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Deloitte & Touche LLP
Suite 2800
50 South Sixth Street
Minneapolis, MN 55402
USA
Tel: +1 612 397 4000
Fax: +1 612 397 4450
www.deloitte.com
Independent Auditors’ Report on Compliance for Each Major Federal Program; Report on Internal
Control Over Compliance; and Report on Schedule of Expenditures of Federal Awards Required by
OMB Circular A-133
Board of Regents
University of Minnesota
Minneapolis, Minnesota
Report on Compliance for Each Major Federal Program
We have audited the University of Minnesota’s (the “University”) compliance with the types of compliance
requirements described in the OMB Compliance Supplement that could have a direct and material effect on
each of the University’s major federal programs for the year ended June 30, 2015. The University’s major
federal programs are identified in the summary of auditor’s results section of the accompanying schedule of
findings and questioned costs.
Management’s Responsibility
Management is responsible for compliance with the requirements of laws, regulations, contracts, and grants
applicable to its federal programs.
Auditor’s Responsibility
Our responsibility is to express an opinion on compliance for each of the University’s major federal
programs based on our audit of the types of compliance requirements referred to above. We conducted our
audit of compliance in accordance with auditing standards generally accepted in the United States of
America; the standards applicable to financial audits contained in Government Auditing Standards, issued by
the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local
Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan
and perform the audit to obtain reasonable assurance about whether noncompliance with the types of
compliance requirements referred to above that could have a direct and material effect on a major federal
program occurred. An audit includes examining, on a test basis, evidence about the University’s compliance
with those requirements and performing such other procedures as we considered necessary in the
circumstances.
We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal
program. However, our audit does not provide a legal determination of the University’s compliance.
Member of
Deloitte Touche Tohmatsu
Opinion on Each Major Federal Program
In our opinion, the University complied, in all material respects, with the types of compliance requirements
referred to above that could have a direct and material effect on each of its major federal programs for the
year ended June 30, 2015.
Report on Internal Control Over Compliance
Management of the University is responsible for establishing and maintaining effective internal control over
compliance with the types of compliance requirements referred to above. In planning and performing our
audit of compliance, we considered the University’s internal control over compliance with the types of
requirements that could have a direct and material effect on each major federal program to determine the
auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on
compliance for each major federal program and to test and report on internal control over compliance in
accordance with OMB Circular A-133, but not for the purpose of expressing an opinion on the effectiveness
of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the
University’s internal control over compliance.
A deficiency in internal control over compliance exists when the design or operation of a control over
compliance does not allow management or employees, in the normal course of performing their assigned
functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a
federal program on a timely basis. A material weakness in internal control over compliance is a deficiency,
or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility
that material noncompliance with a type of compliance requirement of a federal program will not be
prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over
compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type
of compliance requirement of a federal program that is less severe than a material weakness in internal
control over compliance, yet important enough to merit attention by those charged with governance.
Our consideration of internal control over compliance was for the limited purpose described in the first
paragraph of this section and was not designed to identify all deficiencies in internal control over compliance
that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal
control over compliance that we consider to be material weaknesses. However, material weaknesses may
exist that have not been identified.
The purpose of this report on internal control over compliance is solely to describe the scope of our testing of
internal control over compliance and the results of that testing based on the requirements of OMB Circular
A-133. Accordingly, this report is not suitable for any other purpose.
Report on Schedule of Expenditures of Federal Awards Required by OMB Circular A-133
We have audited the financial statements of the University as of and for the year ended June 30, 2015, and
the related notes to the financial statements, which collectively comprise the University’s basic financial
statements. We issued our report thereon dated November 10, 2015, which contained an unmodified opinion
on those financial statements (and which included an emphasis of matter paragraph related to the
University’s adoption of Governmental Accounting Standards Board Statement No. 68, Accounting and
Financial Reporting for Pensions). Our audit was conducted for the purpose of forming an opinion on the
financial statements that collectively comprise the basic financial statements. The accompanying schedule of
expenditures of federal awards is presented for purposes of additional analysis as required by OMB Circular
A-133 and is not a required part of the basic financial statements. Such information is the responsibility of
management and was derived from and relates directly to the underlying accounting and other records used
to prepare the basic financial statements. The information has been subjected to the auditing procedures
applied in the audit of the financial statements and certain additional procedures, including comparing and
reconciling such information directly to the underlying accounting and other records used to prepare the
basic financial statements or to the basic financial statements themselves, and other additional procedures in
accordance with auditing standards generally accepted in the United States of America. In our opinion, the
schedule of expenditures of federal awards is fairly stated in all material respects in relation to the basic
financial statements as a whole.
November 24, 2015
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
CFDA#
ARRA
CFDA Program
Title
Federal
Expenditures
CLUSTERS
RESEARCH AND DEVELOPMENT CLUSTER
Agency for International Development
Passthrough:
CIMMYT Int'l Maize & Wheat Improvement
Purdue University
United States Pharmacopeial Convention
University of California, Davis
Department of Agriculture
Direct
Passthrough:
Land Stewardship Project
Leech Lake Band of Ojibwe
Michigan Technological University
Michigan Technological University
MN Department of Agriculture
MN Department of Agriculture
National Honey Board
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
Department of Agriculture, Agricultural Marketing Service
Direct
Passthrough:
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
Department of Agriculture, Agricultural Research Service
Direct
Department of Agriculture, Animal and Plant Health Inspection Service
Direct
Passthrough:
MN Department of Agriculture
Department of Agriculture, Economic Research Service
Direct
Passthrough:
Cornell University
Department of Agriculture, Foreign Agricultural Service
Direct
Department of Agriculture, Forest Service
Direct
Passthrough:
Virginia Tech
Department of Agriculture, National Institute of Food and Agriculture
Direct
Passthrough:
Colorado State University
Cornell University
Cornell University
Cornell University
Intelligent Optical Systems, Inc
Iowa State University
No Award Number
8000055865/206766 Amend 1
FAA-15-013
201400223-13
98
98
98
98
$
4,957
11,339
17,429
3,018
10
1,574,651
No Award Number
2015-NIFA-UMD
1103027Z1 Mod 1
1207008Z1 Mod 1
A-83114 13255
Contract No. 53918 Amend 1
No Award Number
529K115
562K225
576K251
10
10
10
10
10
10
10
10
10
10
1
7,286
15,217
9,263
58,333
2,650
12,738
13,357
40,593
15,445
10
36,024
54790/3000005958
57316 3(5)6698 amendment
71850
86196
86199/13976
86202
86203/13978
86765 14142
Contract No. 38765 Amendment 1
Contract No. 54787/P.O. #3000005957
10
10
10
10
10
10
10
10
10
10
21,222
39,518
37,649
27,122
9,334
8,670
11,226
6,689
4,750
34,303
10
1,936,774
10
148,641
A-65105 3(5)8758 amendment
62140-9876 Amd #2
10
175
10
173,925
10
7,722
10
6,628
10
88,306
422139-19114
10
16,355
10
17,510,614
G-57057-1
64094-9750 Amend 3
64188-9740 Amend 4
72159-10314/2014-67015-22040
IOS #3226
416-17-01C
10
10
10
10
10
10
77,515
117,134
8,322
20,749
19,936
290,060
(Continued)
-4-
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Iowa State University
416-23-24B/PO IL 85822-23
Iowa State University
416-40-25A
Iowa State University
416-40-63G amd 4
Iowa State University
416-40-93B/PO I3-96825-23
Iowa State University
416-41-07A
Iowa State University
416-41-39A
Kansas State University
S12159
Michigan State University
RC100056UM Amend 4
Michigan State University
RC101676UM Amend 3
Michigan State University
RC103168UMN
Michigan State University
RC103522UMN
Michigan State University
RC104283B
Michigan State University
RC104285H Amd 1
Mississippi State University
080500.330345.01 Amendment No. 1
North Carolina State University
2011-0056-02
North Dakota State University
FAR0018591-1
Oregon State University
C0486A-A
Sun Grant
3TB497
Temple University
PO139259/Sub No240245
Texas A&M University
06-S130684/Prime 2013-68004-20361
The University of Arizona
176324/2009-41520-05369
The University of Arizona
70938/2012-68003-19812 prime
The University of Georgia
RE677-492/4945386
Univ of Illinois at Urbana-Champaign
2014-07306-05
University of California, Davis
201015718-16
University of Connecticut
Agreement #7068, FRS #525804, PO #4908
University of Florida
Project #00085425 UF09223
University of Maryland
Z552803 Amendment D
University of Nebraska-Lincoln
25-6324-0119-005
University of Wisconsin-Madison
350K884 Amend 4
University of Wisconsin-Madison
419K930 Amendment 1
University of Wisconsin-Madison
428K094 Amendment 02
University of Wisconsin-Madison
499K236 Amendment 01
University of Wisconsin-Madison
499K240 Amendment 01
University of Wisconsin-Madison
502K740 Amd No. 1 and No. 2
University of Wisconsin-Madison
576K645
University of Wisconsin-Madison
613K664
Utah State University
13040101/2013-67015-21241
Virginia Polytechnic Inst & State Univ
422183-19114/422262-19114 Amend 6
Washington State University
115808 G002979
Department of Agriculture, Natural Resources Conservation Service
Direct
Passthrough:
The Xerces Society, Inc
No Award Number
Department of Agriculture, Rural Business-Cooperative Service
Passthrough:
Iowa State University
412-30-14A
Iowa State University
412-30-15
Department of Agriculture, The Office of the Chief Economist
Direct
Department of Commerce
Passthrough:
Northeast-Midwest Institute
Subcontract #GSIUMD09-10 Am. #5
Department of Commerce, National Institute of Standards and Technology (NIST)
Direct
Department of Commerce, National Oceanic and Atmospheric Administration (NOAA)
Direct
Passthrough:
Great Lakes Observing System
Project # IOOS/DATA-01
Minnesota's Lake Superior Coastal Prog
81482/3000062417
CFDA#
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
ARRA
CFDA Program
Title
Federal
Expenditures
$
140,170
56,010
234,270
25,543
23,958
8,750
25,475
81,169
38,258
100,537
108,572
56,141
25,958
18,650
193,800
18,331
9,295
68,514
71,501
86,210
47,999
127,559
4,793
1,067
913,850
2,258
109
91,952
49,912
61,693
746
56,148
9,134
30,005
33,046
22,247
6,175
84,634
424
189,396
10
32,526
10
20,679
10
10
13,884
28,790
10
17,447
11
125,343
11
108,589
11
235,455
11
11
29,601
7,269
(Continued)
-5-
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Minnesota's Lake Superior Coastal Prog
88814/3000070776
Minnesota's Lake Superior Coastal Prog
Contract No. 51058/P.O. #3000025443
Minnesota's Lake Superior Coastal Prog
Grant Contract 51056 Amend #1
MN Department of Natural Resources
14-306A-01 - 88200/3000070063
MN Department of Natural Resources
CoastalAgreem#13-306-08/3000046285
MN Department of Natural Resources
CoastalAgreem. 13-306-15/3000046319
MN Department of Natural Resources
CoastalAgreem. 13-306-17/3000046326
MN Department of Natural Resources
CoastalAgreem. 13-306-19/3000046356
University of Michigan
3002475295
Department of Defense
Direct
Passthrough:
Boston Applied Technologies, Inc
PO #2499A
Freytag & Co LLC
No Award Number
General Dynamics
14-SC-0104 mod 1
HDR Engineering, Inc
191717-164 am 2
High Performance Tech Inc
14463-PETTT-UMN
Honeywell Inc
PO 4205812813
HRL Laboratories, LLC
13006-302965-DS
MN Veterans Medical Research & Educ Fdn
DOD2013-12
Optomec, Inc
W.O. 01416/2
Orbis Biosciences, Inc
No Award Number
Physical Optics Corporation
4899-UM USDOD W911NF-14-P-0040
Rockwell Collins, Inc
4504789784
Smart Information Flow Tech
FUZZB-UMN-01
Technology Service Corporation
TSC-1076-40066
Department of Defense, Advanced Research Projects Agency
Direct
Passthrough:
California Institute of Technology
102-1094102
IBM Corporation
4912038362
Northwestern University
HR0011-13-2-0002/ SP0020251-PROJ0005715
Univ of Illinois at Urbana-Champaign
2012-05660-03/A0128
University of Rochester
PO 415794-G/HR001-10-C-0111
Department of Defense, Department of the Air Force, Materiel Command
Direct
Passthrough:
California Institute of Technology
52-1093214
Carnegie Mellon University
1150119-294738
Rice University
R18711 - Sub#FA9550-15-1-0022
The Ohio State University
PO# RF01358604 Project# 60041477
Univ of North Carolina at Charlotte
20100669-03-UMN
University of Pennsylvania
556016
University of Southampton
514541101
University of Washington
762974
Department of Defense, Department of the Navy, Office of the Chief of Naval Research
Direct
Passthrough:
Massachusetts Institute of Technology
5710003352
University of California, Berkeley
00008157 Amend 03
University of California, Los Angeles
1015 G QA113/ N00014-12-1-0883
University of Michigan
3002460613
Department of Defense, National Security Agency
Direct
Department of Defense, Office of the Secretary of Defense
Direct
Passthrough:
Oklahoma State University
AA-5-33690
Department of Defense, U.S. Army Materiel Command
Direct
CFDA#
11
11
11
11
11
11
11
11
11
12
12
12
12
12
12
12
12
12
12
12
12
12
12
12
ARRA
CFDA Program
Title
Federal
Expenditures
$
607
24,415
18,078
3,963
6,338
12,747
27,688
20,194
172,490
1,511,383
85,586
(119,878)
175,934
199,676
107,937
42,238
500,139
2,365
91,165
56,602
6,180
176,229
98,013
19,988
12
1,178,406
12
12
12
12
12
56,489
69,420
93,000
56,999
150,000
12
4,017,540
12
12
12
12
12
12
12
12
318,697
230,026
60,756
146,045
157,924
302,858
143,251
61,751
12
3,516,738
12
12
12
12
124,035
110,226
70,945
202,649
12
86,518
12
1,608,046
12
101,592
12
2,490,202
(Continued)
-6-
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
Passthrough:
3M Co
BBN Technologies Corp
Cornell University
Intel Corporation
Rice University
Department of Defense, U.S. Army Medical Command
Direct
Passthrough:
Albert Einstein College of Medicine
CHILDREN'S RESEARCH INSTITUTE
Holland Bloorview Kids Rehab Hospital
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Rutgers, The State Univ of New Jersey
University of California, Irvine
University of Washington
Department of Education
Passthrough:
American Institutes for Research
Department of Education, Institute of Education Sciences
Direct
Passthrough:
KU Center for Research, Inc
Mathematica Policy Research, Inc
The Univ of N Carolina at Chapel Hill
The University of Kansas
University of Oregon
Department of Education, Office of Elementary and Secondary Education
Passthrough:
Intermediate District #287
Department of Education, Office of Innovation and Improvement
Direct
Department of Education, Office of Postsecondary Education
Direct
Department of Education, Office of Special Education and Rehabilitative Services
Direct
Passthrough:
Advanced Medical Electronics Corporation
Koronis Biomedical Technologies Corp
Pennsylvania State University
Univ of Illinois Chicago
Department of Energy
Direct
Direct
Passthrough:
Aerosol Dynamics Inc
California Institute of Technology
Colorado State University
Columbia University
Consortium for Plant Biotechno
Consortium for Plant Biotechno
Donald Danforth Plant Science Center
Eaton Corporation
Laurentian Energy Authority, LLC
MN Department of Commerce
MOgene LC
MSP Corporation
Princeton University
Princeton University
PO #USMMMR74D6
0W911NF-09-2-0053
66220-9899
CW1987326
R17833 am 4
CFDA#
ARRA
12
12
12
12
12
CFDA Program
Title
Federal
Expenditures
$
165,636
87,866
64,208
48,670
435,631
12
5,181,355
PO#0097590-AE#321114-W81XWH-13-1-0180
Agreement 01-W81XWH-12-1-0417
No Award Number
4-22-2013 FIXIT Mod #1
METRC2 - W81XWH1020091 Mod 4
Org code10578/PO#S156163/Acct #:4-29429
2012-2892
Subaward No. 757348
12
12
12
12
12
12
12
12
79,015
236
57,336
498
68,278
5,390
3,708
149,315
01241-03175/ED-IES-12-C-004
84
16,951
84
2,652,551
FY2009-005-M4
06876S01681
5-39254
FY2013-003
224520A
84
84
84
84
84
4,031
43,050
101,928
77,661
127,674
S342747, S343084, S343403
AME14-NIDRREhancedConv-14/H133S130064
H133S110050
4568-UM-USDE-0030
H133B140046
84
49,807
84
5,174,737
84
322,820
84
1,066,087
84
84
84
84
12,839
12,449
48,696
45,160
81
81
3334 am 1
52-1095145
G-22033-1 am 1
G04609/GG009328/G06037
GO12026-304/DE-FG36-02GO12026-008 Amd G
GO12026-319/DE-FG36-02GO12026-008 Amd H
23009-MN
PO# 0011-39255
Amendment 3
90130 - UofM (MNTAP Sub DE6888)- G
DE-AR0000457 REMOTE
DE-SC0013302
00001701 Mod. 6
S012824-F
81
81
81
81
81
81
81
81
81
81
81
81
81
81
ARRA
14,906,236
(66)
23,444
216,719
38,057
139,310
1,839
168
166,344
172,000
77,782
11,159
30,809
13,775
66,681
19,122
(Continued)
-7-
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
South Dakota State University
3TG155 Amend. 3
South Dakota State University
3TM162
South Dakota State University
3TS162
Stanford University
US DOE Subaward 60544213-107908
The Research Foundation of SUNY
11-30/DE-FE0007190
The University of Texas at Austin
UTA15-000561
Univ of Texas
UTA12-000915
University of California, Berkeley
8631
University of Delaware
21114 Amd. 4
University of Delaware
37791/DE-SC0001004
University of Michigan
3001346400 Amd. 6
University of Notre Dame
209008, 202373 Amd. 7
Washington State University
118717-G003369
Yale University
00018874C08E10003/DE-FG02-08ER46482
Department of Energy, National Nuclear Security Administration
Direct
Department of Energy, Office of Energy Efficiency and Renewable Energy
Direct
Department of Energy, Office of Science
Direct
Passthrough:
Battelle
00102037 am 1
Battelle
4000115217
South Dakota State University
3TS676
Department of Health and Human Services
Direct
Passthrough:
RAND Corporation
Subcontract 9920150029
Research Triangle Institute
Task Order 007 Subcontract 3-312-0212704
Science Applications International Corp
Subcontract S09-214/29XS214
The University of Alabama at Birmingham
000438814 TO3 SC001
University of South Florida
PO #0000161342 Amendment #6
University of Washington
727119 Am 3
Department of Health and Human Services, Administration for Children and Families
Direct
Passthrough:
Child Trends, Inc
90YE0132-03 Modification #002 and #003
MN Department of Human Services
GRK% 30794 Am 3
Department of Health and Human Services, Administration for Community Living
Passthrough:
Vanderbilt University
VUMC 42027 Amend 2 NCE
Department of Health and Human Services, Agency for Healthcare Research and Quality
Direct
Passthrough:
Indiana University
IN-4688351-UM/PO Number 912940 Am 3
Indiana University
PO#1238570
Medica Research Institute
2013-67
Medica Research Institute
UNIMN-0064
Minneapolis Medical Research Foundation
R18HS022065
Purdue University
4102-67281
University of Michigan
3003309463
Department of Health and Human Services, Centers for Disease Control and Prevention
Direct
Passthrough:
Battelle
370712 PO US001-0000370712
Big Brothers Big Sisters-Greater TC
No Award Number
MN Department of Health
1093839
MN Department of Health
55946
MN Department of Health
91052
MN Department of Health
No Award Number
CFDA#
81
81
81
81
81
81
81
81
81
81
81
81
81
81
ARRA
CFDA Program
Title
Federal
Expenditures
$
ARRA
ARRA
916
25,230
161,636
115,105
5,941
5,046
158,960
30,048
24,942
106,492
373,606
125,168
27,767
33,896
81
451,987
81
398,432
81
3,409,878
81
81
81
102,752
46,292
112,696
93
473,177
93
93
93
93
93
93
21,799
37,886
(6,787)
56,097
64,510
157,961
93
93,525
93
93
8,601
11,485
93
27,438
93
2,981,867
93
93
93
93
93
93
93
18,951
53,753
1,397
66,069
7,959
158,281
4,013
93
2,997,590
93
93
93
93
93
93
(7,112)
32,448
4,952
44,917
675
10,953
(Continued)
-8-
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Simmerson, LLC
SIMmersion LLC
The National Fragile X Foundation
No Award Number
University of Pennsylvania
565259
Department of Health and Human Services, Centers for Medicare and Medicaid Services
Passthrough:
Mayo Clinic Rochester
1C1CMS330964-01-00
Mayo Clinic Rochester
1C1CMS330964-03-00
Minnesota Hospital Association
HEN LEAPT
MN Department of Human Services
64294 Amend 2
MN Department of Human Services
PTL%70316
Department of Health and Human Services, Food and Drug Administration
Passthrough:
Nat'l Capital Consortium Ped Device Innov
PID3000-1895
Nat'l Inst for Pharm Technology & Educ
NIPTE-U01-MN-2014-001 AMD 001
Nat'l Inst for Pharm Technology & Educ
NIPTE-U01-MN-2015-001
Oregon Health & Science University
1002563UMINN
Department of Health and Human Services, Health Resources and Services Administration
Direct
Passthrough:
Minneapolis Medical Research Foundation
MMRF#07315
MN Department of Health
No Award Number
National Opinion Research Center
6673-03-Univ. of Minnesota
Northeast MN Area Health Education Ctr
UMN006
University of Illinois at Chicago
2010-04296-06-04
Department of Health and Human Services, National Institutes of Health
Direct
Direct
Passthrough:
Advanced Medical Electronics Corporation
AME13-GrapheneSensor-19
Advanced Medical Electronics Corporation
AME14-GrapheneSensor-15
Advanced Medical Electronics Corporation
AME14-MicArray-07/DC011468-02
Advanced MRI Technologies
1R44NS073417 Amend 4
Adventium Labs
1025-002-001-010
Albert Einstein College of Medicine
310268, Amend 5
Allina Health System
CCTRN5/UM1HL087394
Allina Health System
No Award Number
Altor Bioscience Corporation
UMN-ALT-803-02-13 MM Trial
American College of Radiology
ACRIN 6698 Institution #4246
Audiology Inc
R33DC011769
Beckman Res Inst of the City of Hope
22390.914991.6688
Beth Israel Deaconess Medical Center
Subaward No. 01026554-COREB
Biostrategies LC
Grant 1R43NS086326-01
Black Hills Ctr For Amer Indian Health
3P50CA148110-05S1
Boston College
5100711-5, Amend 1
Boston University
BUMC #4500001119/AG018037-14
Boston University Medical Campus
Activity# 0294301 PO# 787779 Amd #1
Brigham and Women's Hospital
105963 AMD4
Brigham and Women's Hospital
CALGB
Brigham and Women's Hospital
PS#105087/CTOT-11
Brigham and Women's Hospital
Subaward #111014/U01AG048270
Brown University
00000199 Amd 4 (PO# P252628)
California Pacific Medical Center
28021005-S174 amd 1
California Pacific Medical Center
2803209-S099 Amendment 5
California Pacific Medical Center
2803232-S150 amd 3
Carnegie Mellon University
1090394-319875
Carolinas Healthcare System
1R01DE023375-01A1
Carolinas Healthcare System
1U01DE022909 amend # 3
Carolinas Healthcare System
2000203699
Case Western Reserve University
RES507525/DK094157/RES508318RES509263
Case Western Reserve University
RES508612 Amend 2
CFDA#
ARRA
93
93
93
CFDA Program
Title
Federal
Expenditures
$
10,785
1,058
9,185
93
93
93
93
93
15,238
36,379
28,628
52,903
266,531
93
93
93
93
2,422
62,643
62,289
5,184
93
108,608
93
93
93
93
93
20,308
286,323
71,883
6,258
198,733
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
ARRA
250,948,174
(217)
2,365
36,001
30,344
46,532
112,401
1,215
85,224
62,685
8,304
32,429
15,608
4,858
396,902
5,106
44,102
189,393
22,251
4,837
17,066
18,235
9,811
20,000
1,099
23,501
131,916
39,374
4,221
10,028
230,672
39,604
143,325
10,365
(Continued)
-9-
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Children's Hospital Boston
Children's Hospital Boston
Children's Hospital Los Angeles
Children's Hospitals & Clinics of MN
Children's Research Institute
Children's Research Institute
Cincinnati Children's Hospital Med Ctr
Cincinnati Children's Hospital Med Ctr
Cincinnati Children's Hospital Med Ctr
Cleveland Medical Devices, Inc
Connecticut Children's Medical Center
Cornell University
Dartmouth College
Dartmouth College
Discovery Genomics Inc
Dnatrek, LLC
Duke University
Duke University
Duke University
E. I. du Pont de Nemours and Company
Eastern Coop Oncology Group
Emory University
Emory University
Emory University
FHI 360 Disaster Relief Fund
Florida Atlantic Univ
Florida Atlantic Univ
Florida International University
Fluorescence Innovations, Inc
Fox Chase Cancer Center
Fox Chase Cancer Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Fred Hutchinson Cancer Research Center
Genesegues, Inc
Georgia Regents University
Gynecologic Oncology Group
Harvard Medical School
Harvard University
Harvard University
Harvard University
Harvard University
Harvard University
Hauptman-Woodward Medical Research Inst
Health Research, Inc
HealthPartners Inst for Educ & Research
HealthPartners Inst for Educ & Research
HealthPartners Inst for Educ & Research
HealthPartners Inst for Educ & Research
HealthPartners Inst for Educ & Research
HealthPartners Inst for Educ & Research
HealthPartners Inst for Educ & Research
Institut Pasteur
Pass-Through
Award #
PO# 0000588719 - Amendment 7
PO#0000620691
P2013-0010 Amendment 4
No Award Number
CINRG Study Specific Agreement 01 Amend2
CINRG Study Specific Agreement 04 Mod 2
109363/R24HL105333
Subaward 134433
Subaward No. 130466 PO #3100271635
No Award Number
Agreement #12-179296-35-01
14040540 AMD #4
1558
Subaward No. 895
D228017 Amend 3
R41ES025070
2032595
5U19AI056363-10REV 2032964
HHSN-275201000003I Task Order 25/Amend 1
Account # 30-03671-001 Amd 4
MB2O36BV-00 Amendment #7
Subaward T263357
T268906 AMD No. 5
T300501
5466
RJ23/DSR#11-434(2)/Acct#180283
RJ44
800001054-02, Amend 4
41275
FCCC15057-05/PO# SQ1305629/PO#201020042
HHSN26100002 (FCCC 18031-01)
0000773484/5U54CA163438/0000782578
0000773490/CA163438/0000782576
785108
806483
0000813861 Project 207806
0000813870 Project 207806
5R01CA118953-08/212968/828636-211014
754108-212018/212022-S4459/782575-212018
782577-212021/212022S4919/754111-212021/
subaward 0000753275/prev #730289
Subcontract S0001
Subaward No. 25034-24 Amendment 1
27469-013
Subaward 152382.5087275.1108
116349-5077672/1R01AG048037
135955
151182-0002
152441.5079288.0003 Amend 1
PO 0000595083 - Amendment 1
6200-3
HRI Contract No. 29-01/55-7014-19 Am 4
85285270-X1103700
A/U 85285270 - X0909600
A08-132/X0813200, MOD 5
PO 85285270-X1109000 -- Mod 2
Subaward X1317500-UMN
X1301200UMN
X1303300-UMN
R01AI042361
CFDA#
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
ARRA
CFDA Program
Title
Federal
Expenditures
$
181,151
3,127
197,629
22,797
3,294
4,835
3,434
202,878
15,083
21,673
1,064
210,345
10,410
33,940
15,424
13,302
9,183
7,104
2,466
2,471
31,000
147,267
387,097
9,830
14,078
76,279
45,203
26,914
31,575
31,324
137,585
11,442
2,063
(31,323)
100,998
516
15,502
16,464
28,773
6,339
33,651
680
4,859
54,595
335,625
125,376
189
14,878
29,427
54,867
9,927
(1,512)
49,210
100,630
10,806
15,175
9,236
27,326
6,683
199,646
(Continued)
- 10 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Iowa State University
IRIS Media Inc
Jaeb Center for Health Research
Jaeb Center for Health Research
Jaeb Center for Health Research
Jaeb Center for Health Research
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Johns Hopkins University
Joslin Diabetes Center, Inc
Joslin Diabetes Center, Inc
Joslin Diabetes Center, Inc
Kaiser Fdn Res Inst
Kaiser Permanente
Kansas State University
Koronis Biomedical Technologies Corp
Koronis Biomedical Technologies Corp
KU Center for Research, Inc
La Jolla Inst for Allergy & Immunology
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Leidos Biomedical Research, Inc
Los Angeles Biomedical Research Inst
Lovelace Respiratory Research Inst
Loyola University of Chicago
Massachusetts General Hospital
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Pass-Through
Award #
430-46-05B Amendment 4
Project ID 68/ HD066896
1U10EY020797-01A1 Site 112
EY12358
No Award Number
U10EY14231 Protocol V
2000834334 Amd 8
2001110252/R01EB12547
2001184189 Amd. 4
2001660168 (5U01-CA164975-03) amd 3
2002206440
2002345502
DK083551
PO Number 2002098367
PO Number 2002098368
PO Number 2002108586
Subaward 2001374023, Amend 6
1987203-2 Amendment 3
1987203-8, Amend 3
Subaward # 1987203-4 Amendment 3
115-9488-01/KR021096, Amend 4
115-9107-02 M1/ KR020815 AMD#4
S15214
1R41TR000367-01A1
KBT14-NeurocogGame-11
FY2015-060
Subaward No 27004-98-391
11XS245, MOD#9
12XS455/STO10/A02106ST MOD#4
12XS455/STO2/A02098ST MOD3
12XS455/STO5/A02101ST MOD#4
12XS455/STO7/A02103ST MOD#3
12XS455/TO1/A64641 Mod #2
13XS134TO3
13XS134TO4
13XS134TO5
13XS134TO6
29XS128 TO23 MOD 3
29XS128, Order #08, A59101, MOD#13
Task Order #: 13XS134TO1 Mod 04
Task Order #: 13XS134TO2
Subaward 20954-UMN Amendment 3
JK140889
LU # 206610
Subaward No. 219591 Amend 2
5P01HL076611-10
5P50CA116201-09/PO No. 63774669
5R01CA154517-04/PO #63696322
5R01CA164241-04/PO #63716241
5R01HL110539-04/PO #63691532
5U01DK082843-07 Amend 6
5UL1TR000135-08/ PO 63320465/63672488
63202828
63216555
63425576
63551920 Amd #2
63618346/5R01CA168575-02
63657529 AMD1
63774980
63795173
CFDA#
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
ARRA
CFDA Program
Title
Federal
Expenditures
$
ARRA
ARRA
ARRA
206,001
54,964
7,887
(29,262)
1,093
6,374
123,676
24,031
19,922
72,289
4,783
4,185
2,889
10,774
1,412
8,390
28,702
219,648
355,369
376,402
328,332
70,790
4,585
624
5,000
822
28,144
10,920
3,906
(132)
3,077
544
580
1,273,765
116,777
1,749,833
258,541
4,457
472,480
6,797,592
292,881
116,461
19,252
15,967
15,874
10,340
98,363
273,433
11,093
238,425
168,364
6,232
31
31,306
52,870
9,526
40,312
52,287
22,023
23,731
(Continued)
- 11 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Mayo Clinic Rochester
Medical College of Wisconsin
Medical College of Wisconsin
Medical University of South Carolina
Medical University of South Carolina
Medical University of South Carolina
Memorial Sloan-Kettering Cancer Center
Memorial Sloan-Kettering Cancer Center
Mercer University
Michigan Public Health Institute
Michigan State University
Michigan State University
Minneapolis Heart Institute Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minneapolis Medical Research Foundation
Minnesota Coalition for Battered Women
MN Chapter, Academy of Pediatrics Fdn
Moai Technologies, LLC
Moai Technologies, LLC
Mount Sinai School of Medicine
MSP Corporation
National Jewish Health
National Marrow Donor Program
Nationwide Children's Hospital
Nat'l Development & Research Inst, Inc
Nat'l Inst for Pharm Technology & Educ
NET Esolutions
Neuro Devices, Inc
Neuro Devices, Inc
Neuro Nexus Technologies, Inc
New England Research Institutes
New England Research Institutes
New York University
New York University
New York University
Northeastern University
Northwestern Health Sciences University
Northwestern University
Northwestern University
Northwestern University
Northwestern University
Park Nicollet Institute
Park Nicollet Institute
Pass-Through
Award #
63997854/ 5R01GM103841-03
PO #63657442
PO #63806572/ 5U54CA153605-05
PO 63070075/PO 63583055
PO 63523526
PO#64032571
PO: 63691533/5DP1DA031340-05
Subaward 5R01CA163803-02/PO#64073333
2
Subaward No. 2/Purchase Order 1502219
MUSC09-144 Amd 5
MUSC09-145 Amd. 4
MUSC14-055
BD516125
PO# BD517087
720665
K-30209-116-504200
RC100161 Amd. 6
Subaward No. RC100246UMN Amd. 3
5U01HL087318 Amd. 7
00042-01/5R01AG037551-05
07149-4
07292-1
07327-1
5R01AG037551-04
ACCORDION Mod #10
ACCORDION-Eye Mod 6
HHSN268201100027C Mod #11
MMRF/5R01AG037551-02
NIH/NICHD1R21HD068203-01A1
STREAM Study - R01 AR64066
U01AG029824, Mod 4
MN Project Connect
No Award Number
1R43LM012085-01
No Award Number
0255-9034-4609 Amend 2
Subaward HD072739-Somani
20072207/2R01HL089897
Protocol Rider #0901
Subaward No. 952614
PO# 0048046 NDRI #626D
NIPTE-SAIC-MN-2013-001 Amendment No. 1
NETE-Minn-OEP-2015
5R42TR000462-03 Mod 1
NIH Prime Award R41NS071979 Phase II
Subaward 5R44NS060269-03
THM Network Protocol Agreement
TMH-MARS
10-01254; Proj #801860, Amend 4
F7454-05
S#10-01073/Site001409
50016478050 Amd 5
R25AT003582-07 AMD1
60032978/HHSN275201200007I/Sp*20624
60037126 UMN
SP0019995-PROJ0005454 Am. 3
Subaward 60036745 UMN
1R21CA149934-01A1 AMD2
TBS
CFDA#
ARRA
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
CFDA Program
Title
Federal
Expenditures
$
17,681
7,500
4,489
117,381
75,600
213,831
226,526
7,567
40,257
1,278
402
195
7,980
16,195
188,790
1,618
148,130
159,263
15,501
39,179
10,882
82,120
167,791
53,718
15,072
110,738
3,382
38,972
995
3,038
315
(34,247)
33,651
21,145
25,322
35,530
41,412
29,454
13,971
40,287
7,642
17,886
1,779
149,956
269,724
228,510
13,947
11,728
21,601
8,707
11,368
15,609
45,299
9,705
200,871
58,004
30,427
1,545
21,585
75,280
(Continued)
- 12 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Penn State Milton S Hershey Medical Ctr
Pennsylvania State University
Purdue University
Recombinetics, Inc
Regenxbio Inc
Rehabilitation Institute of Chicago
Research Foundation for Mental Hygiene
Rush University Medical Center
Rush University Medical Center
Rutgers, The State Univ of New Jersey
San Diego State University Foundation
San Diego State University Foundation
Sanford Health
Sanford Health
Sanford Health
Scripps Research Institute
Seattle Children's Hospital
St Jude Children's Research Hospital
St Jude Children's Research Hospital
St Jude Medical, Inc
St Luke's-Roosevelt Hospital Center
Stanford University
State Univ of New York at Stony Brook
State Univ of New York at Stony Brook
Stewart Exposure Assessments, LLC
TDA Research, Inc
Texas A&M University
Texas Tech University
Texas Tech University
Texas Tech University
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The Children's Hospital of Philadelphia
The EMMES Corporation
The EMMES Corporation
The George Washington University
The George Washington University
The George Washington University
The George Washington University
The Henry M Jackson Foundation
The Ohio State University
The State University of New York Buffalo
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
Pass-Through
Award #
CFDA#
UMNDK082183 Amend 2
5126-UM-DHHS-7934
4102-55747
1R43GM113525
1R41DK094538-01
R01NS053813 Amendment 2
93885 Amd. 4
1R21HL121861-01A1
5R01HL117804-02
Subaward No. 8133/Amendment 1
53253L P1660 7810 211
53311M P1650 7803 211 Amendment 5
SR-2012-05 Am 05
SR-2014-22
SR-2015-12
PO 5-20593
Subaward No. 11045SUB Mod #3
111725020-7513060 amd # 5
111978021-7645838
111287200-7593263
No Award Number
60373178-110835-G Am 2
1104160/61730
61730, Amend 3
No Award Number
b 6882.RB.UMN.14.01
23-S132328, Amend 2
21F076-01
5R01AT007395-04
No Award Number
3208860613 Amd 5; PO#961180-RSUB
CMWA: FP00013744_SUB374_01/CCOP Per Case
FP00013560_SUB04_03 - Amendment 2
FP00013560_SUB63_01
FP00013560-SUB17-01
FP00013864-SUB26_01
FP00015221_SUB233_01
FP00015221_SUB51_01
NCTN SL: FP00015221_SUB350_01
NCTN SL:FP00015221_SUB333_01
PCR WO: FP00013013_SUB198_01
Phase 1 PCR WO: FP00013560_SUB27_01
PO #: 961388-RSUB
PO #:960780-RSUB.
PO #960760-RSUB/Ref#FP00013013-SUB270_02
PO#:961210-RSUB Subaward#:9500080215-XX
PO#:961337 -RSUB
WorkloadIntensity/FP00013012_SUB361_01
1UC4DK098086-01
Collaborative Islet Transplant Registry
14-B03, Amend 1
S-GRD1415-AC28/PRIME # U01-DK098246-03
S-GRD1415-AC42
S-MFM1415-JB01
812761/306880-1.00-63426
Sub No.: 60037145
R780456 amd 2
5032634 Amendment 4
5050125/HD055741
5055171, Amend 1
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
ARRA
CFDA Program
Title
Federal
Expenditures
$
122,268
44,168
40,589
9,361
47,992
11,794
29,414
32,240
19,299
9,037
30,400
130,503
12,036
9,716
78,355
42,594
20,794
20,045
226,848
6,324
398
15,397
44,916
8,506
13,314
5,151
7,514
31,909
59,725
22,160
27,562
(1,750)
133,190
15,023
25,668
3,750
4,583
9,799
14,810
14,691
(18,796)
4,000
24,982
(2,191)
(687)
14,691
34,703
11,396
14,403
31,271
226,148
429,139
884,775
6,796
101,169
55,225
5,655
3,000
9,720
444,702
(Continued)
- 13 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The Univ of N Carolina at Chapel Hill
The University of Alabama
The University of Alabama
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Alabama at Birmingham
The University of Arizona
The University of Arizona
The University of Iowa
The University of Iowa
The University of Iowa
The University of Iowa
The University of Iowa
The University of Iowa
The University of Iowa
The University of Oklahoma
The University of Toledo
The University of Utah
The University of Utah
The University of Utah
The University of Utah
The University of Vermont
The University of Vermont
The University of Vermont
Tissue Testing Technologies, LLC
Treatment Research Institute
Tufts Medical Center
Tufts Medical Center
Tufts University
U of TX Health Science Ctr at Houston
Univ of Memphis
Univ of Missouri
Univ of Texas
University of Alaska Fairbanks
University of California, San Diego
University of California, San Diego
University of California, Davis
University of California, Davis
University of California, Davis
Pass-Through
Award #
5-30781 amd 6
5-30986 Am 4
5-31200 amd 6
5-31275 amd 6
5-31276 Amd. 9
5-32772
5-33532
5-33724 AMD#1
534376
5-34593
5-42353
5-50148 amd 1
5-50152
5-50191
5-50213
5-56030
Subaward no. 5031529 Amendment 4
000412838-015
000430850-004
000402758-001 Amend No. 8
000412838-014
000500517-001 Amend 2
0005013940-001, Amend 1
000504515-SP001-001
000505098-002/7U24MD006970-05 Amend 3
No Award Number
UAB#00508050-010
225777/R01AA20270
Y600266 Amd #3
PO #1000806507 Amd 05
PO 1001318669/Req ID No W000605090
PO 1001359710
Req ID W000605087/PO 1001321595
Req ID W000678164/PO 1001422088 Amend 6
Subaward PO 1001111589 Amendment 03
W000524345, PO 1001218148 Amd 9
C1083502 (RV20130494-21)
N-2013-05
10011075-02/U01TW006671/0000144722 Am 08
10018282-02 Amd 3
10022504-11, Amend 3
Subaward 10024523-01 Amendment 3
22061SUB50475 Amend 18
26501SUB1245 AMD#3
SUB51767 UMN
No Award Number
UM027841.5 Amendment 7
5007383-SERV, Amend 2
5007630-SERV, Amend 3
HH4013/R01DK098606
Subaward No. 0009443A
5-40118/PO 119119 Amendment 2
C00037413-1 AMD#2
00915291 (11111245/98015291)
UAF 14-0075/PO FP42146 mod 2 & 3
PO: 34179874-003
Subaward No 50394948
201122073-01 Amendment 4
201224310-02
201400041-01 Amend 1
CFDA#
ARRA
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
CFDA Program
Title
Federal
Expenditures
$
16,204
876
4,203
49,081
113,108
37,738
181,112
35,691
18,118
8,000
20,000
9,708
10,565
13,757
14,436
72,640
216,215
100,949
284,570
728,205
141,352
27,802
38,336
770,759
343,994
2,708
8,728
36,326
141,737
64,741
216,291
95,440
21,258
123,563
3,023
3,655
15,000
12,686
22,649
150,440
529
31,127
80,275
130,120
51,354
3,210
198,394
31,494
4,910
25,049
24,359
159,753
225,476
9,123
69,196
168,178
34,534
57,544
80,277
211,450
(Continued)
- 14 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
University of California, Irvine
University of California, Los Angeles
University of California, Los Angeles
University of California, Los Angeles
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, San Francisco
University of California, Santa Barbara
University of Chicago
University of Chicago
University of Cincinnati
University of Cincinnati
University of Colorado
University of Colorado
University of Colorado Denver
University of Colorado Denver
University of Connecticut
University of Connecticut
University of Florida
University of Illinois at Chicago
University of Kansas Medical Center
University of Kansas Medical Center
University of Kansas Medical Center
University of Kentucky
University of Louisville
University of Maryland
University of Maryland
University of Maryland
University of Maryland
University of Maryland, Baltimore
University of Maryland, Baltimore
University of Massachusetts
University of Massachusetts
University of Miami
University of Miami
University of Miami
University of Miami
University of Miami
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Michigan
University of Mississippi Medical Center
University of Mississippi Medical Center
University of Nebraska-Lincoln
University of Pennsylvania
University of Pennsylvania
University of Pennsylvania
University of Pennsylvania
University of Pittsburgh
Pass-Through
Award #
2011-2707
1350 G RC673
1460GPA300/4-441407-RE-29387
1581 G QA047, Amend 3
6755sc/U19AI096109 Amd. 7
7433 sc Amendment 3
7597sc AMD#1
8561sc
Agreement No. 107781
Subaward 6026SC, Amend 6
Subaward 8019sc Amendment 1
Subaward 8462/2U54AI082973-06
Subcontract # 6347sc Amend 5
KK1332 amd 2
FP000348-8
FP056317-C
007038 Am 03/PO# L14-4500074630
007038-009/PO#L15-4500082738
FY13.264.001/Prime 5R01AI096966-03
Subaward No. FY15.489.001 AMD2
PRF 790960
Subcontract No. FY14.592.001
UCHC6-40916321-A1, Amend 1
UCHC6-51155513 Amend 1
UFDSP00010267
2010-06621/HHSN-276-2011-00005C prime
QB864381 PO#1000841585
QC858380 PO # RINST-1000149878
QT864910
3048108539-12-502
Sub #131349z01A
9412-Z0519002
SR00002587/Subaward No. 101330A
Z033301 Amd. E
Z195701 - Mod: H
PO#SR00003511/ESURF11247
PO#SR00003512/ESURF11245
14 008049 A01
WA00299827/RFS201515
661252
664439/FAIN P30AI073961
66949L/1R01GM104975-03
66971E Amendment 2
AB43024
3000894033 Amd. 6
3001109113 AMD No. 8
3001942715 Amd 6
3002751553, Amend 2
3002871551
3002948034 Amend 1
3003113674/R01HL094311
MASTER-5000002947 Amendment 48
66102700414-04UMN
66678010913-UM, Amend 3
34-5321-2003-906/Prime 2U54HD061939-06
556054
557804 amd 4
563249 Previously 556786/561286
No. 566147/1R01CA189743-01A1
0022408 (124765-1)/ (125616-1)
CFDA#
ARRA
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
CFDA Program
Title
Federal
Expenditures
$
11,730
70,066
857
93,775
397,941
41,679
114,107
5,821
4,168
(13,982)
3,044
3,910
4,247
430
11,434
12,333
17,141
220,661
161,229
199,469
17,820
48,008
19,892
27,528
160,745
4,670
80,605
(235)
48,679
13,689
4,927
4,588
19,154
172,512
620,904
7,000
7,000
69,754
54,050
26,251
17,052
250,409
3,649
1,752
189,648
62,881
1,044
5,038
51,758
7,489
31,737
338,227
19,161
5,670
5,366
20,198
13,591
111,165
11,877
14,496
(Continued)
- 15 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Pittsburgh
University of Rochester
University of Rochester
University of Rochester
University of Rochester
University of Rochester
University of South Florida
University of Southern California
University of Southern California
University of Southern California
University of Southern California
University of Texas at Houston
University of Toronto
University of Virginia
University of Washington
University of Washington
University of Washington
University of Washington
University of Washington
University of Washington
University of Washington
University of Western States
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
UT Health Science Center San Antonio
Vanderbilt University
Vanderbilt University
Vanderbilt University
Vanderbilt University
Ventria Bioscience
Veterans Medical Research Foundation
Virginia Commonwealth University
Virginia Commonwealth University
Wake Forest University
Pass-Through
Award #
0022408(123274-01)
0029252 (121244-1) (Formerly 708046-1)
0029319 (120132)
0029319 (120132-2) Am 4
0030559 (122181-7)
0041597(125465-5)
5U54DA031659-04 (Parent)
5U54DA031659-04 (Supplement)
9007661 (123275-01)
9007661 (124777-1)
9007672 (124783-1)
9009831 (124548-1)
9010232 (124993-1)
9010570
Y2: 0035455(123849-4)/0035455(122748-4)
416170-G/U01HL096607 Amend 6
416460-G
5-28754/415897
PO: 416130-G UR Account: 5-27534 Yr 2
Subaward No. 415747-G
6119-1276-00-AI 01
44888690
53712500
54146982
New: 70003340/Old: 151327
Subaward #0008802T/2UM1HL087318
497411
GB10094-147354
561507, Modification No. 13
730958 amd #3
748756
Subaward No. 751145 Amendment 3
Subaward No. 762304
Subaward# 762724
UWSC7004/PO759206
G R01AT006330-UM
164K673 Amd. 4
169K116 Amd 4
280K921/N01-CN-35153, Amend 3
396K325 Am 3
424K023 Amendment 2
511K873 Amendment 3
523K062, Amend 1
552K952
568K971, Amend 1
573K425
P01AG020166/ 477K201
Sub #: 116K340 Mod #5
subaward no. 339K194
Subaward#580K790
Subaward 158000/157998
21822-S1 Amendment 3
2230-015244
VUMC 54904
VUMC43587
1R43DK094531-01A1
08740002-313535
PD303760-SC105738
PD303760-SC105740
WFUHS 111188 Admendment 1
CFDA#
ARRA
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
CFDA Program
Title
Federal
Expenditures
$
6,379
107,379
5,700
203,935
26,513
9,010
788,177
5,066,850
6,379
41,338
14,496
27,863
64,885
302,963
100,107
12,722
147,623
244,065
(1,487)
26,016
12,638
76,126
32,111
25,219
277,682
43,345
37,807
39,828
41,550
93,896
(55)
210,482
49,207
40,398
82,169
76,276
21,984
43,460
29,705
6,051
484
262,847
18,576
63,641
163,412
54,254
9,072
20,149
258,056
16,803
31,993
355,376
99,987
1,785
63,541
7,505
205,885
125,387
92,643
90,594
(Continued)
- 16 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Wake Forest University
WFUHS 114064 Minnesota (Revised)
Wake Forest University
WFUHS 330181 Amend 9
Wake Forest University
WFUHS10802 Amd 3
Washington University in St Louis
PO #2923108X (P30DK092950)
Washington University in St Louis
Sub Award No.:WU-15-39 - PO#2922203Y
Washington University in St Louis
Subaward WU-14-104 Mod 1
Washington University in St Louis
WU-14-357/PO 2923582X, Amend 2
Washington University in St Louis
WU-15-98
Wayne State University
WSU11077 A-6
Wayne State University
WSU13092 amd 1
Wayne State University
WSU14134-A1
Westat, Inc
8906 - S06 Mod. 8
Wichita State University
SUB W2513
Wright State University
P0037258
Wright State University
PSR07213 Amd. 5
Yale University
C13A11573(A09644)
Yale University
Sub No. A09334(M10A10407) Amd. 11
Department of Health and Human Services, Office of Minority Health
Passthrough:
Big Brothers Big Sisters-Greater TC
No Award Number
Department of Health and Human Services, Office of the Secretary
Passthrough:
Cellerant Therapeutics, Inc
CLT008-02 Amd. 3
Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
Direct
Department of Homeland Security
Direct
Passthrough:
Kansas State University
S14169
Purdue University
4112-51774
Stanford University
28635340-103440-A
The University of Arizona
Y503224
University of Washington
696098 Mod. 27
Department of Justice
Direct
Department of Justice, National Institute of Justice
Direct
Passthrough:
The University of Iowa
W000590504
Department of Justice, Violence Against Women Office
Direct
Department of Labor
Passthrough:
Summit Consulting, LLC
No Award Number
Department of State
Passthrough:
International Joint Commission
1042-100764 Amendment 4 NCE
International Joint Commission
1042-100766 Amend 2
Department of the Interior
Direct
Passthrough:
MN Pollution Control Agency
LEAK-17134
Western Assoc of Fish & Wildlife Agencies
SG-C-13-03
Department of the Interior, Fish and Wildlife Service
Direct
Passthrough:
Central Michigan University
F14AP00412
MN Department of Natural Resources
3000066617
MN Department of Natural Resources
Contract No. 48239/P.O. #3000020626
University of Michigan
Sub#3003491042/Prime#3003.8
CFDA#
ARRA
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
93
CFDA Program
Title
Federal
Expenditures
$
1,688
1,020,518
(1,462)
25,812
214,736
(2,525)
20,763
1,666,938
15,518
72,738
2,738
53,133
27,449
13,077
32,876
60,789
39,050
2,621
93
5,355
93
195,954
97
4,120,696
97
97
97
97
97
8,172
(37,358)
42,083
109,153
14,183
16
348,870
16
15,069
16
77,481
16
117,714
17
9,422
19
19
20,098
19,869
15
40,190
15
15
3,263
159,027
15
255,325
15
15
15
15
4,417
22,120
49,383
1,258
(Continued)
- 17 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Department of the Interior, National Park Service
Direct
Department of the Interior, U.S. Geological Survey
Direct
Passthrough:
America View Incorporated
AV13-MN01 Mod 3
University of Massachusetts
12-007036 B 02 Amend 3
University of Massachusetts
14 007887 A 02 Amend 3
Department of Transportation
Direct
Passthrough:
American Transportation Research Inst
No Award Number
Battelle
216973
MN Department of Transportation
99008 W.O. 24
MN Department of Transportation
MnDOT Contract No 99008 WO No. 114
MN Metropolitan Council
SG-2013-058
Savari, Inc
SAV-81814
The National Academies
Contract No. HR 24-36/P.O. #SUB0000121
Westat, Inc
8928-S-007 TO 1 mod 2
Department of Transportation, Federal Aviation Administration (FAA)
Direct
Passthrough:
University of North Texas
GF2671-1/PO NT752-0000149046 am 2
Department of Transportation, Office of the Secretary (OST) Administration Secretariate
Direct
Passthrough:
Michigan State University
RC103194UMN am 1
South Dakota State University
3TX149
South Dakota State University
3TZ149
Department of Veterans Affairs
Direct
Environmental Protection Agency, Office of Chemical Safety and Pollution Prevention
Direct
Passthrough:
MN Department of Agriculture
84090
Environmental Protection Agency, Office of Research and Development (ORD)
Direct
Passthrough:
Univ of Illinois at Urbana-Champaign
2010-00920-01 am 02
University of Washington
120017 Am# 14
Yale University
C14P11826(P00361)am 2
Environmental Protection Agency, Office of the Administrator
Passthrough:
MN Pollution Control Agency
Contract # 62890/CR6268
MN Pollution Control Agency
SWIFT 73247; PO 3000009691
MN Pollution Control Agency
SWIFT Contract 73203
SWIFT#: 73715
MN Pollution Control Agency
Environmental Protection Agency, Office of Water
Direct
Passthrough:
Central Michigan University
2011-1086
City of Prior Lake
No Award Number
MN Board of Water and Soil Resources
Contract No. B53614
MN Department of Agriculture
B48457
MN Department of Health
Cont. No. 45706/PO#3000006867 Am.1
MN Pollution Control Agency
66692/3000010339 co 1
MN Pollution Control Agency
66695/3000010680
MN Pollution Control Agency
70549
MN Pollution Control Agency
77845
MN Pollution Control Agency
B43113
CFDA#
ARRA
15
CFDA Program
Title
Federal
Expenditures
$
245,804
15
995,512
15
15
15
18,206
159,098
31,993
20
140,784
20
20
20
20
20
20
20
20
9,495
4,755
488,656
46,543
5,680
23,097
73,662
(1,244)
20
14,903
20
53,724
20
1,468,998
20
20
20
70,115
51,177
97,776
64
691,436
66
13,316
66
46,958
66
303,568
66
66
66
6,627
3,327
17,441
66
66
66
66
12,338
2,937
1,111
47,839
66
707,120
66
66
66
66
66
66
66
66
66
66
411,951
39,102
48,139
5,455
12,671
43,265
74,685
195,666
33,179
13,337
(Continued)
- 18 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
MN Pollution Control Agency
B43119
B43845
MN Pollution Control Agency
MN Pollution Control Agency
B44876 Amendment 1
Contract No. 36547 co2&3
MN Pollution Control Agency
SWIFT 74333/PO 3000010174
MN Pollution Control Agency
SWIFT 74335/PO 3000010175
MN Pollution Control Agency
General Services Administration
Direct
Medicare Payment Advisory Commission
Direct
National Aeronautics and Space Administration
Direct
Passthrough:
Advanced Scientific Concepts, Inc
ASC-STTR-t4.01-9744-CA46P
ERC, Inc
STR100281-1
1515198
Jet Propulsion Laboratory
Johns Hopkins University
119241
922613 Mod 43
Johns Hopkins University
NNX11AM29G-UOM
Montclair State University
Rockwell Collins, Inc
PO 4504982612
SETI Institute
SC-3046
3TG330
South Dakota State University
Systems Technology, Inc
No Award Number
Tao of Systems Integration, Inc
NNX12CB02C/DFRC_UMIN3
60027268/RF01220512 Mod. 5
The Ohio State University
60046380
The Ohio State University
Universities Space Research Association
SOF 03-0082 Humphreys
Universities Space Research Association
SOF 75-0002 Gerhz-3
Universities Space Research Association
SOF-0015 Gehrz-1
Universities Space Research Association
SOF-0015 Gerhz-1
Universities Space Research Association
SOF-0017
Universities Space Research Association
SOF-0029 - Jones
Universities Space Research Association
SOF-0091
Universities Space Research Association
SOFIA-Woodward
00007447/975268/BB00071821
University of California, Berkeley
University of Washington
756245
National Aeronautics and Space Administration, Space Telescope Science Institute
Direct
National Endowment for the Arts
Direct
National Endowment for the Humanities
Direct
National Science Foundation
Direct
Direct
Passthrough:
15-559
Arizona State University
65R-1094903
California Institute of Technology
7E-1089377 Mod 6
California Institute of Technology
7E-1094407 am 1
California Institute of Technology
Carnegie Institution of Washington
6-10392-01
1121550-259747
Carnegie Mellon University
G-35866-1/DEB-1413925
Colorado State University
2 (GG002760) Am 4
Columbia University
2(GG008898)/PO G04491
Columbia University
Consort of Univ for the Adv of Hydrolog
No Award Number
44771-7477
Cornell University
61416-10115 Amd. 2
Cornell University
61416-9595 Amend 5
Cornell University
Cornell University
67364-10063
CFDA#
ARRA
66
66
66
66
66
66
CFDA Program
Title
Federal
Expenditures
$
4,893
37,118
96,960
48,372
56,123
49,687
39
84,127
06
157,268
43
4,327,404
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
43
45,311
56,800
19,983
19,837
1,566,584
21,683
98,413
45,938
24,878
62,500
3,983
(6,506)
99,028
2,665
7,232
5,189
6,165
4,690
1,373
9,353
15,409
1,397,305
3,576
43
90,479
45
2,572
45
134,664
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
ARRA
84,852,159
1,560,798
17,121
24,858
106,466
44,100
239,540
135,714
18,086
191,899
81,591
28,326
533,350
149,928
159,964
82,247
(Continued)
- 19 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Dakota County Technical College
Donald Danforth Plant Science Center
Georgia Institute of Technology
Georgia State University
Iowa State University
Itasca Community College
Koronis Biomedical Technologies Corp
Maryland Science Center
Moai Technologies, LLC
NVE Corporation
NVE Corporation
Purdue University
Raytheon Company
Rehabilitation Institute of Chicago
Rutgers, The State Univ of New Jersey
Salish Kootenai College
Samuel Roberts Noble Fdn
Soc for Industrial & Applied Mathematics
The Concord Consortium Incorporated
The New York Botanical Garden
The University of Arizona
The University of Georgia
The University of Georgia
The University of Texas - Pan American
The University of Texas at Austin
The University of Texas at Austin
Univ of Illinois at Urbana-Champaign
Univ of Illinois at Urbana-Champaign
Univ of Texas
University of California, San Diego
University of California, Berkeley
University of Delaware
University of Florida
University of Florida
University of Massachusetts Boston
University of Michigan
University of Michigan
University of Notre Dame
University of Pennsylvania
University of Pennsylvania
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-Madison
University of Wisconsin-River Falls
Washington State University
Whitehead Inst For Biomedical Research
Woods Hole Oceanographic Institution
Yale University
National Transportation Safety Board
Direct
Pass-Through
Award #
UM_DCTC
23202-MN
RC850-G3
SP0010602-11 Amend. No. 3
420-20-968 am02
DUE-1043821/ Subaward 1 UofM
KBT15-NSFCOGLEARNING-03
Amend 3
MOAI-IIP-1346380
NVE/Prime IIP-1321460
PO-25018
NEES-4101-31877 Am 30
9500012169
IIS-1010336
5099 Modificaiton 1
24-170-UMTC
2011-921-003 Amend 2
SIAM MOU-2015
259-01.01 Amd 1
NYBG-1206197-12-MIN/EF-1206197
125164, Amendment 1
RC371-229-4941826
RR272-210/4689648 Amend 8
41EMEC022-01
UTA11-001083 am 1
UTA13-000850
2013-04254-02 am 1
2013-05283-01
26-1003-8262 am 3
29890093 poS9000016 am 4
8796
35455 Amd. 1
UF11235
UFDSP00010481
S 2013 20541
3002203945/EF-1115081
3002828346
PHY-1219444
555729
CBET-1449337
194K902
416K220/ CHE-1240151 Mod. 4
501K373/CBET-0844537
593K191
600K110
2014-200
118359 G003146
14-1699-9902 Amendment 3
A101120
C15D12047(D02016)
CFDA#
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
47
ARRA
CFDA Program
Title
$
ARRA
07
113,095
131,112
26,381
25,106
85,986
2,468
3,848
34,760
66,199
799
2,378
574,757
126,231
10,000
142,691
19,895
32,537
19,728
86,007
43,896
34,843
331,479
22,535
74,875
205,738
9,024
2,601
7,243
30,768
116,113
89,426
60,489
10,629
39,231
26,817
2,459
69,055
3,283
357,301
25,224
27,285
161,426
20,278
20,646
5,338
13,659
97,974
47,372
29,848
21,609
52,784
Total Research and Development Cluster
STUDENT FINANCIAL ASSISTANCE CLUSTER
Department of Education, Office of Federal Student Aid
Direct
Direct
Federal
Expenditures
504,003,382
84.007
84.033
Federal Supplemental Educational Opportunity Grants
Federal Work-Study Program
4,207,172
2,643,830
(Continued)
- 20 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
Direct
Direct
Direct
Department of Health and Human Services, Health Resources and Services Administration
Direct
CFDA#
CFDA Program
Title
ARRA
84.063
84.268
84.379
Federal Pell Grant Program
Federal Direct Student Loans
Teacher Education Assistance for College and Higher Education Grants (TEACH Grants)
93.342
Health Professions Student Loans, Including Primary Care Loans/Loans for Disadvantaged Students
Total Student Financial Assistance Cluster
93.575
93.575
93.575
Child Care and Development Block Grant
Child Care and Development Block Grant
Child Care and Development Block Grant
Total CCDF Cluster
44,065,220
392,760,512
175,559
3,843,086
288,678
120,212
78,380
487,270
sub under 06-69-05895
11.307
Economic Adjustment Assistance
11.307
Economic Adjustment Assistance
Total Economic Development Cluster
FEDERAL TRANSIT CLUSTER
Department of Transportation, Federal Transit Administration (FTA)
Passthrough:
MN Metropolitan Council
$
447,695,379
CCDF CLUSTER
Department of Health and Human Services, Administration for Children and Families
Passthrough:
MN Department of Human Services
65075
MN Department of Human Services
69316
MN Department of Human Services
Contract No. PTK%43868 Am 3
ECONOMIC DEVELOPMENT CLUSTER
Department of Commerce, Economic Development Administration
Direct
Passthrough:
Arrowhead Regional Dev Commission
Federal
Expenditures
105,377
3,587
108,964
SG-2014-077/MPO 8592 RPO 199018
20.507
Federal Transit_Formula Grants
Total Federal Transit Cluster
HEALTH CENTERS CLUSTER
Department of Health and Human Services, Health Resources and Services Administration
Direct
90,290
93.224
Consolidated Health Centers (Community Health Centers, Migrant Health Centers, Health Care for the
Homeless, and Public Housing Primary Care)
Total Health Centers Cluster
HIGHWAY PLANNING AND CONSTRUCTION CLUSTER
Department of Transportation, Federal Highway Administration (FHWA)
Direct
Passthrough:
Mid-Ohio Regional Planning Commission
66501-01
1,407,203
1,407,203
20.205
Highway Planning and Construction
139,465
20.205
Highway Planning and Construction
82,693
Total Highway Planning and Construction Cluster
HIGHWAY SAFETY CLUSTER
Department of Transportation, National Highway Traffic Safety Administration (NHTSA)
Passthrough:
Duluth Police Dept
1st amendment to 21780
Duluth Police Dept
22331
A-ADMIN14-2014-UMREGENTS-00001
MN Department of Public Safety
A-ADMIN15-2015-UMREGENTS-0001
MN Department of Public Safety
90,290
222,158
20.600
20.600
20.600
20.600
Total Highway Safety Cluster
State and Community Highway Safety
State and Community Highway Safety
State and Community Highway Safety
State and Community Highway Safety
4,947
5,582
24,705
59,836
95,070
(Continued)
- 21 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
MEDICAID CLUSTER
Department of Health and Human Services, Centers for Medicare and Medicaid Services
Passthrough:
MN Department of Human Services
PTK%79437
CFDA#
93.778
CFDA Program
Title
ARRA
Medical Assistance Program
Total Medicaid Cluster
SNAP CLUSTER
Department of Agriculture, Food and Nutrition Service
Passthrough:
MN Department of Human Services
MN Department of Human Services
Federal
Expenditures
$
498,831
498,831
Contract No. 52735/P.O. #3000013603
SWIFT GRK%84310/3000032601
10.561
10.561
State Administrative Matching Grants for the Supplemental Nutrition Assistance Program
State Administrative Matching Grants for the Supplemental Nutrition Assistance Program
Total SNAP Cluster
3,934,959
1,308,165
5,243,124
SPECIAL EDUCATION CLUSTER (IDEA)
Department of Education, Office of Special Education and Rehabilitative Services
Passthrough:
MN Department of Education
B48237/UFARS 824/Am. 3/2014-00263
MN Department of Education
B48238/UFARS 824/Grant 2010-00197
MN Department of Education
Grant No. B43118/14480
84.173
84.173
84.173
Special Education_Preschool Grants
Special Education_Preschool Grants
Special Education_Preschool Grants
Total Special Education Cluster (IDEA)
16,881
16,253
140,984
174,118
TANF CLUSTER
Department of Health and Human Services, Administration for Children and Families
Passthrough:
MN Department of Health
65766
MN Department of Human Services
GRK%79637
93.558
93.558
Temporary Assistance for Needy Families
Temporary Assistance for Needy Families
Total TANF Cluster
129,918
150,077
279,995
TRIO CLUSTER
Department of Education, Office of Postsecondary Education
Direct
Direct
Direct
84.042
84.047
84.217
TRIO_Student Support Services
TRIO_Upward Bound
TRIO_McNair Post-Baccalaureate Achievement
Total TRIO Cluster
327,311
1,048,338
298,776
1,674,425
Total Clustered Programs
961,980,209
NON CLUSTERED PROGRAMS
OPERATIONS & MAINTENANCE
Department of Homeland Security
Direct
97.CXX
Contract-Department of Homeland Security
Total Operations & Maintenance
PUBLIC SERVICE
Agency for International Development
Direct
Passthrough:
American Council on Education
American Refugee Committee International
American Refugee Committee International
151,655
151,655
98.001
HED076-9751-LAC-12-07 AMD#7 & 8
No Award Number
No Award Number
98.012
98.001
98.UXX
USAID Foreign Assistance for Programs Overseas
USAID Development Partnerships for University Cooperation and Development
USAID Foreign Assistance for Programs Overseas
Unid CFDA-United States Agency for International Development
2,161,143
544,879
31,367
25,739
(Continued)
- 22 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
Chemonics International, Inc
Development Alternatives, Inc
Virginia Tech
Volunteers for Economic Growth Alliance
World Learning
Corporation for National and Community Service
Direct
Department of Agriculture
Direct
Direct
Passthrough:
MN Department of Agriculture
Department of Agriculture, Agricultural Marketing Service
Passthrough:
MN Department of Agriculture
MN Department of Agriculture
MN Department of Agriculture
Department of Agriculture, Agricultural Research Service
Passthrough:
CIMMYT Int'l Maize & Wheat Improvement
Department of Agriculture, Animal and Plant Health Inspection Service
Direct
Passthrough:
MN Department of Agriculture
Department of Agriculture, Economic Research Service
Direct
Passthrough:
Minnesota Board of Animal Health
Department of Agriculture, Farm Service Agency
Direct
Department of Agriculture, Food and Nutrition Service
Direct
Passthrough:
MN Department of Education
Department of Agriculture, Food Safety and Inspection Service
Direct
Department of Agriculture, Foreign Agricultural Service
Direct
Direct
Direct
Direct
Department of Agriculture, Forest Service
Passthrough:
MN Department of Natural Resources
MN Department of Natural Resources
Department of Agriculture, National Institute of Food and Agriculture
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Passthrough:
Cornell University
Kansas State University
AID-611-C-12-00001-UMN
GHN-A-00-09-00015-00 AMD 6
451198-19114
SG-2014-4
S03-AID-167-A-14-00002
86711/14125
CFDA#
98.CXX
98.CXX
98.001
98.CXX
98.001
CFDA Program
Title
ARRA
Contract-United States Agency for International Development
Contract-United States Agency for International Development
USAID Foreign Assistance for Programs Overseas
Contract-United States Agency for International Development
USAID Foreign Assistance for Programs Overseas
Federal
Expenditures
$
145,046
118,448
1,149
64,161
26,224
94.002
Retired and Senior Volunteer Program
56,978
10.CXX
10.UXX
Contract-Department of Agriculture
Unid CFDA-Department of Agriculture
870,540
479,522
10.UXX
Unid CFDA-Department of Agriculture
8,422
71784 3(4)10420
71849
Grant # 86195/PO # 13974
10.170
10.170
10.170
Specialty Crop Block Grant Program - Farm Bill
Specialty Crop Block Grant Program - Farm Bill
Specialty Crop Block Grant Program - Farm Bill
41,583
38,938
11,366
No Award Number
10.001
Agricultural Research_Basic and Applied Research
14,905
10.025
Plant and Animal Disease, Pest Control, and Animal Care
10.025
Plant and Animal Disease, Pest Control, and Animal Care
10.250
Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations
51,373
10.250
Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations
601,452
10.435
State Mediation Grants
238,028
10.578
WIC Grants To States (WGS)
10.574
Team Nutrition Grants
10.479
Food Safety Cooperative Agreements
363,269
10.614
10.777
10.960
10.962
Scientific Cooperation Exchange Program with China
Norman E. Borlaug International Agricultural Science and Technology Fellowship
Technical Agricultural Assistance
Cochran Fellowship Program-International Training-Foreign Participant
13,566
17,918
204,680
51,714
10.664
10.675
Cooperative Forestry Assistance
Urban and Community Forestry Program
108,173
50,703
69646/3(5)9908
63954
89907/PO 10484
72897
Contract #86881
10.210
10.215
10.220
10.303
10.304
10.310
10.311
10.315
10.319
10.329
10.500
61384-9313
S11189
10.303
10.500
Higher Education Graduate Fellowships Grant Program
Sustainable Agriculture Research and Education
Higher Education - Multicultural Scholars Grant Program
Integrated Programs
Homeland Security_Agricultural
Agriculture and Food Research Initiative (AFRI)
Beginning Farmer and Rancher Development Program
ARRA Trade Adjustment Assistance for Farmers Training Coordination Program (TAAF)
Farm Business Management and Benchmarking Competitive Grants Program
Crop Protection and Pest Management Competitive Grants Program
Cooperative Extension Service
Integrated Programs
Cooperative Extension Service
562,787
322
34,705
4,301
31,116
110,580
31,562
90,341
55,000
460
91,038
445,763
307,496
147,732
11,675,620
8,672
109,984
(Continued)
- 23 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Kansas State University
S14202/2014-68006-21850 prime
S15002
Kansas State University
RC064356N & Amend. 1
Michigan State University
Pennsylvania State University
5142-UM-USDA-2628/USDA 2014-48775-2262
The University of Arizona
166793/2011-48745-31186
The University of Arizona
171467/2012-48710-20035
Univ of Illinois at Urbana-Champaign
2012-00748-02 Amend 2
Univ of Illinois at Urbana-Champaign
2012-00748-11
Univ of Illinois at Urbana-Champaign
2014-70006-22486
Univ of Illinois at Urbana-Champaign
2015-00768-07/FAIN 20144877022587
University of Nebraska-Lincoln
25-6321-0212-006
University of Nebraska-Lincoln
25-6324-0119-016
University of Nebraska-Lincoln
25-6324-0119-020
University of Nebraska-Lincoln
25-6324-0119-303
University of Nebraska-Lincoln
25-6329-0059-006
Department of Agriculture, Natural Resources Conservation Service
Passthrough:
3TJ491
South Dakota State University
University of Wisconsin Extension
363K893/68-3A75-11-268 prime AM5
Department of Agriculture, Rural Business-Cooperative Service
Direct
Department of Agriculture, The Office of the Chief Economist
Direct
Department of Commerce
Direct
Department of Commerce, Economic Development Administration
Direct
Passthrough:
Contract 05-137270
Harvard University
4112-58826
Purdue University
Department of Commerce, National Oceanic and Atmospheric Administration (NOAA)
Direct
Direct
Passthrough:
Minnesota's Lake Superior Coastal Prog
CoastalAgrm#13-306-18/3000046334, Mod 1
MN Department of Natural Resources
CoastalAgr#13-306-16/3000046322 Mod 1
MN Department of Natural Resources
CoastalAgr. 13-306-14/3000046312 Mod 2
Sub 6003744, PO# RF01307854, Amend. 1
The Ohio State University
Univ of Illinois at Urbana-Champaign
2010-03074-03 Amend. 2
Univ of Illinois at Urbana-Champaign
2010-03074-08
Univ of Illinois at Urbana-Champaign
2013-03729-01
prime 60045153; 550K421 amend 1
University of Wisconsin-Madison
Department of Defense
Direct
Passthrough:
General Dynamics
PO #07ESM758877/Contract W91YTZ-13-C-001
Department of Defense, Department of the Navy, Office of the Chief of Naval Research
Direct
Department of Defense, National Security Agency
Direct
Department of Defense, Office of the Secretary of Defense
Passthrough:
Institute of International Education
2340-UMN-4-PI-093-P02
Institute of International Education
NSEP-U631083-UMN-CARLA
Department of Education
Passthrough:
American Institutes for Research
00651-03014.001/PO12SRT10024 Mod 5
Assoc of Univ Centers on Disabilities
H418T140002
Council of Chief State School Officers
No Award Number
MN Department of Education
58144
CFDA#
CFDA Program
Title
ARRA
10.310
10.500
10.200
10.500
10.500
10.500
10.303
10.303
10.329
10.500
10.310
10.500
10.500
10.500
10.500
Agriculture and Food Research Initiative (AFRI)
Cooperative Extension Service
Grants for Agricultural Research, Special Research Grants
Cooperative Extension Service
Cooperative Extension Service
Cooperative Extension Service
Integrated Programs
Integrated Programs
Crop Protection and Pest Management Competitive Grants Program
Cooperative Extension Service
Agriculture and Food Research Initiative (AFRI)
Cooperative Extension Service
Cooperative Extension Service
Cooperative Extension Service
Cooperative Extension Service
10.902
10.902
Soil and Water Conservation
Soil and Water Conservation
Federal
Expenditures
$
43,364
56,647
1,430
4,915
504,332
48,107
3,717
(15)
980
31,769
109,908
6,378
4,350
56
23,386
8,500
25,152
10.868
Rural Energy for America Program
10.290
Agricultural Market and Economic Research
21,740
Contract-Department of Commerce
89,350
11.CXX
5,265
11.303
Economic Development_Technical Assistance
106,906
11.303
11.303
Economic Development_Technical Assistance
Economic Development_Technical Assistance
24,794
5,565
11.417
11.427
Sea Grant Support
Fisheries Development and Utilization Research and Development Grants and
Cooperative Agreements Program
11.419
11.419
11.419
11.417
11.417
11.417
11.432
11.417
Coastal Zone Management Administration Awards
Coastal Zone Management Administration Awards
Coastal Zone Management Administration Awards
Sea Grant Support
Sea Grant Support
Sea Grant Support
National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes
Sea Grant Support
1,113,895
214,177
16,368
13,714
18,426
2,963
11,490
33,695
1,191
5,830
12.CXX
Contract-Department of Defense
141,161
12.CXX
Contract-Department of Defense
175,453
12.300
Basic and Applied Scientific Research
328,671
12.900
Language Grant Program
12.550
12.550
The Language Flagship Grants to Institutions of Higher Education
The Language Flagship Grants to Institutions of Higher Education
205,534
3,824
84.UXX
84.418
84.UXX
84.412
Unid CFDA-Department of Education
Promoting Readiness of Minors in Supplemental Security Income
Unid CFDA-Department of Education
Race to the Top Early Learning Challenge
43,123
37,588
526
287,026
- 24 -
62,920
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
Washington Dept of Public Instruction
Department of Education, Institute of Education Sciences
Passthrough:
Northwestern University
SRI International
Univ of Illinois at Urbana-Champaign
Department of Education, Office of Elementary and Secondary Education
Passthrough:
Council of Chief State School Officers
Council of Chief State School Officers
MN Department of Education
MN Department of Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
MN Office of Higher Education
National Writing Project
Department of Education, Office of Innovation and Improvement
Passthrough:
Cloquet Public Schools ISD 94
Saint Paul Public Schools ISD 625
Department of Education, Office of Postsecondary Education
Direct
20150246
MN Department of Commerce
MN Department of Commerce
Department of Health and Human Services
Direct
Direct
84.UXX
CFDA Program
Title
ARRA
Unid CFDA-Department of Education
Federal
Expenditures
$
49,996
SP00020027-PROJ0005355
51-001253
2011-06649-01-00
84.305
84.324
84.324
Education Research, Development and Dissemination
Research in Special Education
Research in Special Education
S368A120002/ #7622
S368A120002/ #9488
81799/8911
82983/PO9112
57389/1720
58012
58035
74084
74087
88639/PO 3367
88794
SWIFT No. 58034
Swift No. 74091 Amend. #1
Swift No. 74093
92-MN01-SEED2012 2A
84.368
84.368
84.287
84.287
84.367
84.367
84.367
84.367
84.367
84.367
84.367
84.367
84.367
84.367
84.367
Grants for Enhanced Assessment Instruments
Grants for Enhanced Assessment Instruments
Twenty-First Century Community Learning Centers
Twenty-First Century Community Learning Centers
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
No Award Number
PO No. 0000302733
84.351
84.363
Arts in Education
School Leadership
84.015
84.200
84.220
84.229
National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and
International Studies Program and Foreign Language and Area Studies Fellowship Program
Graduate Assistance in Areas of National Need
Centers for International Business Education
Language Resource Centers
84.031
84.031
Higher Education_Institutional Aid
Higher Education_Institutional Aid
84.133
84.235
84.325
84.326
84.327
84.373
National Institute on Disability and Rehabilitation Research
Rehabilitation Services Demonstration and Training Programs
Special Education—Personnel Development to Improve Services and Results for Children with Disabilities
Special Education—Technical Assistance and Dissemination to Improve Services and Results for Children
with Disabilities
Special Education—Educational Technology Media, and Materials for Individuals with Disabilities
Special Education—Technical Assistance on State Data Collection
2,108,189
63,781
11,710,011
12041-15-UMN
ORSP-12041-26576-1
B52449 (2014-00212) Amd. 6
Contract No. B52286/13185/2697
83401
84.323
84.323
84.323
84.181
84.325
Special Education—State Personnel Development
Special Education—State Personnel Development
Special Education—State Personnel Development
Special Education—Grants for Infants and Families
Special Education—Personnel Development to Improve Services and Results for Children with Disabilities
87,630
77,130
18,780
59,430
80,406
Subaward under DE-EE0006544
81.117
57842/PO 2791
77959
81.119
81.041
Direct
Direct
Direct
Passthrough:
Fond du Lac Tribal & Community College
PO No. 15948, 16572, 18295, 20853, 24187
Minnesota State Colleges & Universities
P.O: 34309, 38450, 38449, 40102, 41796
Department of Education, Office of Special Education and Rehabilitative Services
Direct
Direct
Direct
Direct
Direct
Direct
Passthrough:
Florida Gulf Coast University
Florida Gulf Coast University
MN Department of Education
MN Department of Education
Salus University
Department of Energy
Direct
Passthrough:
Midwest Renewable Energy Association
CFDA#
81.122
93.CXX
93.U02
ARRA Electricity Delivery and Energy Reliability, Research, Development and Analysis
1,003
75,122
55,387
78,493
(12,448)
4,428
4,773
425
3,590
6,026
106,775
27,864
28,800
27,472
2,702
46,393
47,792
10,000
29,565
63,291
843,985
28,397
44,257
117,020
9,890
21,475
43,196
256,825
1,644
157,124
Energy Efficiency and Renewable Energy Information Dissemination, Outreach, Training and
Technical Analysis/Assistance
State Energy Program Special Projects
State Energy Program
49,998
143,523
130,051
Contract-Department of Health and Human Services
Unid CFDA-Department of Health and Human Services-Other PHS
185,280
144,311
(Continued)
- 25 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
Passthrough:
Assoc of Maternal & Child Health Prog
No Award Number
Cellerant Therapeutics, Inc
Protocol No. MT 2008-38
Fairview Health Services
H30MC00032/H30MC24052/FV2009-201
Fond du Lac Band of Lk Superior Chippewa
No Award Number
Hasset Willis & Company
HSHQDC-13-C-00016-SUB 004 MOD#2
RAND Corporation
9920120003
The Lewin Group
TLG-11-073-5381.02 Mod. No. 3
The Lewin Group
TLG14003-5176.20 Mod. No. 1
Department of Health and Human Services, Administration for Children and Families
Direct
Passthrough:
MN Department of Human Services
GRK% 30794 Am 3
The Research Foundation of SUNY
Sub No. 14-30; RF File#113708-18-66158
Department of Health and Human Services, Administration for Community Living
Direct
Direct
Department of Health and Human Services, Agency for Healthcare Research and Quality
Passthrough:
Health Research & Educational Trust
HHSA290201000025I/80784
Health Research & Educational Trust
HHSA290201000025l/80797
Department of Health and Human Services, Centers for Disease Control and Prevention
Direct
Direct
Direct
Direct
Direct
Passthrough:
Assoc of Univ Centers on Disabilities
No Award Number
Assoc of Univ Centers on Disabilities
No Award Number
Fairview Health Services
5U27DD000862-04
MN Department of Health
#70626/PO#3000018499/3000025522
MN Department of Health
Community Pharmacy
MN Department of Health
Contract # 56464/P.O.# 3000011678
MN Department of Health
Contract 46758/PO #3-7296/3-17592 MDH
St of MN
89502
State of Oregon
Grant #145649
Department of Health and Human Services, Centers for Medicare and Medicaid Services
Direct
Passthrough:
Allina Health System
No Award Number
MN Department of Health
88433
MN Department of Human Services
55729
MN Department of Human Services
Contract No. 50470/P.O. #3000012297
National Opinion Research Center
7672.SHADAC.01
National Opinion Research Center
Subcontract No. 7409.SHA.01
The Feinstein Inst for Medical Research
500559-UOM-02
The Lewin Group
TLG14062-5587
Department of Health and Human Services, Food and Drug Administration
Direct
Department of Health and Human Services, Health Resources and Services Administration
Direct
Direct
Direct
Direct
Direct
Direct
Direct
CFDA#
93.U02
93.CXX
93.U02
93.UXX
93.CXX
93.CXX
93.CXX
93.CXX
CFDA Program
Title
ARRA
Unid CFDA-Department of Health and Human Services-Other PHS
Contract-Department of Health and Human Services
Unid CFDA-Department of Health and Human Services-Other PHS
Unid CFDA-Department of Health and Human Services
Contract-Department of Health and Human Services
Contract-Department of Health and Human Services
Contract-Department of Health and Human Services
Contract-Department of Health and Human Services
Federal
Expenditures
$
9,328
30,196
9,955
12,696
1,048,431
10,448
91,155
783,723
93.592
Family Violence Prevention and Services/Discretionary
443,729
93.603
93.648
Adoption Incentive Payments
Child Welfare Research Training or Demonstration
60,376
105,382
93.631
93.632
Developmental Disabilities Projects of National Significance
University Centers for Excellence in Developmental Disabilities Education, Research, and Service
570,338
485,850
93.C03
93.C03
Contract-Department of Health and Human Services-Agency for Health Care Policy and Research
Contract-Department of Health and Human Services-Agency for Health Care Policy and Research
31,520
74,783
93.067
93.069
93.073
93.135
93.C05
Global AIDS
Public Health Emergency Preparedness
Birth Defects and Developmental Disabilities - Prevention and Surveillance
Centers for Research and Demonstration for Health Promotion and Disease Prevention
Contract-Department of Health and Human Services-Centers for Disease Control
93.073
93.292
93.184
93.283
93.945
93.283
93.531
93.283
Birth Defects and Developmental Disabilities - Prevention and Surveillance
National Public Health Improvement Initiative
Disabilities Prevention
Centers for Disease Control and Prevention_Investigations and Technical Assistance
Assistance Programs for Chronic Disease Prevention and Control
Centers for Disease Control and Prevention_Investigations and Technical Assistance
PPHF—Community Transformation Grants and National Dissemination and Support for
Community Transformation Grants—financed solely by Prevention and Public Health Funds
State Public Health Actions to Prevent and Control Diabetes, Heart Disease, Obesity and Associated
Risk Factors and Promote School Health financed in part by Prevention and Public Health Funding (PPHF)
Centers for Disease Control and Prevention_Investigations and Technical Assistance
93.C07
Contract-Department of Health and Human Services-Centers for Medicare and Medicaid Services
93.610
93.624
93.536
93.791
93.C07
93.C07
93.610
93.779
Health Care Innovation Awards (HCIA)
ACA - State Innovation Models: Funding for Model Design and Model Testing Assistance
The Affordable Care Act Medicaid Incentives for Prevention of Chronic Disease Demonstration Project
Money Follows the Person Rebalancing Demonstration
Contract-Department of Health and Human Services-Centers for Medicare and Medicaid Services
Contract-Department of Health and Human Services-Centers for Medicare and Medicaid Services
Health Care Innovation Awards (HCIA)
Centers for Medicare and Medicaid Services (CMS) Research, Demonstrations and Evaluations
21,782
12,297
43,078
938,454
14,396
418,788
12,446
8,388
93.103
Food and Drug Administration_Research
534,592
93.110
93.155
93.211
93.241
93.516
93.622
93.969
Maternal and Child Health Federal Consolidated Programs
Rural Health Research Centers
Telehealth Programs
State Rural Hospital Flexibility Program
Affordable Care Act (ACA) Public Health Training Centers Program
Affordable Care Act: Coordinating Center for Interprofessional Education and Collaborative Practice
PPHF Geriatric Education Centers
93.757
62,800
272,307
91,539
540,088
896,316
4,000
11,551
13,559
6,028
27,389
57,489
106,891
14,120
23,683
1,952,706
27,629
730,210
281,163
869,431
72,363
1,064,755
491,172
(Continued)
- 26 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Passthrough:
Minneapolis Medical Research Foundation
MN Department of Health
MN Department of Health
MN Department of Human Services
National Opinion Research Center
Northeast MN Area Health Education Ctr
Pass-Through
Award #
HHSH250201000018C
87640
PO 3000013795 Early Decision Rural Dent
Contract No. 47964/P.O. 3000010630
7696.UNIV_MN.01
UMN006/G98RH19709-01-01
University of California, San Francisco
Agreement #8305sc
University of Illinois at Chicago
1UB6HP27881-01-00
Department of Health and Human Services, National Institutes of Health
Direct
Passthrough:
Leidos Biomedical Research, Inc
29X128TO2, AMD No. 2
Department of Health and Human Services, Office of the Secretary
Passthrough:
Nat'l Assoc of Cty & City Health Off
MRC 15-0004
Nat'l Assoc of Cty & City Health Off
MRC 15-004C
Nat'l Assoc of Cty & City Health Off
MRC-14-0004
Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
Direct
Department of Homeland Security
Direct
Passthrough:
Kansas State University
s15081
MN Dept of Homeland Sec & Emer Mgmt
A-HM-2014-UNIVMN-0002
MN Dept of Homeland Sec & Emer Mgmt
A-UASI-2011-UNIVMN-00041
Department of Justice
Direct
Passthrough:
American Probation & Parole Association
13-LA-085-1974/15-A1-085-1974
Department of Justice, Office of Juvenile Justice and Delinquency Prevention
Passthrough:
National 4-H Council
2014-JU-FX-0025
National 4-H Council
Sub under 2013-JU-FX-0022
Department of Justice, Violence Against Women Office
Direct
Department of Labor, Employment Training Administration
Passthrough:
Minnesota State Colleges & Universities
PO # 103244/previous PO # 99696
Department of Labor, Office of Disability Employment Policy
Passthrough:
Institute for Educational Leadership
OD-23804-12-75-4-11
Department of State
Passthrough:
Institute of International Education
S-ECAGD-14-CA-1037
International Research & Exchange Board
FY14-YALI-UMN-01
Department of State, Bureau of Educational and Cultural Affairs
Direct
Passthrough:
American Alliance of Museums
S-ECAGD-13-CA-116 (SS)
American Councils for International Educ
SECAGD-14-CA-1078-UMN-200386
Institute of International Education
No Award Number
Institute of International Education
S-ECAGD-13-CA-008
Institute of International Education
S-ECAGD-14-CA-1037
International Research & Exchange Board
FY15-YALI-UMN-02
Department of State, Under Secretary for Public Diplomacy and Public Affairs
Direct
Department of the Interior
Direct
CFDA#
CFDA Program
Title
ARRA
93.C09
93.110
93.236
93.917
93.C09
93.912
Federal
Expenditures
93.110
93.516
Contract-Department of Health and Human Services-Health Resources and Services Administration
Maternal and Child Health Federal Consolidated Programs
Grants to States to Support Oral Health Workforce Activities
HIV Care Formula Grants
Contract-Department of Health and Human Services-Health Resources and Services Administration
Rural Health Care Services Outreach, Rural Health Network Development and
Small Health Care Provider Quality Improvement Program
Maternal and Child Health Federal Consolidated Programs
Affordable Care Act (ACA) Public Health Training Centers Program
93.C11
Contract-Department of Health and Human Services-National Institutes of Health
127,961
93.C11
Contract-Department of Health and Human Services-National Institutes of Health
1,000
93.008
93.008
93.008
Medical Reserve Corps Small Grant Program
Medical Reserve Corps Small Grant Program
Medical Reserve Corps Small Grant Program
3,499
9,968
61
93.243
Substance Abuse and Mental Health Services_Projects of Regional and National Significance
364,856
Contract-Department of Homeland Security
283,201
97.CXX
97.061
97.047
97.067
Centers for Homeland Security
Pre-Disaster Mitigation
Homeland Security Grant Program
$
91,371
24,564
29,886
171,660
79,498
7,770
191,510
61,771
14,036
26,250
38,649
16.CXX
Contract-Department of Justice
3,700
16.CXX
Contract-Department of Justice
4,606
16.726
16.726
Juvenile Mentoring Program
Juvenile Mentoring Program
16.526
OVW Technical Assistance Initiative
17.282
Trade Adjustment Assistance Community College and Career Training (TAACCCT) Grants
53,604
17.720
Disability Employment Policy Development
90,638
Contract-Department of State
Unid CFDA-Department of State
27,758
69,095
87,496
19.CXX
19.UXX
51,303
63,821
435,711
19.415
Professional and Cultural Exchange Programs - Citizen Exchanges
19.415
19.415
19.010
19.010
19.010
19.009
Professional and Cultural Exchange Programs - Citizen Exchanges
Professional and Cultural Exchange Programs - Citizen Exchanges
Academic Exchange Programs - Hubert H. Humphrey Fellowship Program
Academic Exchange Programs - Hubert H. Humphrey Fellowship Program
Academic Exchange Programs - Hubert H. Humphrey Fellowship Program
Academic Exchange Programs - Undergraduate Programs
19.040
Public Diplomacy Programs
46,420
Contract-Department of the Interior
45,235
15.CXX
61,987
104,772
216,338
(1,600)
326,927
36,790
(Continued)
- 27 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Pass-Through
Award #
Cluster, Agency, Subagency, Pass-through Entity
Department of the Interior, Fish and Wildlife Service
Direct
Department of the Interior, National Park Service
Direct
Department of the Treasury
Direct
Department of the Treasury, Internal Revenue Service (IRS)
Direct
Department of Transportation
Direct
Passthrough:
KLS Engineering, LLC
MN Department of Transportation
MN Department of Transportation
MN Department of Transportation
Department of Veterans Affairs
Direct
Environmental Protection Agency, Office of Water
Direct
Passthrough:
MN Pollution Control Agency
MN Pollution Control Agency
MN Pollution Control Agency
MN Pollution Control Agency
Univ of Illinois at Urbana-Champaign
University of Wisconsin-Madison
Federal Trade Commission
Direct
Institute of Museum and Library Services
Direct
Direct
Passthrough:
MN Department of Education
MN Department of Education
Medicaid and CHIP Payment and Access Commission
Direct
National Aeronautics and Space Administration
Direct
Direct
Direct
National Council on Disability
Passthrough:
Nat'l Assn of State Dir of Dev Dis Svcs
National Endowment for the Arts
Direct
Passthrough:
Arts Midwest
Arts Midwest
National Endowment for the Humanities
Direct
Passthrough:
American Library Assn
Digital Public Library of America, Inc
Peace Corps
Direct
Small Business Administration
Passthrough:
MN Dept of Employment & Economic Dev
MN Dept of Employment & Economic Dev
CFDA#
15.608
Fish and Wildlife Management Assistance
15.945
Cooperative Research and Training Programs Resources of the National Park System
21.CXX
66360/PO3000008336
Contract No. B56501 (Brittany Story)
Grant No. 38905/C9-97593511-0
SWIFT #75852 SWIFT PO #300010200
2012-06075-03 A0131 Amend 02
423K220 under UW MSN155471 mod. 1
No Award Number
FY15-63
No Award Number
2178
NEH_001_2013
#SC73003 Amend 4 SBDC-15-0002-S-FY15
SC#73018 Amend 4 SBDC-15-0009-S-FY15
$
(36)
29,870
43,305
Low Income Taxpayer Clinics
96,491
20.UXX
Unid CFDA-Department of Transportation
11,500
20.UXX
20.CXX
20.CXX
20.UXX
Unid CFDA-Department of Transportation
Contract-Department of Transportation
Contract-Department of Transportation
Unid CFDA-Department of Transportation
31,648
25,620
131,997
12,373
64.UXX
Unid CFDA-Department of Veterans Affairs
438,548
66.469
Great Lakes Program
263,093
66.460
66.469
66.460
66.469
66.469
66.469
Nonpoint Source Implementation Grants
Great Lakes Program
Nonpoint Source Implementation Grants
Great Lakes Program
Great Lakes Program
Great Lakes Program
118,879
113,503
15,873
49,365
12,586
6,943
36.CXX
64762/PO 6188
64767/PO 6189
Federal
Expenditures
Contract-Department of the Treasury
21.008
T5001-2014-01 NCE
99008 W.O. 123
99008 W.O. 161 Amendment 1
99008 Work Order No. 34 Amend 2
CFDA Program
Title
ARRA
Contract-Federal Trade Commission
45.301
45.312
Museums for America
National Leadership Grants
45.310
45.310
Grants to States
Grants to States
11,778
232,304
93,559
80,000
1,200,000
05.CXX
Contract-Medicaid and CHIP Payment and Access Commission (MACPAC)
213,429
43.001
43.009
43.UXX
Science
Cross Agency Support
Unid CFDA-National Aeronautics and Space Administration
4,776
23,296
475,491
92.CXX
Contract-National Council on Disability
45.024
Promotion of the Arts_Grants to Organizations and Individuals
45.025
45.025
Promotion of the Arts_Partnership Agreements
Promotion of the Arts_Partnership Agreements
45.149
Promotion of the Humanities_Division of Preservation and Access
45.U03
45.169
Unid CFDA-National Endowment for the Humanities
Promotion of the Humanities_Office of Digital Humanities
45.C05
Contract-Peace Corps
59.037
59.037
Small Business Development Centers
Small Business Development Centers
6,000
57,132
900
3,200
27,125
1,741
128,419
24,816
296,964
200,860
(Continued)
- 28 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Pass-Through
Award #
Vietnam Education Foundation
Direct
CFDA#
CFDA Program
Title
ARRA
85.U09
Unid CFDA-Vietnam Education Foundation
Total Public Service
INSTRUCTION
Department of Agriculture, National Institute of Food and Agriculture
Direct
Direct
Direct
Direct
Direct
Passthrough:
Iowa State University
416-40-93P/2012-38500-19550
Iowa State University
416-41-21D
Department of Defense, National Security Agency
Direct
Department of Defense, Office of the Secretary of Defense
Passthrough:
Institute of International Education
2340-UMN-4-CHN-083-PO1
Department of Education, Office of Elementary and Secondary Education
Passthrough:
MN Office of Higher Education
74086
MN Office of Higher Education
74089
MN Office of Higher Education
88638
MN Office of Higher Education
88796 PO 3371
National Writing Project
92-MN01-SEED2012 AMD 03
Department of Education, Office of Postsecondary Education
Direct
Department of Education, Office of Special Education and Rehabilitative Services
Direct
Passthrough:
MN Department of Education
SWIFT# 43445, Grant 2014-00389, Am 4
Department of Health and Human Services, Administration for Children and Families
Passthrough:
MN Department of Human Services
AGPS #439481
MN Department of Human Services
GRK 29646 Req# H55 D14
MN Department of Human Services
GRK% 29646
MN Department of Human Services
GRK%80888
MN Department of Human Services
Swift# GRK%80883 SFY15PO 3000030409
Department of Health and Human Services, Agency for Healthcare Research and Quality
Direct
Department of Health and Human Services, Centers for Disease Control and Prevention
Direct
Direct
Direct
Department of Health and Human Services, Health Resources and Services Administration
Direct
Direct
Direct
Direct
Direct
Direct
Direct
Department of Health and Human Services, Indian Health Service
Direct
Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
Direct
Passthrough:
MN Department of Human Services
GRK% 29816
Federal
Expenditures
$
2,000
62,059,498
10.202
10.203
10.210
10.217
10.220
Cooperative Forestry Research
Payments to Agricultural Experiment Stations Under the Hatch Act
Higher Education Graduate Fellowships Grant Program
Higher Education - Institution Challenge Grants Program
Higher Education - Multicultural Scholars Grant Program
111,738
605,194
83,457
92,737
22,408
10.200
10.310
Grants for Agricultural Research, Special Research Grants
Agriculture and Food Research Initiative (AFRI)
2,272
70,435
12.900
Language Grant Program
45,582
12.550
The Language Flagship Grants to Institutions of Higher Education
84.367
84.367
84.367
84.367
84.367
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
Improving Teacher Quality State Grants
35,585
36,212
8,798
11,158
17,184
84.229
Language Resource Centers
44,549
334,078
84.325
Special Education - Personnel Development to Improve Services and Results for Children with Disabilities
84.323
Special Education - State Personnel Development
93.658
93.658
93.658
93.658
93.658
Foster Care_Title IV-E
Foster Care_Title IV-E
Foster Care_Title IV-E
Foster Care_Title IV-E
Foster Care_Title IV-E
93.225
National Research Service Awards_Health Services Research Training
93.135
93.262
93.542
Centers for Research and Demonstration for Health Promotion and Disease Prevention
Occupational Safety and Health Program
Health Promotion and Disease Prevention Research Centers: PPHF - Affordable Care Act Projects
(53)
1,821,662
118,697
93.110
93.124
93.186
93.247
93.732
93.822
93.884
Maternal and Child Health Federal Consolidated Programs
Nurse Anesthetist Traineeships
National Research Service Award in Primary Care Medicine
Advanced Nursing Education Grant Program
Mental and Behavioral Health Education and Training Grants
Health Careers Opportunity Program
Grants for Primary Care Training and Enhancement
1,635,333
16,206
240,539
404,697
166,672
704,560
623,777
185,073
99,349
(73)
33,153
282,241
1,239,530
400,870
583,913
93.970
Health Professions Recruitment Program for Indians
135,198
93.243
Substance Abuse and Mental Health Services_Projects of Regional and National Significance
400,867
93.958
Block Grants for Community Mental Health Services
67,660
(Continued)
- 29 -
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
FOR THE YEAR ENDED JUNE 30, 2015
Cluster, Agency, Subagency, Pass-through Entity
Department of Homeland Security
Direct
Department of State, Bureau of Educational and Cultural Affairs
Passthrough:
Institute of International Education
No Award Number
Department of Transportation, Federal Highway Administration (FHWA)
Direct
Department of Veterans Affairs
Direct
Environmental Protection Agency, Office of Research and Development (ORD)
Direct
Direct
National Aeronautics and Space Administration
Direct
Vietnam Education Foundation
Direct
Pass-Through
Award #
CFDA#
CFDA Program
Title
ARRA
Federal
Expenditures
97.061
Centers for Homeland Security
89,347
19.010
Academic Exchange Programs - Hubert H. Humphrey Fellowship Program
11,575
20.215
64.UXX
Highway Training and Education
11,500
Unid CFDA-Department of Veterans Affairs
457,198
66.511
66.514
Office of Research and Development Consolidated Research/Training/Fellowships
Science To Achieve Results (STAR) Fellowship Program
477,813
15,099
43.001
Science
85.U09
Unid CFDA-Vietnam Education Foundation
5,490
27,063
Total Instruction
11,776,343
Total Non Clustered Programs
73,987,496
TOTAL FEDERAL EXPENDITURES
$ 1,035,967,705
(Concluded)
- 30 -
81,9(56,7<2)0,11(627$
127(6726&+('8/(2)(;3(1',785(62))('(5$/$:$5'6
)257+(<($5(1'('-81(
6800$5<2)6,*1,),&$17$&&2817,1*32/,&,(6
7KHDFFRPSDQ\LQJVFKHGXOHRIH[SHQGLWXUHVRIIHGHUDODZDUGVWKH³6FKHGXOH´LQFOXGHVWKHIHGHUDO
JUDQWDFWLYLW\RIWKH8QLYHUVLW\RI0LQQHVRWDWKH³8QLYHUVLW\´DQGLVSUHSDUHGRQWKHFDVKEDVLVRI
DFFRXQWLQJ7KHLQIRUPDWLRQSUHVHQWHGLQWKH6FKHGXOHLVSUHVHQWHGLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWV
RIWKH862IILFHRI0DQDJHPHQWDQG%XGJHW&LUFXODU$Audits of States, Local Governments, and
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SUHVHQWHGLQRUXVHGLQWKHSUHSDUDWLRQRIWKH8QLYHUVLW\¶VFRQVROLGDWHGILQDQFLDOVWDWHPHQWV
7KH8QLYHUVLW\SDVVHVWKURXJKFHUWDLQIXQGVWRVXEJUDQWHHRUJDQL]DWLRQV([SHQGLWXUHVLQFXUUHGE\WKH
VXEJUDQWHHVDQGUHLPEXUVHGE\WKH8QLYHUVLW\DUHSUHVHQWHGLQWKH6FKHGXOHEXWQRWLQWKHFRQVROLGDWHG
ILQDQFLDOVWDWHPHQWVRIWKH8QLYHUVLW\7KH8QLYHUVLW\LVDOVRWKHVXEUHFLSLHQWRIIHGHUDOIXQGVZKLFK
KDYHEHHQVXEMHFWWRWHVWLQJDQGDUHUHSRUWHGH[SHQGLWXUHVLQFOXGHGDVSDVVWKURXJKVLQWKH6FKHGXOH
)$&,/,7,(6$1'$'0,1,675$7,9(5$7(6
7KH8QLYHUVLW\XWLOL]HGIDFLOLWLHVDQGDGPLQLVWUDWLYHUDWHVWKDWKDYHEHHQQHJRWLDWHGZLWKDQGDSSURYHG
E\LWVFRJQL]DQWDJHQF\WKH86'HSDUWPHQWRI+HDOWKDQG+XPDQ6HUYLFHVDQGDUHHIIHFWLYHIRUWKH
SHULRGRI-XO\WKURXJK-XQH
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