RT (10) where A0 = Kexp(qo/RT) is independent of θ, α is a constant, q is the heat of adsorption and qo is the heat of adsorption when θ = 0. 1.3.3 Molecular transport in liquid-filled pores When the dimensions of solute molecules are at least several times larger than those of the solvent, the resistance to the Brownian motion of the solute may be equated to the hydrodynamic drag on a particle of equivalent size and shape. For spherical solutes this leads to the Stokes-Einstein equation D∞ = kT (11) 6πηrs where D∞ is the diffusivity in dilute bulk solution, k is the Boltzmann’s constant, T is the temperature, η is the solvent viscosity, and rs is the radius of the solute. For non-spherical solutes of known D∞ the value of rs inferred from eq. 1 is termed as the Stokes-Einstein radius, the radius of a sphere of equal diffusivity. For solutes large enough to behave as hydrodynamic particles, hindered diffusion can be explained in part by the fact that the constrained space of a pore causes the molecular friction coefficient (denominator of eq. 12) to exceed its value for an unbounded solution i.e. Deff/D∞ < 1, where Deff is the effective diffusion coefficient. Several theoretical descriptions of liquid-phase mass transfer in fine pores have been developed based on hydrodynamic models of diffusion.23, 24, 26 The principle objective has often been to understand the permeability properties of biological structures of, e.g., capillary walls and cellulose membranes, by applying the hydrodynamic diffusion models with the concept of hindered transport in equivalent pores as a description of the path taken by lipidinsoluble molecules.95 12 Introduction 1.3.4 Transport studies of the mesoporous solids Several methods for measuring transport diffusion are ‘macroscopic’ as they depend on measuring the flux under a well-defined gradient of concentration. Uptake rate measurements using evaluation of chromatographic,96 zero-length column97 and temporal analysis of products;12, 16 and traditional bulk release studies followed the change in the solutes concentration of the liquid media as a function of time14, 17, 19, 30 are just some examples. The diffusion in mesoporous materials may be determined using as equilibrium techniques in which the self-diffusivity is measured, and by nonequilibrium techniques in which the transport diffusivity is measured.89 True equilibrium measurements are made on a length scale smaller than the dimensions of an individual crystal by following the mean square displacement of the molecules in a known time interval by using, e.g., nuclear magnetic resonance,33, 34 or neutron scattering.35 The optical interference microscopy and IR sorption techniques98 (holographic laser interferometery,36 and single-molecule fluorescence microscopy37) may be classified as mesoscopic methods that allow a direct measurement of sorption/desorption rates on the single-crystal scale. The form of the transient concentration profiles obtained from these mesoscopic methods provides direct experimental evidence relating the nature of the rate-controlling resistances to mass transfer.99 Confocal laser scanning microscopy (CLSM), also a mesoscopic method, has the possibility to optically section the studied object38 to obtain the transient intraparticle profile of the adsorbing/desorbing fluorescent molecules in real time. This technique is therefore well suited for comparing the transport of molecules in mesoporous particles of different connectivity and pore size. CLSM has been employed together with an amine-binding dye to provide an elegant and facile way to probe the rate and the extent of amine functionalization of the mesoporous silica spheres.41 We have recently used CLSM to follow the release of an anionic and a cationic fluorescent dyes, and have related the time and spatially dependent variations in the concentration of dyes (within the mesoporous silica spheres) to the specific interactions with the negatively charged walls.100 13 Introduction 1.4 Mesoporous silica as potential host for drugs and enzymes 1.4.1 Membrane encapsulated mesoporous particles There is a significant interest in developing novel approaches to control and trigger the release of molecules, say drugs, which have been immobilized in the pores of mesoporous silica. Recent works have shown how, e.g., coumarin, quantum dots and other molecules can open and close the pores to trigger the release of specific molecules.45, 46 Cu Ca Mg Lipid Heme Cu Figure 1 Three-dimensional structure (side view) of cytochrome c oxidase from R. sphaeroides enzyme. Subunit I, light gray; subunit II, green; subunit III, pink; subunit IV, yellow; heme (see indication); Cu dark red; magnesium, dark green; calcium, dark gray; lipids, bright green and red.101 Images generated from the coordinates in the pdf files 1m56 available in the Protein Data Bank (http://www.rcsb.org/pdb/home/) using the Jena3D Viewer. Particle-supported bilayer lipid membranes have been studied extensively as models of the cell membrane.47-51 Deposition of lipid membranes as durable encapsulations covering entire surface of the mesoporous particles (with active molecules immobilized within) has recently been recently pursued.18, 40 18 The release of these molecules could be mediated by specific channels or transporters incorporated into the membrane. This requires development of methodology and techniques for quick and facile incorporations of integral membrane proteins into the particle-supported 14 Introduction lipid layers. Such protein-membrane particle systems are also of significant interest for functional studies of membrane proteins as a robust system for mechanistic investigations of transport mechanisms. Indeed, recent reports describe successful incorporation of a number of membrane protein model systems into membranes supported on solid51 and porous102 silica particles. Encapsulating a support such as the silica mesoporous spheres with bilayer lipid membrane incorporated with membrane-bound transport proteins produced a supramolecular architecture with an inner pore structure mimicking a cytoskeleton. This solid-supported biofunctional cellular surface can serve to provide basis for functional studies of membrane-bound transport proteins such as. cytochrome c oxidase (CytcO) from Rhodobacter (R.) sphaeroides (Fig. 1), and also for applications within pharmaceutical drug delivery. 1.4.2 Mesoporous solid supports for the enzymes Lipases are used as versatile biocatalysts for ester synthesis, hydrolysis, alcoholysis, acidolysis, aminolysis and interesterfication; reactions of great importance in, e.g., the food, detergent, leather, textile, cosmetic, paper and pharmaceutical industries.103 The number of commercially available lipases has steadily increased since the first lipase developed for detergent industry, Lipolase®, was launched in 1988. Lipases are enzymes classified as glycerol ester hydrolases (EC 3.1.1.3) and can be found in the human blood plasma, panaceas, in different bacterial and mold. The lipase primarily catalyzes the hydrolysis of triglycerides and partial glycerides (the substrate or reactant), the main constituents of vegetable oil and animal fats, to free fatty acids and glycerol. A majority of lipases undergo ‘interfacial-activation’ which relates to the dramatic increase in catalytic turnover of lipases at a (hydrophobic) substrate interface.104 This phenomenon can be explained by a conformational change of the protein at the interface.105 Most lipases has an oligopeptide chain referred to as the ‘lid’ that covers the active site in aqueous solution, this is called the ‘closed form’ (Fig. 2a). This lid folds when associated with an appropriate surface, e.g., the substrate, to expose the active site and is called the ‘open form’ (Fig. 2b). Heterogeneous catalysis when the enzyme is attached onto solid supports, which can be polymers, ceramics, or zeolites,106, 107 have several advantages over homogeneous catalysis with respect to, e.g., the ease of recovery and reusability.107-109 The stability of the enzyme can also be increased by the 15 Introduction immobilization. The enzyme stability has also been shown to improved when immobilized in pores having pore size matching closely to the size of the enzyme.11, 110 The development of mesoporous materials with pore sizes of 5 nm and above111 opened the possible range of enzymes, such as proteases and lipases,112 for immobilization on the internal surfaces of the solids. Immobilization of biomolecules into the mesoporous carrier may be carried out either by chemical binding or physical adsorption, e.g., through cross-linking of the enzyme onto the pore-walls or by encapsulation of the enzyme into the pore channels (Fig. 3) of the support.43, 107, 113 Physical adsorption is also the simplest method and thus the most commercially viable alternative. Lid a Active site Se Lid b Active site Oleic acid Ser Figure 2 Three-dimensional structure of the a) closed and b) open form of Thermomyces lanuginosus. The Ser is in light red and the oleic acid is in bright green around the active site. lipase. Images generated from the coordinates in the pdf files 1tib and 1gt6 respectively available in the Protein Data Bank (http://www.rcsb.org/pdb/home/) using the Jean 3D Viewer. 16 Introduction The major drawback with physical adsorption is enzyme leakage due to weak interactions between the support and the enzyme. Attempts to reduce leakage by cross-linking of the enzyme inside the mesoporous carrier, or by silylation of the pore openings to reduce the size of entrance/exit of the pore channels, have only been partially successful and frequently resulted in a reduction of the enzymatic activity.12, 112, 114, 115 On the other hand, hydrophobic treatments of the supports show a reduced leakage and studies also indicate an increase in the enzymatic activity.12, 112, 114, 116 Figure 3 Strategies for enzyme immobilization.43 17 18 Aims and Summary of Papers 2. Aims and Summary of Papers To tailor the properties of porous materials requires learning about the control of host-guest interactions. One important aim of this thesis is to develop a facile and direct method to investigate the effects of guest molecules-host pore walls interactions, on (relatively slow) molecular transport within mesoporous silica materials. An experimental protocol was developed to monitor the spatial distribution of fluorescently-tagged molecules within the same spheres over an extended period of time using Confocal Laser Scanning Microscope (CLSM). Procedures were established to check and correct the intensity data obtained for photobleaching, refractive index mismatch, and light attenuation. In Paper I a positively charged dye, Oregon Green 488, and a negatively charged dye, Rhodamine 6G were used to probe the effect of guest-host electrostatic interactions on the spatial evolution and molecular transport within mesoporous silica spheres produced by an aerosol-assisted route. In Paper II, the hindered transport of macromolecules in liquid-filled mesopores was investigated by following the transport of a fluorescently tagged-dextran, from the bacterial strain Leuconostoc mesenteroides, within mesoporous spheres produced by an emulsion and evaporation (ESE) method. Various diffusion and adsorption models were employed to analyze the intensity data corrected for both photobleaching and light attenuation. The guest-host interactions in the nanoscale pore system exert a profound influence on both the spatial arrangement of the molecules and its transport kinetics. This thesis also aimed to extend the potential biotechnology applications of the mesoporous silica spheres. Two different applications were investigated, as carrier material to enhance the stability of the immobilized enzyme lipase, and as a solid support for lipid membranes where transmembrane proteins have been incorporated. In Paper III the spatial distribution and stability of a lipase were quantified using CLSM. The timedependent leaching of lipase from the ESE spheres was evaluated for materials with a hydrophobic and a hydrophilic pore surface. The higher specific enzyme activity of the lipase immobilized onto the hydrophobilized spheres was related to reduced lipase-denaturating and lower lipase leakage rate. In Paper IV colloidal mesoporous silica spheres were synthesized via a modified Stöber method. Analysis of the thin microtome slices taken at different height of the sphere using TEM revealed bundles of hexagonally 19 Aims and Summary of Papers ordered cylindrical channels extending radially to the particle surface. In Paper V these spheres were successfully used as solid support for formation of lipid bilayers incorporated with a transmembrane complex ‘molecular machine’, cytochrome c oxidase (CytcO, cytochrome aa3). 20 Materials 3. Materials 3.1 Surfactants, silica sources and buffers Polyethylene oxide hexadecyl ether, Brij 56 (Sigma-Aldrich) is an nonionic amphiphilic templating surfactant used for the synthesis of micron size small pore mesoporous silica (SMS) spheres (details found in Paper I). A cationic surfactant, hexadecyltrimethylammonium bromide, C16TAB (Aldrich, 95%) was used as template for the synthesis of colloidal small-pore mesoporous silica (CMS) spheres (details found in Paper IV and V). Tetramethoxysilane, TMOS (Aldrich, 98 %) and tetraethoxysilane, TEOS (Sigma, Purum >98 %) are alkoxysilanes used as the inorganic silica sources. The Dulbecco’s phosphate buffered saline, PBS (135 mM, pH 7.2, Sigma) and 3-morpholinopropanesulfonic acid, MPOS pH 7.5 (0.2 M, MOPS+NaCl) were used as buffers. Milli-Q grade water was used in all experiments. 3.2 Fluorophores Small charged dyes, cationic Rhodamine 6G, Rh6G (Sigma Aldrich), and anionic Oregon green 488 5-isomers, OG (Molecular Probes Europe BV, Leiden, The Netherlands) were both diluted to 0.1 mmol/dm3 with MilliporeTM-grade water. These dyes were used to study the effects of guest molecule-host pore wall electrostatic interactions (Paper I, section 5.1 in thesis). Dextrans from the bacterial strain Leuconostoc mesenteroides, characterized by their high molecular weight, low toxicity, relative inertness, and good water solubility are often used to model, e.g., large biological molecules.117 Texas Red®-tagged dextran with molecular weight of 3000 g/mol (Dex3k), a diameter of gyration, dg = 5.2 nm,118 a diameter of hydration, dh = 2.9 nm 118 and a bulk diffusion coefficient of D = 23 x 10-7 cm2/s28was obtained from Molecular Probes Europe BV (Leiden, The Netherlands). The Dex3k was diluted to 0.1 mmol/dm3 with MilliporeTMgrade water, and filtered with a 0.2 µm filter to remove any large agglomerates. This solution was used for the study of the hindered transport of macromolecules in mesoporous materials (section 5.2, Paper II). Alexa Fluor 488-labelled lipases were prepared in YKI following a procedure described in Paper III. The lipase originated from the fungus 21 Materials Thermomyces (formerly Humicola) lanuginosus, with the commercial name, Lipolase®, kindly supplied by Novozymes A/S (Bagsvaerd, Denmark, ∅ = 46 Å, MW = 31000 g/mol, c = 20 mg/ ml). The concentration of the Alexa Fluor 488-labelled lipases was measured to be 27.1 µmol/dm3, and the fluorophore concentration was measured to be 0.27 Alexa Fluor 488 per enzyme. The tagged lipase was used for the study of enzyme immobilization within the mesoporous supports (section 5.3, Paper III). 22 Methods and Experimental Techniques 4. Methods and Experimental Techniques 4.1 Synthesis of mesoporous spheres The following sections describe the different methods used to produce the three types of mesoporous particles (Fig. 4) used in this thesis. a b 100 μm 10 μm c 1 μm Figure 4 Scanning electron microscopy images of calcined mesoporous spheres. a) The aerosol-assisted produced monodisperse spheres (Paper I), b) the polydisperse spheres produced by the emulsion and evaporation method (Paper II and III), and c) the monodisperse colloids by modified Stöber method (Paper IV and V). 4.1.1 Monodisperse aerosol-produced mesoporous spheres Using a vibrating orifice aerosol generator (VOAG Model 3450, TSI Inc., USA), monodisperse-mesostructured silica spheres have been produced based on a modified recipe from previously established procedures.5, 66 23 Methods and Experimental Techniques Schematic views of the aerosol generator setup (Scheme 4 and 5), demonstrating the principle of the mono-droplets formation from the precursor solution using a vibrating orifice. A solution containing the nonionic templating surfactant Brij 56 and ethanol was mixed with a solution of HCl, ethanol and TEOS to form the precursor solution before being introduced into the aerosol generator. The operation of the aerosol generator is based on the instability and breaking up of a cylindrical liquid jet via a vibrating orifice (20 μm) into uniform droplets. The generated droplets were carried by a great volume of laminar airflow through the drying-chamber where evaporation of solvents (essentially ethanol and water) takes place. HEATING ZONE DRYING ZONE Ethanol evaporation Vibrating orifice Water evaporation and polymerization of silica Filter PARTICLE COLLECTION Carrier and dispersion Air To exhaust fan Precursor Solution Scheme 4 The transformation of monodisperse droplets of precursor solution (gray circles) to solid mesostructured spheres (black circles) in a vibrating orifice-aerosol generator (VOAG). As the surfactant concentration reaches or goes above its critical micellization concentration (CMC) self-assembly of the surfactant molecules occurs forming the template for the hydrolyzed silica source. Further silica condensation occurred as the particles pass through the heating zone before the mesostructured particles were collected at the filter and calcined to remove the surfactant template. The particles collected were calcined to remove the surfactant. The calcined particles are mesoporous spheres with average sphere diameter ∅ = 6.0 ± 0.2 μm (Fig. 4a). These particles have a Type IV nitrogen isotherm and the pore size, surface area and pore volume 24 Methods and Experimental Techniques determined are 2.7 nm, 800 m2/g and 0.44 cm3/g, respectively. The TEM and XRD analyses indicate that the spheres have disordered mesopores (details available in the supporting information of Paper I). The mesoporous spheres were used for transport studies of two small, oppositely charged dyes in Paper I. Monodisperse droplets ~40μm 20μ Vibrating dispersion orifice (40-80kHz) Piezoelectric ceramic Scheme 5 Breaking-up of a cylindrical liquid jet (precursor solution) by the vibrating orifice to produce monodisperse droplets. 4.1.2 Large-pore mesoporous silica spheres by slow evaporation from emulsion droplets Spherical mesostructured particles, templated by Pluronic F127 together with a swelling agent poly(propylene glycol), were produced via the emulsion and solvent evaporation (ESE) method119, 120 This method consists of five distinct steps: (1) preparation of a precursor solution, (2) emulsification of the precursor solution, (3) evaporation of ethanol and water by applying vacuum, (4) separation of particles and (5) surfactant removal by calcination. The final mesoporous spheres are polydispersed with particle diameter of 5 - 40 μm (Fig. 4b). The calcined spheres were silylated to produce particles with hydrophilic pore surfaces. Both the as-calcined (with hydrophilic pore surfaces) and the silylated (with hydrophobic pore surfaces) have a Type IV nitrogen isotherm with an adsorption-desorption hysteresis loops of Type H2. The specific surface area, the pore volume and the average pore diameter of the spheres determined from the nitrogen sorption isotherm are summarized in Table 1. The silylation treatment slightly 25 Methods and Experimental Techniques reduced the pore diameter (Table 1) but the internal mesostructure has been preserved. Table 1 Nitrogen sorption data of the calcined and the silylated mesoporous particles. 1 Particle Pore size1 (Å) Pore volume (cm3/g) Surface Area (m2/g) Calcined 67/39 0.42 417 Silylated 65/36 0.34 314 The first value corresponds to the pore size calculated from the adsorption isotherm and the second value to the pore size calculated by the desorption isotherm. The internal mesoporous structure determined using TEM and XRD suggested that the spheres consist of domains of a two-dimensional hexagonal structure with p6mm symmetry (see details of particles synthesis, functionalization and characterizations in Paper III). The ESE spheres with hydrophilic surfaces were used for investigating dextran diffusion (Paper II), and the ESE spheres with hydrophilic and hydrophobic surfaces were used as solid supports for the enzyme lipase (Paper III). 4.1.3 Mesoporous colloids by modified Stöber Method Mesostructured colloidal silica particles were synthesized from a dilute solution of alkali/methanol/water that contains hydrolyzed tetramethylorthosilicate (TMOS) as the silica source, and hexadecyltrimethylammonium bromide (C16TAB) as the cationic templating surfactant. Water was removed from the precipitate by evaporation in ambient conditions overnight followed by drying at 80 ºC for 24 hours. The dried mesostructured particles were calcined to remove the templating surfactant. The calcined particles are monodisperse mesoporous spheres with average particle diameter of 0.5 μm (Fig. 4c). These particles have a Type IV nitrogen isotherm and the pore size, surface area and pore volume calculated are 3.0 nm, 1027 m2/g and 0.72 cm3/g, respectively. The internal mesoporous structure determined using XRD suggested that the spheres consist of a two-dimensional (2D) hexagonal structure with p6mm symmetry (see details of synthesis and characterization in Paper IV). TEM observation of microtome slices of these spheres revealed bundles of hexagonally 26 Methods and Experimental Techniques arranged pore channels extending radially towards the surface of the particles. The study of the structure within these spheres will be discussed in details in the next chapter. The colloidal small-pore mesoporous silica particles were sealed in a glass container and kept in desiccators until use. These spheres were used as a solid support for the formation of a bilayer lipid membranes incorporated with transmembrane proteins in Paper V. 4.2 Immobilization of mesoporous spheres in gelatine To facilitate the monitoring of the same spheres over extended period of time, the aerosol-produced mesoporous particles (Paper I) were immobilized by adding a small amount of gelatine (5 mg of gelatine in 100 ml of water) and allowing the polymer to form a percolating gel (Scheme 6). The use of gelatine to immobilize the particles enabled the monitoring of individual spheres over an extended period of time, thus allowing a facile yet wellcontrolled experiment. The gel used contained more than 99.99 wt % water and was kept hydrated at all times. The weak interaction between the dyes and the gelatine was confirmed by checking the fluorescent-free background after the saline solution exchange to remove the dye-containing solution. The high molecular weight and large architecture of the gelatine (a helix polymer, Mw ~300000 g/mol and length ~208 nm, which folds when cooled down)121 prohibits gel penetration into the pores of the mesoporous spheres. VOAG generated mesoporous spheres Glass-bottom Petri dish Buffer = PBS, PH 7.2, 130 mmol/dm3 Scheme 6 Sketch of how monodisperse mesoporous spheres are immobilized in a diluted gel. The right figure is an enlarged view of the gel that sets in the glass-bottom Petri dish. 27 Methods and Experimental Techniques 4.3 Confocal laser scanning microscopy (CLSM) 4.3.1 Principle Confocal laser scanning microscopy (CLSM) allows imaging of a fluorescent sample with high resolution and depth discrimination. Fluorescence is the result of an excitation-relaxation process that occurs in certain molecules, generally polyaromatic hydrocarbons or heterocycles, called fluorophore. The excitation and emission wavelength is dependent on the molecular structure of the fluorophore (Fig. 5b). In CLSM only one point in the specimen is lit at a time instead of a broad, extended region of the sample as in wide-field fluorescence microscope. A focused laser beam is used to create a point source illumination, where the width of the beam in the order of 0.5 μm. Reflected or fluorescent light from the illuminated spot is collected by the objective and separated by a dichroic mirror so that the emitted fluorescence can be focused onto the detector, which is typically a photomultiplier tube (PMT). A small pinhole aperture in the range of 10-100 μm is placed in front of the detector and effectively blocks light from all out-of-focus parts of the sample (Fig. 5a). Hence, a confocal microscope essentially consists of a point light source and a pinhole at the image detecting plane that are optically aligned to suppress out-of-focal plane information. Indeed, a confocal microscope may be compared to the microtome method used to obtain the desired slice mechanically. The principle of a confocal microscope is seen in Fig. 5a and c. The dichroic beam splitter and emission filter must match the excitation and emission spectra of the fluorophore (Fig. 5b and c). Rotating mirrors that scan the laser spot in x-, y-, and z-direction over the specimen are used to create an image (a micrograph). The beam scanning setup enables a higher temporal resolution compared to stage scanning microscopes. Due to the depth-discriminating properties of the instrument, optical sectioning and 3D-reconstructuring of a sample can be performed. 28 Methods and Experimental Techniques Fluorescence emission a Plane not in focus Specimen Plane in focus Adsorption b Objective lens Wavelength (nm) Dicroic mirror Specimen Laser c Condenser lens Laser NFT LP Pinhole aperature Detector Detector Pinhole aperature Figure 5 Principles of a confocal microscope. a) The pinhole aperture in front of the detector effectively blocks reflections from out-of-focus planes of the specimen. b) Adsorption/emission spectra and molecular structure of Oregon Green 488 (www.invitrongen.com). c) Filter settings to match the absorption and emission spectra of fluorescein; NFT = dichroic mirror, LP = long pass filter. The confocal microscope is diffraction limited, i.e. the size of the focused laser spot is only limited by diffraction by the lenses in the microscope. The resolution is dependent on the wavelength of the light and the numerical aperture (NA) of the focusing objective. The lateral Rayleigh resolution of a fluorescent sample, assuming the excitation and emission wavelengths are equal, reads: Rlateral ∝ λ (12) N .A. When imaging an infinitely thin layer, the confocal microscope produces an axial intensity function with a full-width-half-maximum (FWHM) that can be approximated with eq. 5: FWHM ∝ λ (13) (N .A.)2 29 Methods and Experimental Techniques The depth resolution, or the optical slice thickness, is defined as the FWHM and roughly taken as doubled of the lateral resolution. Thus, using a wavelength λ = 500 nm, an objective with N.A. = 1.4 and pinhole size corresponding to Airy Unit (AU) of one, the theoretically best resolution is ~ 0.18 μm laterally and ~ 0.36 μm in depth. The dye-containing spheres were optically sectioned into 5-20 equidistant slices separated by approximately 1 μm. By simple spherical geometrical consideration, the slice with the largest diameter (nearly identical to the diameter of the sphere) is taken as the equatorial slice. The position of the equatorial slice was verified every time the spheres were imaged by the procedure described above. a a b c d Figure 6 CLSM optical section of spheres loaded with a) an anionic dye, Oregon Green 488, (Fig. 1 Paper I) b) an cationic dye, Rhodamine 6G, c) Texas Red®-tagged Dex3k (Fig. 1 Paper II, scale bar only valid for this image) and d) Alexa Fluor 488-tagged enzyme (Fig. 3 Paper III). Images were obtained after buffer exchange, the variation in slice size resulted from height or size variations of the spheres at the optical plane where the image was obtained. 30 Methods and Experimental Techniques An inverted Axiovert 100 M microscope with a Zeiss LSM 5 Pascal scanner was used together with a 488 nm argon laser (for Oregon Green 488, Fig. 6a) or a 543 nm HeNe laser (for Rhodamine 6G, Fig. 6b), and a 40× /1.3 NA oil immersion objective lens to image the dye-containing mesoporous spheres in Paper I. An Axiovert 200 inverted microscope with a Zeiss LSM 510 scanner was used together with a 543 nm HeNe laser and a 60 x /1.4 NA oil immersion objective lens to image the Texas Red®-tagged dextrancontaining mesoporous spheres (Fig. 6c) in Paper II; and together with a 488 nm argon laser and a 60 x /1.4 NA oil immersion objective lens to image the Alexa Fluor 488-tagged enzyme containing spheres (Fig. 6d) in Paper III. 4.3.2 Correcting and evaluating for possible fluorescent microscopy artefacts Quantitative fluorescent measurements require that the effects of light attenuation, refractive index mismatch and dye quenching are insignificant or corrected, and that the effect of photobleaching is quantified. Photobleaching correction The dye-loaded spheres are typically subjected to a number of scans at the same position over the entire course of the release study. To quantify the photobleaching of the dye-loaded spheres, they can be subjected to an equivalent number of scans, without any time delay, as during the release study. The photobleaching effect is evaluated by fitting the measured intensity (as a function of the number of scans intensity) to a simple exponential function, I N = I 0 exp( − k * n) (14) where IN = corrected intensity, I0 = initial intensity (after the first scan), k is the bleaching constant determined from the logarithm fit, and n = number of scans. Figure 7 shows the change in fluorescence intensity as a function of number of scans for Oregon green 488, Texas Red®-tagged dextrans and Alex Fluor 488-tagged enzyme-containing mesoporous spheres. Rhodamine 6G is a highly photostable dye122 that displays minimal photobleaching within the typical number of scans performed in this study and is therefore not compensated for photobleaching. 31 Methods and Experimental Techniques Light attenuation and refractive index mismatch Normalized intensity Intensity (a.u) Light extinction by the adsorbent matrix and photon re-adsorption by, e.g., dye or dye-conjugated molecules can result in variations in the detected light intensity. Since the attenuation of light depends on the location of the focused point, this may result in, e.g., lower intensity values in the inner particle region.123 1 1.0 0.8 0.8 0.6 0.6 0.4 0.4 0.2 0.2 a 0 b 0.0 10 20 30 40 50 Number of scans Number of scans 1 0 50 100 150 200 250 Number of of scans Nnumber scans 300 0.8 0.6 0.4 0.2 c 0 0 20 40 60 Numberof of scans scans Number 80 100 Figure 7 Bleaching profile mesoporous spheres containing a) Oregon Green 488 (Paper I), and Texas-Red tagged dextran b) with Mw = 3000 g/mol (Paper II), and c) Alexa Fluor 488-tagged enzyme (Paper III). The fluorescence intensities have been normalized. The effect of light extinction was investigated by analyzing the fluorescent intensity profiles of different optical sections of the dye containing spheres, where the light path has to travel different distances before it reaches the detector. We do not find any significant difference between the top and bottom sections for Oregon Green 488 and Rhodamine 6G containing spheres (see details in supporting information of Paper I), showing that the effect of light extinction is insignificant. The absence of any significant axial aberration of the spherical sections is also a strong 32 Methods and Experimental Techniques indication that any possible effects of the small refractive index mismatch between the spheres and the medium on the loss of the fluorescent signal should be insignificant. For the Texas Red®-tagged dextran-containing spheres, however, the fluorescence intensity of the optical sections obtained from the top section are higher than those from the bottom section (e.g., Fig. 8 for Dex3k), showing the effect of light attenuation. No observable axial aberration of the spherical sections indicates that there is a negligible refractive index mismatch between the spheres and the medium. 1 2 4 5 3 6 1 4 7 7 Figure 8 CLSM images of the optical sections of the Dex3k-containing spheres (slices 1-3 are from above the centre slice and slices 5-7 are below the centre slice) with a section thickness of 1 µm. A schematic representation of the positions (represented by lines) where the sectioning was performed is also included. (Supporting Information from Paper II) 33 Methods and Experimental Techniques Susanto et al.124 introduced a short cut method based on the Lambert-Beer equation for correcting light attenuation inside a spherical particle using the coordinate system as shown in Scheme 7. Laser Top slice d R 0 x Bottom slice Scheme 7 Coordinate system of a spherical mesoporous particle (Paper II). Assuming a negligible concentration-dependent attenuation effect and a homogeneous concentration distribution within the particle, a further simplified approach can be taken to estimate the light attenuation correcting factor (Cx) as a function of distance x from the centre of the sphere. Two optical slices at the same distance from the above and below the central slice of a particle were taken. Since the particle is a symmetrical sphere, the diameter of the taken slices should be similar. Fig. 9a shows the typical intraparticle fluorescence intensity profiles of these two slices for Dex3Kcontaining spheres. The difference in fluorescence intensity at a certain point on the top (ITx) and the same point on the bottom slice (IBx) can be used to calculate the ratio 〈log(ITx) – log(IBx)〉. Using the coordinate system illustrated in Scheme 4, the maximum light attenuation correction factor 〈Cmax〉 can be verified for consistency (Fig. 9b) and evaluated by Cmax = log(I Tx ) − log(I Bx ) ⋅ 2R R2 − x2 (15) where ITx and IBx is the fluorescence intensity of the top slice and bottom slice, as a function of distance x from the equatorial slice, respectively. The correcting factor at each distance x from the centre by evaluating: C x = C max R2 − x2 R (16) 34 Methods and Experimental Techniques At the centre of the slice, x = 0, Cx = Cmax, indicating a maximum value of the light attenuation correction factor. Similarly, there is no correction at the edge of the slice, where x = R, Cx = 0. The intraparticle fluorescence distribution at each time point, IC, corrected for both photobleaching and light attenuation is determined according to the following equation: IC = IN * (1+Cx) (17) where IN is the measured fluorescence intensity corrected for photobleaching after n number of scans. 1.000 a b 0.800 150 0.600 Cmax Fluorescence Intensity 200 100 Top slice 0.400 0.200 Bottom slice 50 0.000 0 2 3 5 6 8 -0.200 0 0 2 3 5 6 8 -0.400 Distance from slice center (μm) Distance from slice center (μm) Figure 9 Intraparticle concentration profiles of the dextran loaded-sphere and its corresponding correcting factor. a) The intraparticle fluorescence profiles of the top and bottom optical slice of the Dex3k-loaded revealing the higher fluorescence intensity at the slice edge compared to slice centre, and b) the respective calculated 〈Cmax〉 calculated using eq. 18 (Paper II). 35 36 Summary of Key Results and Discussions 5. Summary of Key Results and Discussions 5.1 The effect of guest molecule-host pore wall electrostatic interactions on molecular transport Confocal laser scanning microscopy (CLSM) was used to image the spatial distribution of a cationic fluorescent dye, Rhodamine 6G (Rh6G, cationic, red) and an anionic Oregon Green 488 (OG, anionic, green) loaded in monodisperse mesoporous silica particles. The distribution of the anionic OG dye (Fig. 10a) within the mesoporous spheres demonstrates the accessibility of the entire volume of the mesopores with no evidence of a hollow core or any unavailable or blocked region. The anionic OG dye has a higher dye concentration at the centre than near the edge of the equatorial slice (Fig. 10b). This Gaussian-like intraparticle concentration profile of the OG dye is typical of a diffusion controlled release. a Intensity (a.u.) c b d Distance from center of slice (µm) Figure 10 Time evolution of the release of dyes from the mesoporous spheres. CLSM optical equatorial slice at different times for the a) OG, and the c) Rh6G-containing spheres. The respective intraparticle intensities (c and d) decrease with time as indicated by the arrows. The intensity data are not compensated for photobleaching (extracted from Fig. 2 and 3 of Paper I). 37 Summary of Key Results and Discussions In contrast, the cationic Rh6G dye has a higher fluorescent intensity near the slice’s edge (Fig. 10d) compared to the centre of the slice. It is important to note that the inhomogeneous intraparticle profile of Rh6G is not due to dye quenching. Dye quenching would have resulted in a different evolution of the fluorescent intensity profiles as the release proceeds i.e. the low fluorescent intensity in the centre of the sphere should recover to higher values during release. Instead, the low fluorescence intensity in the middle of the slice is retained at all time intervals. The total amount of dye within the observed slice (at the equator of the sphere) can be obtained by integration of the fluorescence intensity over the entire measurement area (or more accurately, thin slice). The release of the fluorescent dyes can thus be estimated by integrating the intensities of slices obtained at different release times. This information is similar to the data that can be obtained from traditional bulk release studies, where the change in solute concentration of the liquid media is followed as a function of time. Figure 11 present the release data for fifteen different spheres loaded with the fluorescent dyes. The spread in the data can be due to spread in the starting time, but also to variations in, e.g., the pore volume and the pore structure of the individual spheres. The similarity in the decay of the fluorescence intensity with time for different spheres suggests that they exhibit identical release mechanism(s) despite the possible structural variation among the spheres. We have minimized sum of the composite squared deviation of the data and a diffusion model based on Fick’s second law defined by90 ∂C ( x, t ) ∂ 2 C ( x, t ) =D ∂x 2 ∂t By modifying the spherical model used to describe adsorbate uptake in an isothermal spherical particles,90, 91 we can calculate the effective diffusion coefficient, Deff, of the molecular release from our spheres using the following expression, − n 2π 2 Deff t It 6 ∞ 1 = ∑ exp( R 2 ) I0 π 2 1 n2 (18) The expression can be simplified by analyzing the asymptotes at short or long times only. The long time asymptote estimation used in this thesis for calculating release rate is 38 Summary of Key Results and Discussions − π 2 Deff (t + t 0 ) It 6 ) = 2 exp( I0 π R2 (19) where Deff is the effective diffusion coefficient, I0 is the initial intensity, It is the measured intensity, t is the experimental time, t0 is the time shift, and R is the radius of the mesoporous sphere studied.125 1 1 Period 1 Fluorescence Intensity a ty i s n e t n i e c n e c s e r o lu F 0.8 0.6 0.4 0.2 0 0 1 2 3 4 5 Period 2 0.6 0.4 0.2 6 0 0 1 2 3 ty i s n e t n i e c n e c s e r o lu F Period 1 Period 2 5 6 7 d c 0.8 CENTER EDGE _ Edge 0.4 Average _ _ _ _ BULK + + + + + + + + + (sink) + 0.6 0.2 4 t (h) τ, h τ, h 1 b 0.8 De _ Near edge _ _ _ + + de + + + + + + + + Center _ + + _ + Dc dc + _ _ _ Center 0 0 1 2 3 τ, h 4 5 6 7 Figure 11 Release profiles of fluorescent dyes from mesoporous silica as a function of observation time, τ (data compensated for photobleaching). Normalized release profiles of a) OG and b) Rh6G-containing mesoporous spheres. Fifteen different particles were followed individually up to 15 time steps (1 time step = 30 mins). The mean values of the normalized intensity at each observation time (represented by filled boxes) in Period 2 were fitted using an exponential curve (black line). c) Release curve of Rh6G from the centre zone and the zone near the edge of the optical equatorial slices are plotted together with global release curve. The dotted lines are fits of the experimental data to the spherical diffusion model. The insert illustrates the two zones. d) Schematic model describing the molecular transport of the cationic dye within a negatively charged cylindrical mesopore. Dc and De are the effective diffusion coefficients and dc and de are the effective pore diameters in the core and surface zone (extracted from Fig. 5, 7 and 8 of Paper I). 39 Summary of Key Results and Discussions The effective diffusion coefficient of OG in the mesoporous sphere, DeffOG = 0.62 ± 0.12 x 10-12 cm2/s, is more than 6 orders of magnitude lower than the reported bulk diffusion coefficient in Tris-EDTA buffer126 (DOG = 1.3 × 10−6 cm2/s). The release profile for the cationic Rh6G-containing spheres (Figure 11b) cannot be fitted to a simple exponential function. Two different release periods are identified; Period 1 characterized by a relatively rapid release that increases with time, and Period 2, which commenced after approximately 2.5 h that is characterized by a relatively slow release. Fitting the release curve during Period 2 with the simple exponential function yield an effective diffusion coefficient of DeffRh6G = 0.24 ± 0.04 x 10-12 cm2/s. This value is 7 orders of magnitude lower than the reported bulk diffusion coefficient of the same molecule in water127 (DRh6G = 2.8 × 10−6 cm2/s). Whereas previous works have shown how empirical factors can be added to Fickian expressions to accommodate for guest molecule−host surface interactions,32, 39 such approaches cannot describe the observed release behaviour of the Rh6G dye from the mesoporous particles. Taking into consideration the initial inhomogeneous distribution of the Rh6G dye within the mesoporous silica spheres (Fig. 10c and d), the molecular transport of the cationic dye within the mesoporous spheres was analyzed. The timedependent behaviours in the zone near the edge and at the centre of the slice mimic the bulk release profile (Fig. 11c). The initial release burst that we observed has also been found in previous release studies on mesoporous materials.30-32 However, the observed increase of the release rate toward the later part of Period 1 suggests that a second process in addition to diffusion of initially non-adsorbed dye molecules also becomes important. A plausible explanation is that the diffusion of the free (non-adsorbed) dye is complemented with a delayed desorption process of some adsorbed dye. It appears that the rate of desorption increases with time up to the end of Period 1. At longer time, identified as Period 2, the drastic drop in the release rate suggests that the desorption process becomes less pronounced, which is supported by the good fit of the release curve during Period 2 to a simple diffusion equation. However, although the molecular transport both in the edge and the centre zone of the slice is dominated by diffusion during Period 2, the effective diffusion coefficient in the edge zone (0.20 x 10-12 cm2/s) is almost 3 times slower than in the centre zone (0.73 x 10-12 cm2/s). The global diffusion (DeffRh6G = 0.24 ± 0.04 x 10-12 cm2/s) is close to the diffusion constant in the edge zone, which suggests that the permanently 40 Summary of Key Results and Discussions adsorbed cationic dye molecules act as a semi-permeable ‘skin’, schematically illustrated in Fig. 11d. In the edge zone, the effective pore diameter (de) is probably reduced by the molecules permanently adsorbed onto the pore walls that slow down the diffusion across this zone (self ratelimiting). 5.2 Intraparticle transport and release of dextran in cylindrical mesopores The investigation of the spatio-temporal dependencies for the molecular transport of macromolecules inside the mesoporous silica particles is described in this section (Paper II). Fluorescently tagged-dextran with molecular weight (3000 g/mol, Dex3k) that gives hydrodynamic radii similar to the diameter of the cylindrical pores (6.5 nm) of the ESE mesoporous particles has been used. The transport of the molecules within the spheres was observed over eighteen hours using the variation in the intensities of the CLSM images. The time evolution of the fluorescence within the dextranloaded ESE particles (Fig. 12) shows that the dextran has penetrated to the core of the spheres. No evidence of a hollow core or any unavailable or blocked region has been observed. Figures 13 present the release data for five different spheres loaded with Dex3k. The spread in the data can be related to the inevitable spread in the starting time but also to variations in, e.g., the pore volume and the pore structure between the individual spheres. We have minimized sum of the composite squared deviation of the data and fitted the curve to a diffusion model based on Ficks second law 100 defined by eq. 19. This simplified analysis result in apparent hindered diffusion coefficients of Dex3k (DeffDex3k = 2.98 x 10-12 cm2/s) from the ESE spheres are at least 6 orders of magnitude lower then their bulk diffusion coefficients in free solution (DDex3k = 23 x 107 cm2/s). However, relating the fluorescence information only to an exponential model for the overall release of the molecules does not give much information on the mechanisms of the molecular transport. The information obtained by CLSM allows us to quantify both the time-dependent concentration variations inside the porous carrier and to follow the bulk release. 41 Summary of Key Results and Discussions Figure 12 CLSM images of the optical sections at the equator of the sphere at different time. Image series showing decreasing fluorescence intensity with release time: Note: These intensity data have not been compensated for photobleaching. The black spots are evaporation holes.119 Fluorescence Intensity 1 P1 P2 P3 P4 P5 Mean Exp(-0.071*t-0.162) 0.8 0.6 0.4 0.2 0 2 4 6 8 10 12 14 16 18 τ(h) Figure 13 Normalized integrated fluorescence intensity (photobleaching compensated) as a function of observation time, τ, for the dextran-containing mesoporous spheres. Five different particles were followed individually at 18 time steps. The mean values of the normalized intensity at each observation times (represented by filled boxes) were fitted using an exponential curve (black line) (Fig. 3 of Paper II). Quantification requires that intensity data be compensated for the effects of light attenuation, which depends on the optical path length. We have corrected for light attenuation by using the simplified short-cut method proposed by Susanto et al.124 This method is based on the Lambert-Beer 42 Summary of Key Results and Discussions equation for the intensity loss along the excitation path. After appropriate corrections, we obtain concentration profiles inside the ESE spheres that essentially do not vary with the distance to the external surface. The flat concentration profile in the particles that is preserved at all times (Fig. 14) strongly indicates that the release of dextran from the ESE spheres cannot be well described by a Fickian-type model (characterised by Gaussian-shaped intraparticle concentration profiles). Instead, the flat intraparticle concentration profile suggests that the underpinning diffusion is not fully isotropic and the release is controlled by the pores close to the external surface of the spheres. Recent findings about on how the pores are organized close to the external surface of mesoporous crystals.128 has shown that many pore channels bend back into the particle (Scheme 8), leaving only a few channels having pore mouths facing the external solution. This structural feature that forces the dextran to traverse back into the sphere at the surface can explain the flat concentration profile inside the particles. Since the numbers of entrances/exits are few, the dextran molecules need to traverse back into the sphere until it can finally reach an exit into the media. Normalized intensity b 1hr 4hr 7hr 10hr 13hr 17hr Distance (μm) Figure 14 Intraparticle intensity profile (centre to edge of sphere) as a function of time, extracted from the sphere equatorial slices of dextrancontaining ESE sphere. Note: the intensity has been normalized, and corrected for both photobleaching and light attenuation (Fig. 3 of Paper II). Further analyses of the integrated fluorescent intensities revealed that the release of the dextran molecules exhibits an initial burst, which was followed by a truly sustained release (Fig. 15a). The release behavior is neither exponential nor biexponential in nature. In fact the release kinetics conforms 43 Summary of Key Results and Discussions well to a logarithmic time dependency (Fig. 15b). Logarithmic rate laws are often observed for chemisorption and formation of, e.g., oxide films on metals,129 and Landsberg proposed a general form of the rate law (for adsorption) by relating the quantity of molecules adsorbed per unit time per unit area (eq. 20) dq = CasN dt (20) to the number of sites becoming unavailable per unit time per unit area (eq. 21) − ds = CNasbs dt (21) where q is the number of molecules sticking to the surface, s is the site density, a is the effective contact area, which is the approximated molecule cross sectional area, C is a coefficient constant, N is number of impacts by the molecules with the surface per unit area per unit time, b is the effective surface area, which becomes unavailable (invalidated) due to the adsorption by a single molecule, t0 = 1/(CNabs0), and s0 is the sites per unit area at t = 0 (experimental time zero). We reformulate this description for the case of release (or desorption) by simply combining eq. 20 and 21, and integrating dq/dt from q to 0, instead of 0 to q, ∫ 0 q dt , which becomes 0 1 + CNabs t 0 dq = CNas 0 ⋅∫ t 1 ⎛ t ⎞ q ' = − ln ⎜⎜1 + ⎟⎟ b ⎝ t 00 ⎠ (22) where q´ is the quantity of molecules that remains in the carrier, b is a constant and t00 = 1/(CNabs0), which can be regarded as the characteristic time of the molecule in this system (this theory is not physical in the asymptote of very long times; however, that is not needed, at all, for our observation times). For t >> t00 we rewrite eq. 22 to 1 ⎛ t ⎞ q* = q0 − ln⎜⎜ ⎟⎟ b ⎝ t00 ⎠ (23) where q* may be expressed as the time-dependent concentration. Indeed, this equation can be deduced from, and is analogous to the Temkin model.130 Please, note that both the burst and sustained release observed in Figure 15a 44 Summary of Key Results and Discussions are natural consequences of a logarithmic time dependency. Physically, the logarithmic dependency can be rationalized by coupling a Temkin model with a typical release model. In fact, Johnson and Arnold have used similar a equation based on the Temkin model to quantify reversible proteins adsorption onto a non-uniform surface.131 They showed an increase in the binding sites between the protein and the surface increases the apparent binding affinities and maximum capacities i.e. increasing binding strength. Normalized intensity a Time (hr) Normalized intensity b log Time (hr) Figure 15 Release profiles of Dex3k-containing sphere as a function of a) observation time (h), and as a function of b) logarithmic time plot. (Fig. 5 Paper II). The adsorption (energy) of macromolecules commonly displays a variation with surface coverage.132 It is commonly found that the segment adsorption energy decrease with increasing surface coverage. 131 Previous work has also shown that flexible macromolecules such as dextran may transform from a flatter confirmation to a conformation having a significant fraction of the segments extending into the solution.117 45 Summary of Key Results and Discussions Centre of slice Pore channel bending back into the sphere Bulk (sink) 2 6.5 nm 1 Pore channel opening Edge of slice Scheme 8 Sketch showing dextran molecules within the mesoporous pores. a) Dextran molecules traversing along liquid-filled pore channel exiting the sphere surface, Path 1, or turning back into the sphere, Path 2 (Scheme 1 of Paper II). 5.3 Catalytic activity and stability of TLL lipase immobilized in functionalized mesoporous silica The effect of hydrophobic interaction between immobilized lipase (from the fungus Thermomyces lanuginosus, TLL), and the carrier’s pore wall have been investigated. Two types of carrier materials were investigated; the calcined ESE-produced mesoporous silica spheres with hydrophilic pore walls, and the same material which has been silylated to obtain hydrophobic pore walls (see section 4.1.2 and Paper III). The confocal images of the hydrophilic (Fig. 16a) and hydrophobic (Fig. 16b) materials illustrate that the Alex Fluor 488-tagged lipase has completely penetrated into the core of the material. The relative leaching rate of the lipase was quantified from the decrease in its fluorescence intensity with time (Fig. 16c). The specific enzymatic activity (EU/mass lipase) of the immobilized lipase using 4nitrophenyl acetate as a reactant was evaluated according to the MichaelisMenten model k ⎯ ⎯→ 1 E+S ← ⎯⎯ k (24) k ES ⎯⎯→ E+P 3 2 where an enzyme, E, combines with a substrate, S, to form an ES complex at a rate expressed by the constant k1. The reaction rate, V, is defined as the rate of the production of the product, P, in moles per minute per volume. V is dependent on the conversion rate constant, k3, which is 46 Summary of Key Results and Discussions often referred to as kcat or the turnover number. The turnover number is defined as the maximum number of molecules of the substrate that an enzyme can convert to a product per catalytic site per unit of time. The decrease in the enzymatic activity was measured as a function of number of experiments (Fig. 16d). Pore with hydrophobic wall Alexa Fluor 488 TLL Interfacial activation of active site Closed active site Scheme 9 Carton showing how the Alexa Fluor 488-tagged TLL enzyme can be surface activated on a hydrophobic pore wall. The hydrophobic lid is opened to allow access to the catalytic active site. The CLSM results show that there is a decrease in florescent intensity as a function of time, indicating that some of the immobilized lipase have leaked out during the first two hours after transfer of the loaded material to a pure electrolyte solution. However, the leakage was insignificant after this initial release period and the total amount that remains immobilized after four hours is relatively high. Comparing the release profiles for the two carrier materials indicate that the hydrophilic material displays a higher release rate and a larger total amount of lipase released compared to the hydrophobic material. In agreement with the CLSM data, a more pronounced decrease in activity for the hydrophilic material compared to the hydrophobic material was observed. It is interesting to note that there is a significant difference in the decrease in lipase concentration (between 4 and 9%), received from CLSM analysis and the decrease in enzymatic activity (between 55 and 70%). The large discrepancy in the amount of lipase released and the decrease in enzymatic activity indicate that denaturing of the enzyme occurs in parallel with the physical release of lipase from the mesoporous materials. 47 Summary of Key Results and Discussions b) c) d 100 N o rm alized A ctivity (% ) Normalized Fluorescence Intensity a) 80 1.0 0.9 0.8 60 40 Hydrophilic Hydrophobic 20 0 0.7 0 1 2 3 4 τ (hr) 0 1 2 3 4 5 Number of experiments Figure 16 CLSM images of the fluorescent tagged-TLL lipase loaded spheres, and comparison of the lipase leaching with enzymatic activity. The a) as-calcined spheres, and b) spheres with hydrophobic pore walls both show c) leaching of the immobilized fluorescence-tagged lipase with time in MOPS buffer (compensated for photobleaching). Their respective d) enzymatic activity decreased after consecutive runs using 4-nitrophenyl acetate as a reactant (Fig. 3 of Paper III). Most of the lipases have their active site shielded by an oligopeptide chain referred to as the ‘lid’. These lipases undergo so called interfacial activation that relates to a dramatic increase in activity of the lipases at an interface (Scheme 9). The higher specific activity and kcat measured for the biocatalyst when it is immobilized onto a hydrophobic surface, corroborates previous suggestions that a lipase of the Thermomyces lanuginosus type have a more stable conformation onto a hydrophobic surface.12, 30, 116, 133 48 Summary of Key Results and Discussions Note should be taken that the degree of hydrophobicity can influence the enzymatic activity. Wannerberger et al. found that the enzymatic activity of lipase from Humicola lanuginosus, equivalent to T. lanuginosus lipase, was higher onto partly methylated silica surfaces compared to fully methylated surfaces.134 Future work should thus involve an optimization of the pore size, particle size and degree of hydrophobicity to increase the enzymatic activity of the immobilized lipase, as well as the loading capacity of the support. 5.4 Colloidal spheres with ordered mesopores’ synthesis, characterization, and their use as a solid supports for a bilayer lipid membrane Colloidal monodisperse mesoporous silica spheres have been synthesized, via a modified Stöber method, to function as a solid support, with connected interior cytoskeleton-like pore structure, for a bilayer lipid membrane. The XRD spectrum and nitrogen isotherm results show that these spheres exhibit pores with a 2D hexagonal mesostructure (p6mm) (see details in section 4.1.2 and Paper IV). 5.4.1 Mesoporous structure within the colloidal mesoporous spheres The spatial pore arrangement was evaluated as a function of distance from the particle’s core by analyzing thin microtome slices (40 - 60 nm thick) taken from the powders at different distances from the core of the sphere (Scheme 10). iii ii i SiO2 sphere Scheme 10 Illustration showing locations where the microtome slices were obtained from the mesostructured sphere. Position i, ii and iii, are situated at 0.13-0.16 μm (near the sphere core), 0.22-0.24 μm (between the core and the surface) and 0.53-0.54 μm (close to the particle surface) from the sphere core, respectively (Fig. 4 of Paper IV). 49 Summary of Key Results and Discussions a A • ⊗ B 3.3 nm b 2 3.3 nm d 3 1 e c 3.3 nm f Figure 17 TEM images of thin microtome slices of the as-synthesized spheres cross sectioned at a) position i, b) ii and c) iii in Scheme 10, and the corresponding FFTs. Their respective schematic illustrations of d) position i shows (region A) domains of hexagonally arranged cylindrical channels bending close to the particle core directed away from the page (•), and (Region B) domains of pores crossing each other and bending towards the particles surface into the page (⊗); of e) position 2 showing regions where pores are; 1) in direction of, 2) at an angle with, and 3) perpendicular to the electron beam; and f) position iii at near sphere surface where the mesopores are perpendicular to the electron beam (extracted from Fig. 5, 6 and 7 from Paper IV). 50 Summary of Key Results and Discussions The slice taken at position i (near the core) of the as-synthesized powder displays distinct domains of pore channels that extend towards the surface of the particles (Fig. 17a). This type of radially extending pore channels have also been found in previous studies.79, 81, 83, 135 The bright hexagonally arranged spots at the centre of the slice are characteristic of pore channels orientated in the direction of the electron beam. The 6-fold symmetry of its corresponding Fourier Transform image (FFT) at the slice centre indicates that the cylindrical pore channels have a hexagonal order in the direction of the electron beam. Observations on several slices obtained at different distances from the particle core suggest that the number of the bright spots at each slice’s centre increases as we move away from the core of the sphere when compared to the core slice. The slice obtained at position ii has a much higher number of arrays of bright spots at its centre than the core slice (Fig. 17b). The TEM image of the slice taken at position iii contains mainly bright spots (Fig. 17c). This increase in the number of bright spots, and thus pore channels oriented towards the electron beam, as we move from the sphere core towards the surface gives further support to the conjecture of radially aligned pores. The diffuse scattering of the spots is likely due to the presence of domains with pores at an angle to the electron beam, or imperfect ordering of the pores. Some domains of the parallel pore channels appear to adopt a curved path and some of the channels seem to be overlapping within the particles, especially near the particle core. This indicates that the cylindrical pore domains close to the core of the particle do not have a preferred direction. The corresponding schematic of these slices (Fig. 17e-f) presents a simple illustration of how the pore channels may be arranged. According to this schematic model the core of the sphere should consist mainly of bent and twisted bundles of hexagonally arranged cylindrical pore channels. This corresponds well with the notion of a core structure of several randomly orientated domains82 as we find no support for a core with an Ia3 d cubic structure.80, 81 Simple geometrical considerations support a model where the cylindrical domains bend and twist in the particle core to maximize the domain density. Our observations of the pore channel structure may be compared to the hydrophobic chain packing of surfactants within a (nonreversed) spherical micelle as described in Gruen’s structural model. 136 This and related models showed, with support from geometric constraints of chain packing in the core of a micelle that has a radius nearly equal to the length of 51 Summary of Key Results and Discussions a fully extended surfactant molecule and spectroscopic measurements, that some of the hydrophobic alkyl chains are folded and that a fraction of the chains have to attain a less favourable conformation. a b 3.0 nm 3.0 nm Figure 18 TEM images of thin microtome slices from the calcined particles obtained at; a) near the particle core; and b) close to the particle surface. The FFTs of these slices show a ring, which corresponds to a distance of 3.0 ± 0.1 nm between the centres of nearest neighbouring pores (Fig. 8 of Paper IV). The TEM images of thin microtome slices obtained from the calcined particles (Fig. 18) show that the main feature of the radially extended mesopores has been retained. The FFTs of the cross sections appear as a bright ring indicating that the parallel pore channels are oriented perpendicular to the beam in various directions. The radius of this ring is about 3.0 ± 0.2 nm, consistent to the d10-spacing from its XRD spectrum. The FFTs from the centre of the microtome slices do not display a distinct hexagonal 6 fold geometry, which suggests that the thermally calcined particles exhibit a mesostructure with a lower degree of order than the assynthesized particles, in correspondence with the analysis of the XRD and nitrogen isotherm data. 5.4.2 Lipid bilayer membranes coating The calcined colloidal mesoporous spheres were used as a solid support for a bilayer lipid membrane containing a transmembrane protein (Paper V). The formation mechanism of the supported proteolipid bilayer that surrounds the silica particle has been investigated using optical techniques. A multisubunit, transmembrane complex "molecular machine", cytochrome c 52 Summary of Key Results and Discussions oxidase (CytcO) was reconstituted into the small unilamellar vesicles and these CytcO-containing vesicles were subsequently used to cover the mesoporous silica particles. a c b Scheme 11 Schematic illustration of how small unilamellar CytcOcontaining vesicles cover the mesoporous silica sphere. Small unilamellar vesicles (gold rings), with and without CytcO (coloured boxes), a) approaches the silica sphere, b) disrupt and spread onto the sphere surface, and finally c) covering the sphere with a bilayer lipid membrane containing fully functional multi-subunit redox-driven CytcO proton pumps. Results from the fluorescence measurement of the CytcO-containing vesicles with fluorescein trapped within before (using a Fluorometer), and after interaction with the silica particles (using Flow Cytometry). The drastic drop in the fluorescence (Fig. 2 of Paper V), strongly indicates that the vesicles break upon interaction with the particles (Scheme 11). The turnover activity of the CytcO itself (reduction of O2 to water) was measured to check if the membrane is continuous and defect-free (details available in Paper V). The parameter "respiratory control ratio" (RCR) gives a measure of the tightness of the lipid membrane. A RCR value greater than 1 indicates that the vesicles are proton tight. The CytcO-vesicles alone (Fig. 19a) and the CytcO-vesicles deposited on the particle surface (Fig. 19b) give corresponding RCR value of 4.0 ± 0.3 and 2.7 ± 0.6 i.e. the entire particles were covered with a membrane defining an interior that was fully isolated from the exterior solution. The results are consistent with other data showing that upon deposition of membranes on silica surfaces containing nm-sized pores, the membrane is able to span across the pore openings rather then penetrating into the pores137 (Scheme 11b). The TEM analysis showed that the pores are oriented perpendicular to the external surface (Fig. 18); hence, it could be visualized 53 Summary of Key Results and Discussions that the CytcO molecules may be resting onto the pore entrances. However, this is unlikely since the pore diameter (30 Å) is smaller than the negativeside of the CytcO which has an estimated size of 40 x 80 Å. In addition, it has also been shown that there is a water-filled space between a bilayer lipid membrane and a (dense) silica surface that may be ~10 Å thick.47 We speculate that the porous nature of the exterior surface of the mesoporous spheres also could contribute to a thicker fluid film between the membrane and the solid support because of the decrease in the attractive van der Waals interaction between the lipids and the water-silica composite surface. 300 a +CytcO + valinomycin FCCP 200 100 [O2] μM 0 300 Vesicles +CytcO 250 200 b + valinomycin FCCP Particles 0 100 200 300 400 Time (s) Figure 19 The O2-consumption activity of a) CytcO vesicles b) and CytcOmembrane-covered particles before and after addition of ionophores (valinomycin-FCCP). The ratio of the activities with and without ionophores is the respiratory-control ratio (RCR), which is a measure of proton leaks across the membrane. In this context we note that CytcO turnover requires proton uptake from the negative side of the membrane, which requires a water-filled space on the inside of the membrane.138 In summary, the results described above show that the mesoporous silica particles were entirely covered by defect-free membranes containing the multi-subunit, redox-driven proton pump, CytcO. The incorporated enzymes remained fully active, both with respect to 54 Summary of Key Results and Discussions catalysis of the reduction of O2 to H2O and transmembrane charge separation. The use of mesoporous silica particles may be beneficial to obtain supported lipid bilayers with a large inner space that is sufficient to provide a proton source and also connect the water space around the CytcO negative side surface with the entire volume of the particle through the pores. 55 56 Conclusions 6. Conclusions Transport kinetics within mesoporous materials have been the topic of this thesis. The work has also been extended to utilize our synthesized and well characterized mesoporous spheres for biotechnological applications. The most significant contributions here are the development of a facile and direct protocol to investigate the intraparticle molecular transport using CLSM. The possibility to relate the bulk release to the local molecular transport within the mesopores provides an important step toward the design of new concepts in controlled drug delivery and chromatography using this class of materials. 6.1 Intraparticle molecular transport studies using CLSM We have established a protocol to utilize the confocal laser scanning microscopy (CLSM) to evaluate the spatial distribution of two small charged dyes (in aerosol-generated mesoporous particles), and a macromolecule (in mesoporous particles produced by a novel ESE method) over extended periods of time. The time-dependent release of the anionic dye molecules from the silica spheres is describable by a simple model, based on Fick’s second law of diffusion, with a single diffusion constant. A significant fraction of the cationic dye permanently adsorbed onto the negatively charged silica pore walls, predominantly near the surface of the spheres. The semi-permeable ‘skin’ consequently formed resulted in a delayed release of the cationic dye molecules. The self-rate-limiting mechanism imposed by the skin effect could be further exploited for controlled release applications. The flat intraparticle concentration profile of the macromolecule (dextran) -containing ESE spheres was We relate such flat profiles to the complex pore structure established for these ESE particles and similar 2D hexagonal mesoporous crystals. The surface is featured with bundles of hexagonally arranged pore channels that bend back into the spherical particle without allowing a fast molecular release. This large reduction of the particles’ effective pore area in contact with the external solution explains (at least partly) the slow release observed. A logarithmic time dependency was observed for the release of fluorescently-tagged dextran molecules. A simple model related both the initial burst and the sustained release to variations in 57 Conclusions the adsorption energy at different coverage of the dextran molecules on the internal pore walls. 6.2 Mesoporous silica spheres as supports for lipid bilayers and TLL enzyme A promising candidate for biocatalyst applications was developed through hydrophobic functionalization of ESE produced mesoporous spheres. We have utilized the CLSM protocol established to visualize the spatial distribution of the fluorescently-tagged lipase, from the fungus Thermomyces lanuginosus (TLL), immobilized within these spheres. Quantification of the CLSM image series showed that lipase leakage from the mesoporous particles was limited to an initial period of only a few hours. Both the rate and the amount of lipase leached were reduced when the lipase was immobilized onto the hydrophobic support. The enhanced enzymatic activity of the lipase immobilized onto the hydrophobic support, compared to those onto the hydrophilic support and lipase free in solution was attributed to interfacial activation of the lipase and reduced denaturating of the lipase. Colloidal monodisperse mesoporous silica particles have been synthesized following a modified Stöber method. TEM analysis of thin microtome slices of these particles revealed bundles of the hexagonally ordered cylindrical channels extending radially to the sphere surface. These spheres were successfully covered by a bilayer lipid membrane incorporated with a multi-subunit, redox driven proton pump. The protein-membrane system was proton tight, defining an interior particle compartment that is separated from the surrounding water solution. The incorporated proteins have been shown to remain functional. This supramolecular architecture with an inner pore structure mimicking a cytoskeleton yields a solidsupported biofunctional cellular surface. Such surface can provide a basis for functional studies of membrane-bound transport proteins, and also for applications within pharmaceutical drug delivery. 58 Outlooks 7. Outlooks The main aim of this project was to harness the spherical mesoporous silica spheres for the transport studies of molecules within the mesoporous materials using CLSM. Since there are only a limited number of studies on intraparticle molecular distribution and hindered transport on the mesoporous material, the work covered within this study can serve to trigger ideas for further investigations. i) It would be interesting to investigate the up-take of the cationic dye by the negatively charged mesoporous silica at low dye concentration using CLSM. This would provide information on the initial distribution of the cationic dye, and if the up-take is also limited by the semi-permeable ‘skin’ form by permanently adsorbed dyes. ii) The flat intraparticle profile of dextran in the ESE-produced mesoporous spheres was related to the particle’s structural features. It would be interesting to perform controlled etching of the spheres. This would allow the verification of the effect of the particle’s structural feature on the intraparticle concentration profile, and its influence on the dextran release kinetics. iii) It could also be interesting to investigate the release of small charged OG and Rh6G dyes from the ESE-produced spheres and compare the results with those from the neutral dextran. iv) Applying coatings of polyelectrolyte onto colloidal mesoporous silica particles increases the fluid space between the encapsulating lipid membrane and the particles. This could allow incorporation of large transmembrane proteins without impingement problems . 59 60 Acknowledgements Acknowledgements This work was supported by the Swedish Science Council (VR) and by the Foundation for Strategic Research (SSF) through the Centre for Biomembrane Research (CBR). The I-Centre CODIRECT, the Centre for Controlled Delivery and Release, also supported the work. The Wallenberg Foundation is acknowledged for supporting the department to acquire electron microscopes and a CLSM. I extend my deepest gratitude towards my PhD supervisor Professor Lennart Bergström for all the guidance and training during my PhD study. Your critical but encouraging approach has made me realize my potentials, beyond what I have perceived. Thank you for not hesitating to point out my stubbornness when it becomes more of a hindrance than help. Most of all, thank you for giving me the chance to pursue my doctorate study at the Department of Physical, Inorganic and Structural Chemistry, Stockholm University of Sweden. Dr. Niklas Hedin (Stockholm University) is gratefully acknowledged for good collaboration and much fruitful discussions. You have taught me much more than you realized. Professor Hjalmar Brismar and Padideh KamaliZare from KTH, Alba Nova; Prof. Peter Brzezinski and Gustav Nordlund from Stockholm University, and Dr. Peter Alberius and Dr. Malin Sörensen from YKI, are thanked for good collaboration work. Acknowledgements are to Dr. Yasuhiro Sakamoto for sharing his expertise on the TEM, Dr. Kjell Jansson for sharing his expertise in SEM, Dr. Kazuhisa Yano (Toyota Central Research & Development Laboratory) for sharing his synthesis experiences on the colloidal mesoporous silica spheres, and to Dr. Peter Oleynikov for extending his expertise in Mathcad. Thank you to my mother, who has been a role model of inner strength and optimism. To my father who showed me persistency. A sincere gratitude to my brother, Ng Boon Hong, who has supported most of my education, without him I would never have made it this far. A big thank you to my sister, Louis Ng Boon Hiong, who has being supportive and for taking good care of me. A warm thank you to my sister-in-law, Lily, and my brother-inlaw, Wei Weng, who have being kind to me. I want to thank Peter Oleynikov, for being supportive and helpful during the writing of this thesis. Your patience and calmness have helped me to pass through this tough period when I was at the verge of nervous breakdown. I am grateful that fate has brought us together in the most unexpected way. I treasure all the sweet little things you have done to make me smile, and all the moments that you have made me laugh. Special thanks to Dr. Anders Jarfors, for introducing me to Lennart and thus triggered my whole study journey in Sweden. I would also like to thank him and his wife, Anna-Lena, and his two sons, Michael and Björn, for 61 Acknowledgements receiving me in the most heart-warming manner and helping me to settle down when I first arrived in Sweden in 2005. I would like to give a very warm thank you to Ingrid Mary-Anne Westerdahl, who has housed me during my first two years in Sweden. Your kindness has lifted my heart, and your energetic and optimistic personality has greatly inspired me. And thank you for teaching me how to cook Swedish dishes and to bake! My deep gratitude is towards Prof. Sven Lidin for all the great advices, both for life and for work. Thank you for being who you are. And thank you for helping me in so many ways, both in your words and in your actions. A big thank you to Linnéa Andersson, both a dear friend and a colleague, for all the fun moments shared, the encouraging and funny talks, fika etc. Many thanks are to Padideh Kamali-Zare, also a very dear friend, for lending a helpful hand during needy times, and for enduring my ever ongoing complaints. Both of you have made my life bearable by lending a listening ear. Heat warming gratitude is towards Piao Shuying, Baroz Aziz, Keiichi Miyasaka, Zhang Daliang and Ehsan Jalilian. Your friendships have made my daily life at the FOOS full of fun and laughter. Also big thanks to Ann-Britt Rönnell and Eva Pettersson who have been very helpful with the paper work. Last but not least thank you to my friends all over the world, Joop Peng, Nicolas Chechen, Wong May Leng, Koh Chee Keat, Soh Chai Leng, Koh Boon Kiat, Mustafa, Kiew Chun Meng, Melody Chen and Anna Kwok, for the moral support all these years, and for treating me lunches and dinners since I am the only ‘poor student’ among all of you. 62 References References 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. Yanagisawa, T.; Shimizu, T.; Kuroda, K.; Kato, C.; Bull. Chem. Soc. Jpn 1990, 63, 988-992. Beck, J. S.; Vartuli, J. C.; Roth, W. J.; Leonowicz, M. E.; Kresge, C. T.; Schmitt, K. D.; Chu, C. T. W.; Olson, D. H.; Sheppard, E. W.; McCullen, S. B.; Higgins, J. 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