Comparative Study on Intensive Land Use Evaluation of Cities and
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Comparative Study on Intensive Land Use Evaluation of Cities and
Comparative Study on Intensive Land Use Evaluation of Cities and Development Zones in China CUI Haining, ZHANG Pengtao College of Rural and Urban Construction, Agricultural University of Hebei, P.R.China, 071001 [email protected] Abstract: Due to the different evaluation objects, there are differences in the expression of the concepts between the intensive land use evaluation of cities and that of development zones. But in China they share a common evaluation purpose, that is, to change the original extensive utilization to promote the tapping of existing potentials, prevent unreasonable expansion and to achieve the optimal allocation of land resource. In the evaluation indicator system, the intensive land use evaluation of cities focuses on the combination of social, economic and ecological benefits; however, the corresponding evaluation of development zones lays emphasis on economic benefits and the management performance of the development zone. As to the evaluation methods, Multi-objective Comprehensive Analysis Method is used most commonly, but there is a certain defect in determining ideal scores and weights. In addition, no matter how to express the evaluation results, it is difficult to achieve the regional comparison and time series analysis. Evaluation methods need to be further improved and innovated. Keywords: City, Development zone, Intensive land use, Intensive land use evaluation, Comparative study, China 1 Introduction At present China is in the important period of strategic opportunities of economic and social development. Land resource utilization is facing enormous pressure from space and environment, and the conflict between land supply and demand becomes more prominent. Extensive land use and inefficient management emerging in the process of economic and social development seriously hamper the socio-economic development and urgently require intensive land use. Since the 1990s, many Chinese experts and scholars have conducted researches on the intensive land use and its evaluation, particularly on non-agricultural land. In 2008, Regulations for Intensive Land Use Evaluation of Development Zones (for Trial Implementation) (later referred to as Regulations), was promulgated and implemented, according to which, China has embarked on a nationwide intensive land use evaluation of development zones. Despite the fact that the land of cities and development zones belongs to non-agricultural land, there are certain differences in goals, methods and indicators of intensive land use evaluation. Only when we have a clear understanding of the similarities and differences between them and explore their own advantages and disadvantages on above basis can intensive land use evaluation be made more scientific to serve the land use and land management more effectively. 2. Concepts of Intensive Land Use of Cities and Development Zones Under the premise of reasonable allocation of land resource and optimization of land use structure, intensive use of urban land is a process in which the land use efficiency and benefits can be improved to make good economic benefits, social benefits and ecological benefits through increasing land investment, improving management and giving full play to the potential of land use [1]. The intensive land use evaluation of cities, based on its content, combines the implementation of urban planning and the requirements of urban development, constructs evaluation indicator systems of intensive land use to evaluate the current urban land use efficiency and benefits, and then proposes means and measures of further improving them [2]. Based on complying with relevant laws, policies and plans, the intensive land use of development zones 256 is a development and operation mode which can continuously improve the use efficiency of land and the economic benefits of development zone through increasing land investment, improving management and tapping the land use potential. Through the establishment of evaluation indicator system and the utilization of model, the intensive land use evaluation of development zones is aimed at evaluating the intensive land use level and potential of development zones and, under a certain level of science and technology and socio-economic development proposing measures of further improving land use benefits and efficiency of development zones. 3. Comparison of Evaluation Purposes of Intensive Land Use of Cities and Development Zones The basic purpose of intensive land use evaluation of cities is to change the extensive use status of urban construction land and to change the development pattern of outward expansion in order to achieve the combination of the outward expansion and internal potential exploitation and to realize the efficient use and optimal allocation of urban land [3]. Intensive land use in cities does not mean high-intensity use. We must take into account the unification of economic, social and environmental benefits, and meet the living and producing demands of city residents. The basic purpose of intensive land use evaluation of development zones is to change the unreasonable expansion of development zones and the situation of extensive land use to achieve the goal of cultivated land protection without influence on the construction development zones and to promote the optimal allocation of land resource and at the same time to establish an efficient and intensive land use model in development zones to use land more efficiently. Thus, despite the different objects of the intensive land use of cities and development zones, they share a common purpose: to change the original conditions of extensive land use, promote the tapping of land use potentials, prevent unreasonable expansion and to achieve the optimal allocation of land resource. But they have a certain difference in evaluation purpose also. As cities are the integration of production and living and involves a variety of land-use types, taking into account the residents’ production and living, the intensive land use evaluation of them pays more attention to the combination of economic, social and ecological benefits than that of development zones, and gives a larger weight to the indicators of affecting social and environmental benefits. 4. Comparison of Intensive Land Use Evaluation Indicator Systems Intensive land use indicator system refers to an indicator cluster, which is made up of a series of indicators, which are used to measure the land use efficiency and land use benefits [3]. Based on these indicators and certain methods, intensive land use situations of certain regions can be reflected from different angles. The construction of evaluation indicator system should reflect not only the universality but also the individuality of intensive land use of cities and development zones. The evaluation of intensive land use is the status evaluation of land use efficiency and use benefits. As far as the Multi-objective Comprehensive Analysis Method is concerned, the basic process of the intensive land use evaluation of cities and development zones is the same as each other. First, we should make clear the evaluation purpose and objects. Second, we should identify the indicators which influence and reflect the degree of intensive land use and then construct evaluation indicator system. Finally, we should use models to sum up all the indicator scores to get a comprehensive score which reflects the level of intensive land use. 4.1 The construction of evaluation indicator system of intensive land use of city Evaluation indicator system of intensive land use generally contains three levels: targets, sub-targets and indicators. Targets are broken down into several sub-targets and sub-targets consist of indicators. 257 Because of different locations and natures of cities, intensive land use standards are different, so the construction of indicator system should be treated separately in process of evaluation. Besides, there are more land-use types within cities, so the evaluation should also take into account the actual use of land and establish different evaluation indicator systems for different types of land. Zoning study have been made in some researches urban region has been divided into industrial zones, commercial zones or residential zones and separate indicator systems been established [4,5]. The evaluation targets and sub-targets of the three kinds of zone are the same but the difference lies in the selection of evaluation indicators. Some indicators in the three systems are shared, such as floor area ratio, infrastructure completion degrees, land utilization ratio and building density. Different indicators reflect different characteristics of different types of zone. Residential zones emphasize indicators related to residents’ lives, such as completion degree of service facilities, the rate of public green land and the realization level of housing prices, etc.; commercial zones lay stress on commercial aggregation, the realization level of commerce land prices and the turnover per unit area, etc.; industrial zones attach more importance to the average land output, average land benefits and taxes, average land investment amounts and the level of reaching the standard in sewage disposal, etc.. When carrying out the evaluation of intensive land use of cities, we can also establish a unified indicator system, that is, there will be no land zoning, only comprehensively considering the actual use of land as [6-11] determining the indicator weight . The same as the systems of the evaluation after zoning, the evaluation targets without zoning are mainly divided into the degree of intensive land use, the level of [ intensive land use and land use benefits 11]. Sometimes the evaluation targets are divided into the constraint degree of intensive land use, the degree of intensive land use and the trend of intensive land [6,7,10] use . Or they can be divided into the population aggregation degree, the economic activities aggregation degree and the coordination degree of ecological environment [9]. Sub-targets are refined on the basis of targets. The evaluation indicators mainly include the completion level of infrastructure, green rate, building density, population density, convenient traffic degree, output intensity of fixed assets input, etc. — 4.2 The construction of evaluation indicator system of intensive land use of development zone Though there are many land-use types in any development zone, the nature of development zone determines that the industrial use is the main land-use type. According to the Regulations, there is no distinction of use when developing the evaluation indicator system and one set of indicator system is commonly used. The main evaluation targets are the land use status, land use efficiency and land management performance. The land use status includes three sub-targets: land development degree, land use structure situation and land use intensity. The evaluation indicators include land supply rate, land completion rate, comprehensive floor area ratio, investment intensity of fixed assets, etc. Besides, hi-tech development zones should also take into consideration the land use rate of hi-tech industries. The land use efficiency refers to input-output efficiency of industrial land within development zone, including industrial land input intensity and output intensity. High-tech zones should also consider high-tech industrial land use intensity. Land management performance includes two sub-targets: land use supervisal performance and marketization degree of land supply. The evaluation indicators consist of land disposal rate of expired project land, disposal rate of idle land, land compensated use rate and land acquisition ratio in market. As to the construction of indicator system, there are three differences between the intensive land use evaluation of cities and development zones listed as follow: (1) The evaluation of intensive land use of cities mainly considers the intensive land use level of the whole city at the macroscopical level. Sometimes the development zone is included in urban area in some relative research results. At present, the intensive land use evaluation of development zones tends to stay at the mesoscopical level and generally speaking the development zone is treated as a special region of a city. (2) The indicator system of intensive land use evaluation of cities is used to comprehensively measure 258 the land use level of cities by studying the urban social factors, economic factors and ecological factors. The evaluation indicators not only include explicit indicators (land input level, floor area ratio, building coefficient, etc.), but also include any hidden indicators (indicators concerning ecological environment and environmental protection). Because of the particular establishing purpose of development zones, the intensive land use evaluation of them tends to focus on the use of explicit indicators which are mostly involved in economic factors. Therefore, there is large room for the study of hidden indicators. In development zones the main land-use type is industrial one and the location of it is at the intersection part of rural and urban areas. Thus, the influence of land use on the environment and the residents or producers cannot be ignored. (3) In the evaluation of intensive land use of cities different indicator systems can be established respectively based on land-use types and focus on different aspects [4,5. In development zones the main land-use type is industrial use and only one set of indicators is commonly used according to The Regulations. Besides, less attention has been paid to the land management performance in the intensive use evaluation of urban land, but in the intensive land use evaluation of development zones land management performance is singled out as the main target, with the supervisal performance of land use and land supply marketization degree as the two sub-targets. 5. Comparison of Evaluation Methods of Cities and Development Zones The evaluation of intensive land use of cities can adopt a variety of methods, such as the Analytic Hierarchy Process [12], Clustering Analysis [13], Principal Component Analysis [14], Multi-objective Comprehensive Analysis [6-8,15,16] etc., of which the Multi-objective Comprehensive Analysis Method is used most frequently. According to the Regulations, the evaluation of intensive land use of development zones commonly adopts Multi-objective Comprehensive Analysis Method. Therefore, the rest of this article compares the evaluation of cities and development zones mainly aiming at this method. As to this method, firstly the evaluation indicator system must be established firstly. Then reasonable approaches are used to determine indicator ideal scores and to carry out indicator standardization. Meanwhile the weight of each indicator is determined according to its importance degree. Secondly, the summation of products of indicator score after standardization and its weight score is calculated, from sub-targets to targets, from bottom to top, till the comprehensive land intensity score is figured out which is used to reflect the degree of intensive land use. 5.1 The determination of ideal score of evaluation indicator Influenced by the geographical location, industrial structure, level of development, culture and many other factors, cities vary in many aspects. Therefore, in the intensive land use evaluation of them, each evaluation indicator does not have a unified ideal score. Generally, according to the conditions on a regional basis and the classification, we put cities into region to determine the ideal target score [9]. The ideal scores can be determined according to national or local standards, or the maximum score standard of similar cities, or the relevant standards of similar cities of countries at similar development stages, or using Delphi Method. All above methods need to be compared and selected aim at each indicator. So generally the determination of different types of indicators uses different approaches. According to the Regulations, ideal scores of the intensive land use evaluation of development zones can be determined by the Target Score Method, Trend Estimation, Advanced Experience Approximation Method and Delphi Method. In practice, the determination of ideal scores must also consider the grade of development zones. 5.2 The comparison of the calculation of indicator scores There are two calculation methods of indicator scores in intensive use evaluation of urban land. The first method is using reasonable methods to determine the indicator ideal score which then is divided into a number of intervals representing different grades that are given certain values. Comparing each indicator 259 value to indicator intervals can determine the indicator score of each [7,10,17]. Take urban sewage treatment rate, one of the indicators reflecting environmental quality status, for example. Suppose its ideal score is 1 and is divided into 5 intervals, namely indicator score 1, 0.8, 0.6, 0.4 and 0.2, each corresponding to the actual sewage treatment rate of 90%-100%, 70%-90%, 50%-70%, 30%-50% and 20%-30%. If the sewage treatment rate of a city is 85%, its indicator score is then 0.8. The second method is, after determining indicator ideal score, to take the realization score as the indicator score when indicator is standardized (indicator standardization here means that indicator value is compared to ideal score and the ratio is used to describe the realization degree of the indicator) [16,18]. In development zones the calculation of the indicator score adopts Indicator Standardization Method, that is, the second method mentioned above. 5.3 The comparison of the weight’s determination The weight in the intensive land use evaluation of cities is generally determined by Delphi Method, Factors Paired Comparison Method [7] and AHP [8,19]. Two methods can be combined to use, such as the Delphi Method and AHP combined [16,18], Factors Paired Comparison Method and Delphi Method [10]. However, in determining process urban land use types must be considered first, especially in the conditions that the indicator system is established respectively according to different land-use types. The same indicator may have different influence on residential districts, commercial districts or industrial districts, so have different weight. According to the Regulations, in the intensive land use evaluation of development zones indicator weights can be determined by Delphi Method, Factors Paired Comparison Method, AHP and other methods, that is, to determine the weight the above methods are optional. The determination of indicator weight should be combined to the reality of development zones and refers to the indicator factor’s influence on the intensive land use and to the land use status of development zones. 5.4 The calculation of comprehensive score of intensity After the indicator score of intensive land use of city is determined, the comprehensive score of intensity can be calculated using Weight Sum Models. Due to the three-tier structure (target sub-target indicator) of the evaluation indicator system, after the indicator score of the intensive land use evaluation is determined, the comprehensive score of intensity can be got through calculating weight sum from bottom to top and from sub-targets to target. Steps are as follows: — — n F = ∑ ( Fi × w i ) (Formula 1) i=1 (Note: The above formula can be applied to multiple measurement steps. ) (1) The calculation of sub-target score: in formula 1, F is the sub-target score, Fi is the indicator score of the indicator i, Wi is the weight of the indicator i, n is the number of indicators. (2) The calculation of target score: in formula 1, F is the target score, Fi is the sub-target score of the sub-target i, Wi is the weight of the sub-target i, n is the number of sub-targets. (3) The calculation of the comprehensive score of intensity: in formula 1, F is the comprehensive score of intensity, Fi is the target score of the target i, Wi is the weight of the target i, n is the number of targets. The intensive land use evaluation of development zoned is also using the above model to figure out the score of evaluation sub-target and target and then the comprehensive score of intensity according to respective weights. 6. Comparison of Comprehensive Evaluation Results of Intensive Land Use of Cities and Development Zones 260 In the evaluation of intensive land use of development zones the comprehensive score of intensity is calculated and is taken as evaluation result. The score represents the degree of intensive land use. In theory, this comprehensive score is between 0 and 1. The higher the score is and the closer it is to 1, the higher the intensive land use degree of development zones is. According to final comprehensive score, the intensity of land use of cities is generally classified as several levels in order to reflect more directly the degree of intensive land use [7,10,17,18,20]. For an example if 1 stands for 100% intensity, 0 stands for complete extensive use, then comprehensive scores ≥0.85, 0.75 0.85, 0.60 0.75, <0.60 respectively correspond to four statuses intensive land use, moderate intensity of land use, low degree of intensive land use and extensive land use. If the comprehensive intensity score of a city was 0.82, then the degree of intensive land use of this city is moderate intensity. This method transforms quantitative values into qualitative description, easy to understand. But this method is comparatively subjective and lack of sufficient and convincing evidence in interval division and level description. There is another conclusion model of the intensive land use evaluation of cities, that is, only to calculate comprehensive score of intensity and not to set specific levels, which is the same as that of development zones [11-13]. ~ ~ — 7. Conclusion In view of the city's function and the diversity of urban land use patterns, the intensive land use of cities must follow the principle of integrating economic, social and ecological benefits, so the goal of intensive land use evaluation is not only to promote the land use efficiency. However, development zones presently lay more emphasis on land use efficiency and economic benefits while pays less attention to the ecological and social benefits of land use. In accordance with the fact that the land in development zone is mainly of industrial use and lies rural-urban fringe there are many land-use types coexisting, the ecological and social benefits of land use should be emphasized in future evaluations of intensive land use. At present, the evaluation indicators of development zones mainly involve economic benefits and land management performance. Therefore, in building evaluation indicator system of development zones, the experience of indicator system construction in intensive land use evaluation of cities should be studied and evaluation indicators that can reflect ecological and social benefits of land use should be added. Only the indicator system is constructed like this can it represent the integration of economic, social and ecological benefits. However, the evaluation of intensive land use of cities sometimes even includes development zone in geographical scope and has an extensive coverage in the construction of indicator system, considering social, economic and ecological factors. But it is lack of relevant indicators of land management performance. To achieve the intensive use of urban land, there must be sound operating and management modes to improve land management performance and help raise the intensity level of urban land use. Therefore, the intensive land use evaluation of cities should also learn from the evaluation system construction experience of development zones to complement indicators reflecting urban land management to promote urban land use management and improve management performance. For the evaluation methods, the intensive land use evaluation of cities mainly uses Multi-objective Comprehensive Analysis Method. This round of intensive land use evaluation of development zones in China has also adopted this method. Although the method adopted has been compared and selected, the selection of ideal scores and the determination of weights have more subjectivity in process of evaluation, which leads to the corresponding results with subjectivity. The comparability of evaluation results is essential. Through the horizontal comparison, i.e. the regional comparison, we can find out the gap between different cities or between development zones in aspects of intensive land use level and of evaluation indicators. This kind of comparison can help cities or development zones of lower intensive use level find out their problems and then solve them. Through vertical comparison, i.e. the time series analysis, cities and development zones can summarize the experiences and achievements over the years so that they can develop relevant guidelines and policies 261 for the future. To establish a comparable basis is the key part of achieving the horizontal and vertical comparison of the evaluation results, and is also an important issue in intensive land use evaluation in the future. With the development of economy and society as well as the innovation of technology in China, the social requirements for intensive land use of cities and development zones will be further enhanced and requirements for intensive land use evaluation will be further improved. The evaluation of intensive land use of cities and development zones requires innovation in methods, in construction of indicator system, in result expression and in application. The relevant study is of great theoretical and practical significance. : Author in brief and Acknowledgments (1) CUI Haining, female, postgraduate student of land resource management; (2) Zhang Pengtao (corresponding author), male, Doctor, associate professor. Research area is land evaluation and management. References [1]. 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