The design and modeling of microstructured optical fiber Steven G. Johnson
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The design and modeling of microstructured optical fiber Steven G. Johnson
The design and modeling of microstructured optical fiber Steven G. Johnson MIT / Harvard University Outline • What are these fibers (and why should I care)? • The guiding mechanisms: index-guiding and band gaps • Finding the guided modes • Small corrections (with big impacts) Outline • What are these fibers (and why should I care)? • The guiding mechanisms: index-guiding and band gaps • Finding the guided modes • Small corrections (with big impacts) Optical Fibers Today (not to scale) losses ~ 0.2 dB/km more complex profiles to tune dispersion “high” index doped-silica core n ~ 1.46 silica cladding n ~ 1.45 at l=1.55µm (amplifiers every 50–100km) “LP01” confined mode field diameter ~ 8µm protective polymer sheath [ R. Ramaswami & K. N. Sivarajan, Optical Networks: A Practical Perspective ] but this is ~ as good as it gets… The Glass Ceiling: Limits of Silica Loss: amplifiers every 50–100km …limited by Rayleigh scattering (molecular entropy) …cannot use “exotic” wavelengths like 10.6µm Nonlinearities: after ~100km, cause dispersion, crosstalk, power limits (limited by mode area ~ single-mode, bending loss) also cannot be made (very) large for compact nonlinear devices Radical modifications to dispersion, polarization effects? …tunability is limited by low index contrast Long Distances High Bit-Rates Compact Devices Dense Wavelength Multiplexing (DWDM) Breaking the Glass Ceiling: Hollow-core Bandgap Fibers Bragg fiber 1000x better loss/nonlinear limits [ Yeh et al., 1978 ] (from density) 1d crystal + omnidirectional = OmniGuides 2d crystal Photonic Crystal (You can also put stuff in here …) PCF [ Knight et al., 1998 ] Breaking the Glass Ceiling: Hollow-core Bandgap Fibers Bragg fiber [ Yeh et al., 1978 ] [ figs courtesy Y. Fink et al., MIT ] white/grey = chalco/polymer + omnidirectional = OmniGuides silica [ R. F. Cregan et al., Science 285, 1537 (1999) ] 5µm PCF [ Knight et al., 1998 ] Breaking the Glass Ceiling: Hollow-core Bandgap Fibers Guiding @ 10.6µm [ figs courtesy Y. Fink et al., MIT ] (high-power CO2 lasers) loss < 1 dB/m white/grey = chalco/polymer (material loss ~ 104 dB/m) [ Temelkuran et al., Nature 420, 650 (2002) ] silica [ R. F. Cregan et al., Science 285, 1537 (1999) ] 5µm Guiding @ 1.55µm loss ~ 13dB/km [ Smith, et al., Nature 424, 657 (2003) ] OFC 2004: 1.7dB/km BlazePhotonics Breaking the Glass Ceiling II: Solid-core Holey Fibers solid core holey cladding forms effective low-index material Can have much higher contrast than doped silica… strong confinement = enhanced nonlinearities, birefringence, … [ J. C. Knight et al., Opt. Lett. 21, 1547 (1996) ] Breaking the Glass Ceiling II: Solid-core Holey Fibers endlessly single-mode [ T. A. Birks et al., Opt. Lett. 22, 961 (1997) ] polarization -maintaining [ K. Suzuki, Opt. Express 9, 676 (2001) ] nonlinear fibers [ Wadsworth et al., JOSA B 19, 2148 (2002) ] low-contrast linear fiber (large area) [ J. C. Knight et al., Elec. Lett. 34, 1347 (1998) ] Outline • What are these fibers (and why should I care)? • The guiding mechanisms: index-guiding and band gaps • Finding the guided modes • Small corrections (with big impacts) Universal Truths: Conservation Laws an arbitrary-shaped fiber (1) Linear, time-invariant system: (nonlinearities are small correction) z frequency w is conserved cladding (2) z-invariant system: (bends etc. are small correction) wavenumber b is conserved core electric (E) and magnetic (H) fields can be chosen: E(x,y) ei(bz – wt), H(x,y) ei(bz – wt) Sequence of Computation 1 Plot all solutions of infinite cladding as w vs. b w “light cone” b empty spaces (gaps): guiding possibilities 2 Core introduces new states in empty spaces — plot w(b) dispersion relation 3 Compute other stuff… Conventional Fiber: Uniform Cladding c 2 2 w b kt n cb n uniform cladding, index n b kt (transverse wavevector) w light cone light line: w=cb/n b Conventional Fiber: Uniform Cladding c 2 2 w b kt n cb n uniform cladding, index n b w light cone higher-order core with higher index n’ pulls down index-guided mode(s) fundamental w = c b / n' b PCF: Periodic Cladding periodic cladding e(x,y) Bloch’s Theorem for periodic systems: fields can be written: b a E(x,y) ei(bz+kt xt – wt), H(x,y) ei(bz+kt xt – wt) periodic functions on primitive cell transverse (xy) Bloch wavevector kt primitive cell 1 w2 satisfies k t ,b k t ,b H 2 H e c eigenproblem (Hermitian constraint: k t ,b H 0 if lossless) where: k t ,b ikt ibzˆ PCF: Cladding Eigensolution Finite cell discrete eigenvalues wn Want to solve for wn(kt, b), & plot vs. b for “all” n, kt 1 k t ,b k t ,b H n e constraint: where: w w n2 c 2 k t ,b H 0 k t ,b ikt ibzˆ H(x,y) ei(bz+kt xt – wt) b 1 Limit range of kt: irreducible Brillouin zone 2 Limit degrees of freedom: expand H in finite basis 3 Efficiently solve eigenproblem: iterative methods Hn PCF: Cladding Eigensolution 1 Limit range of kt: irreducible Brillouin zone —Bloch’s theorem: solutions are periodic in kt K first Brillouin zone = minimum |kt| “primitive cell” M G 4 a 3 k y kx irreducible Brillouin zone: reduced by symmetry 2 Limit degrees of freedom: expand H in finite basis 3 Efficiently solve eigenproblem: iterative methods PCF: Cladding Eigensolution 1 Limit range of kt: irreducible Brillouin zone 2 Limit degrees of freedom: expand H in finite basis — must satisfy constraint: k ,b H 0 t Planewave (FFT) basis H(x t ) HG e Finite-element basis constraint, boundary conditions: iGxt Nédélec elements G constraint: [ Nédélec, Numerische Math. 35, 315 (1980) ] HG G k bzˆ 0 uniform “grid,” periodic boundaries, simple code, O(N log N) 3 [ figure: Peyrilloux et al., J. Lightwave Tech. 21, 536 (2003) ] nonuniform mesh, more arbitrary boundaries, complex code & mesh, O(N) Efficiently solve eigenproblem: iterative methods PCF: Cladding Eigensolution 1 Limit range of kt: irreducible Brillouin zone 2 Limit degrees of freedom: expand H in finite basis (N) N H H(xt ) hm bm (x t ) 2 ˆ solve: A H w H m1 finite matrix problem: f g f* g 3 Ah w Bh Am bm Aˆ b 2 Bm bm b Efficiently solve eigenproblem: iterative methods PCF: Cladding Eigensolution 1 Limit range of kt: irreducible Brillouin zone 2 Limit degrees of freedom: expand H in finite basis 3 Efficiently solve eigenproblem: iterative methods Ah w Bh 2 Slow way: compute A & B, ask LAPACK for eigenvalues — requires O(N2) storage, O(N3) time Faster way: — start with initial guess eigenvector h0 — iteratively improve — O(Np) storage, ~ O(Np2) time for p eigenvectors (p smallest eigenvalues) PCF: Cladding Eigensolution 1 Limit range of kt: irreducible Brillouin zone 2 Limit degrees of freedom: expand H in finite basis 3 Efficiently solve eigenproblem: iterative methods Ah w Bh 2 Many iterative methods: — Arnoldi, Lanczos, Davidson, Jacobi-Davidson, …, Rayleigh-quotient minimization PCF: Cladding Eigensolution 1 Limit range of kt: irreducible Brillouin zone 2 Limit degrees of freedom: expand H in finite basis 3 Efficiently solve eigenproblem: iterative methods Ah w Bh 2 Many iterative methods: — Arnoldi, Lanczos, Davidson, Jacobi-Davidson, …, Rayleigh-quotient minimization for Hermitian matrices, smallest eigenvalue w0 minimizes: “variational theorem” h' Ah w min h h' Bh 2 0 minimize by conjugate-gradient, (or multigrid, etc.) PCF: Holey Silica Cladding r = 0.1a 2r n=1.46 a w (2πc/a) light cone dimensionless units: Maxwell’s equations are scale-invariant b (2π/a) PCF: Holey Silica Cladding r = 0.17717a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding r = 0.22973a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding r = 0.30912a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding r = 0.34197a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding r = 0.37193a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding r = 0.4a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding r = 0.42557a w (2πc/a) light cone b (2π/a) 2r n=1.46 a PCF: Holey Silica Cladding n=1.46 2r a r = 0.45a light cone w (2πc/a) gap-guided modes go here index-guided modes go here b (2π/a) PCF: Holey Silica Cladding r = 0.45a light cone 2r n=1.46 a above air line: w (2πc/a) guiding in air core is possible b (2π/a) below air line: surface states of air core Bragg Fiber Cladding are G Qraphics uickTim needed decom e™ toand see pressor athis picture. at large radius, becomes ~ planar nhi = 4.6 Bragg fiber gaps (1d eigenproblem) w nlo = 1.6 b radial kr (Bloch wavevector) kf 0 by conservation of angular momentum wavenumber b b = 0: normal incidence Omnidirectional Cladding are G Qraphics uickTim needed decom e™ toand see pressor athis picture. omnidirectional (planar) reflection e.g. light from fluorescent sources is trapped Bragg fiber gaps (1d eigenproblem) w for nhi / nlo big enough and nlo > 1 [ J. N. Winn et al, Opt. Lett. 23, 1573 (1998) ] b wavenumber b b = 0: normal incidence Outline • What are these fibers (and why should I care)? • The guiding mechanisms: index-guiding and band gaps • Finding the guided modes • Small corrections (with big impacts) Sequence of Computation 1 Plot all solutions of infinite cladding as w vs. b w “light cone” b empty spaces (gaps): guiding possibilities 2 Core introduces new states in empty spaces — plot w(b) dispersion relation 3 Compute other stuff… Computing Guided (Core) Modes 1 b b H n e constraint: where: w n2 c 2 Hn b H 0 b ibzˆ Same differential equation as before, …except no kt — can solve the same way magnetic field = H(x,y) ei(bz– wt) New considerations: 1 Boundary conditions 2 Leakage (finite-size) radiation loss 3 Interior eigenvalues Computing Guided (Core) Modes 1 computational cell Boundary conditions Only care about guided modes: — exponentially decaying outside core Effect of boundary cond. decays exponentially — mostly, boundaries are irrelevant! periodic (planewave), conducting, absorbing all okay 2 Leakage (finite-size) radiation loss 3 Interior eigenvalues Guided Mode in a Solid Core G are Qraphics uickTim needed decom e™ toand see pressor athis picture. small computation: only lowest-w band! (~ one minute, planewave) 0.12 1.46 – bc/w = 1.46 – neff holey PCF light cone flux density 0.1 0.08 0.06 fundamental mode 0.04 (two polarizations) 2r 0.02 0 0.3 endlessly single mode: Dneff decreases with l 0.4 0.5 0.6 0.7 0.8 l/a 0.9 1 1.1 1.2 n=1.46 a r = 0.3a Fixed-frequency Modes? Here, we are computing w(b'), but we often want b(w') — l is specified No problem! Just find root of w(b') – w', using Newton’s method: w w b b dw db (Factor of 3–4 in time.) group velocity = power / (energy density) (a.k.a. Hellman-Feynman theorem, a.k.a. first-order perturbation theory, a.k.a. “k-dot-p” theory) Computing Guided (Core) Modes 1 computational cell Boundary conditions Only care about guided modes: — exponentially decaying outside core Effect of boundary cond. decays exponentially — mostly, boundaries are irrelevant! periodic (planewave), conducting, absorbing all okay …except when we want (small) finite-size losses… 2 Leakage (finite-size) radiation loss 3 Interior eigenvalues Computing Guided (Core) Modes 1 Boundary conditions 2 Leakage (finite-size) radiation loss Use PML absorbing boundary layer perfectly matched layer [ Berenger, J. Comp. Phys. 114, 185 (1994) ] …with iterative method that works for non-Hermitian (dissipative) systems: Jacobi-Davidson, … Or imaginary-distance BPM: [ Saitoh, IEEE J. Quantum Elec. 38, 927 (2002) ] in imaginary z, largest b (fundamental) mode grows exponentially 3 Interior eigenvalues Computing Guided (Core) Modes d n=1.45 1 Boundary conditions 2 Leakage (finite-size) radiation loss imaginary-distance BPM L [ Saitoh, IEEE J. Quantum Elec. 38, 927 (2002) ] 2 rings 3 3 rings Interior eigenvalues Computing Guided (Core) Modes 1 Boundary conditions 2 Leakage (finite-size) radiation loss 3 Interior eigenvalues [ J. Broeng et al., Opt. Lett. 25, 96 (2000) ] 2.4 fundamental & 2nd order (~ N states for N-hole cell) …but most methods compute smallest w (or largest b) guided modes 2.0 w (2πc/a) Gap-guided modes lie above continuum 1.6 fundamental air-guided mode bulk crystal continuum 1.2 0.8 1.11 1.27 1.43 1.59 1.75 1.91 b (2π/a) 2.07 2.23 2.39 Computing Guided (Core) Modes 1 Boundary conditions 2 Leakage (finite-size) radiation loss 3 Interior (of the spectrum) eigenvalues i Gap-guided modes lie above continuum (~ N states for N-hole cell) …but most methods compute smallest w (or largest b) Compute N lowest states first: deflation (orthogonalize to get higher states) [ see previous slide ] ii Use interior eigensolver method— …closest eigenvalues to w0 (mid-gap) Jacobi-Davidson, Arnoldi with shift-and-invert, smallest eigenvalues of (A–w02)2 … convergence often slower iii Other methods: FDTD, etc… Interior Eigenvalues by FDTD finite-difference time-domain Simulate Maxwell’s equations on a discrete grid, + PML boundaries + eibz z-dependence • Excite with broad-spectrum dipole ( ) source Dw signal processing complex wn [ Mandelshtam, J. Chem. Phys. 107, 6756 (1997) ] Response is many sharp peaks, one peak per mode decay rate in time gives loss: Im[b] = – Im[w] / dw/db Interior Eigenvalues by FDTD finite-difference time-domain Simulate Maxwell’s equations on a discrete grid, + PML boundaries + eibz z-dependence • Excite with broad-spectrum dipole ( ) source Dw Response is many sharp peaks, one peak per mode mode field profile narrow-spectrum source An Easier Problem: Bragg-fiber Modes In each concentric region, solutions are Bessel functions: c Jm (kr) + d Ym(kr) eimf w 2 k e b2 c “angular momentum” At circular interfaces match boundary conditions with 4 4 transfer matrix …search for complex b that satisfies: finite at r=0, outgoing at r= [ Johnson, Opt. Express 9, 748 (2001) ] Hollow Metal Waveguides, Reborn G are Qraphics uickTim needed e™ decom toand see pressor athis picture. G are Qraphics uickTim needed decom e™ toand see pressor athis picture. metal waveguide modes OmniGuide fiber modes frequency w G are Qraphics uickTim needed decom e™ toand see pressor athis picture. 1970’s microwave tubes @ Bell Labs wavenumber b wavenumber b modes are directly analogous to those in hollow metal waveguide An Old Friend: the TE01 mode lowest-loss mode, just as in metal (near) node at interface = strong confinement = low losses non-degenerate mode — cannot be split = no birefringence or PMD E Bushels of Bessels —A General Multipole Method [ White, Opt. Express 9, 721 (2001) ] Each cylinder has its own Bessel expansion: only cylinders allowed M field ~ cm Jm dmYm m (m is not conserved) With N cylinders, get 2NM 2NM matrix of boundary conditions Solution gives full complex b, but takes O(N3) time — more than 4–5 periods is difficult future: “Fast Multipole Method” should reduce to O(N log N)? Outline • What are these fibers (and why should I care)? • The guiding mechanisms: index-guiding and band gaps • Finding the guided modes • Small corrections (with big impacts) All Imperfections are Small (or the fiber wouldn’t work) • Material absorption: small imaginary De • Nonlinearity: small De ~ |E|2 • Acircularity (birefringence): small e boundary shift • Bends: small De ~ Dx / Rbend • Roughness: small De or boundary shift Weak effects, long distances: hard to compute directly — use perturbation theory Perturbation Theory and Related Methods (Coupled-Mode Theory, Volume-Current Method, etc.) Given solution for ideal system compute approximate effect of small changes …solves hard problems starting with easy problems & provides (semi) analytical insight Perturbation Theory for Hermitian eigenproblems Oˆ u u u Du & D u for small DOˆ given eigenvectors/values: …find change Solution: DOˆ (1) (2 ) Du 0 Du Du expand as power series in Du (1) u DOˆ u uu (1) & D u 0 D u (first order is usually enough) Perturbation Theory for electromagnetism Dw c H DAˆ H 2w H H 2 (1) w De E 2 e E2 Db (1) Dw / vg (1) 2 …e.g. absorption gives imaginary Dw = decay! dw vg db A Quantitative Example …but what about the cladding? Gas can have low loss & nonlinearity …some field penetrates! & may need to use very “bad” material to get high index contrast Suppressing Cladding Losses G are Qraphics uickTim needed decom e™ toand see pressor athis picture. Material absorption: small imaginary De -2 1x1 0 Mode Losses ÷ Bulk Cladding Losses EH11 -3 1x1 0 Large differential loss TE01 strongly suppresses cladding absorption -4 1x1 0 TE01 (like ohmic loss, for metal) 1x1 0 -5 1.2 1.6 2 l (mm) 2.4 2.8 High-Power Transmission at 10.6µm (no previous dielectric waveguide) Polymer losses @10.6µm ~ 50,000dB/m… …waveguide losses ~ 1dB/m Log. of Trans. (arb. u.) -3.0 Transmission (arb. u.) 8 6 4 -3.5 [ B. Temelkuran et al., Nature 420, 650 (2002) ] -4.0 slope = -0.95 dB/m R2 = 0.99 -4.5 2.5 3.0 3.5 Length (meters) 4.0 2 0 5 5 6 6 7 7 8 8 9 9 10 10 10 11 11 11 12 12 12 Wavelength(mm) (mm) Wavelength [ figs courtesy Y. Fink et al., MIT ] Quantifying Nonlinearity Kerr nonlinearity: small De ~ |E|2 Db ~ power P ~ 1 / lengthscale for nonlinear effects g = Db / P = nonlinear-strength parameter determining self-phase modulation (SPM), four-wave mixing (FWM), … (unlike “effective area,” tells where the field is, not just how big) Suppressing Cladding Nonlinearity G are Qraphics uickTim needed decom e™ toand see pressor athis picture. -6 1x1 0 Mode Nonlinearity* ÷ Cladding Nonlinearity -7 1x1 0 TE01 Will be dominated by nonlinearity of air -8 1x1 0 ~10,000 times weaker than in silica fiber (including factor of 10 in area) 1x1 0 * “nonlinearity” = Db(1) / P = g -9 1.2 1.6 2 l (mm) 2.4 2.8 Acircularity & Perturbation Theory (or any shifting-boundary problem) De = e1 – e2 e2 e1 De = e2 – e1 … just plug De’s into perturbation formulas? FAILS for high index contrast! beware field discontinuity… fortunately, a simple correction exists [ S. G. Johnson et al., PRE 65, 066611 (2002) ] Acircularity & Perturbation Theory (or any shifting-boundary problem) De = e1 – e2 e2 De = e2 – e1 e1 (continuous field components) Dh Dw (1) w surf. 2 1 2 2 Dh De E|| D D e eE 2 [ S. G. Johnson et al., PRE 65, 066611 (2002) ] Loss from Roughness/Disorder imperfection acts like a volume current J ~ De E0 volume-current method or Green’s functions with first Born approximation Loss from Roughness/Disorder imperfection acts like a volume current J ~ De E0 For surface roughness, including field discontinuities: J ~ De E|| e De 1 D Loss from Roughness/Disorder uncorrelated disorder adds incoherently So, compute power P radiated by one localized source J, and loss rate ~ P * (mean disorder strength) Effect of an Incomplete Gap on uncorrelated surface roughness loss some radiation blocked reflection same reflection radiation Conventional waveguide (matching modal area) …with Si/SiO2 Bragg mirrors (1D gap) 50% lower losses (in dB) same reflection Considerations for Roughness Loss • Band gap can suppress some radiation — typically by at most ~ 1/2, depending on crystal • Loss ~ De2 ~ 1000 times larger than for silica • Loss ~ fraction of |E|2 in solid material — factor of ~ 1/5 for 7-hole PCF — ~ 10-5 for large-core Bragg-fiber design • Hardest part is to get reliable statistics for disorder. Using perturbations to design big effects Perturbation Theory and Dispersion when two distinct modes cross & interact, unusual dispersion is produced w mode 1 mode 2 no interaction/coupling b Perturbation Theory and Dispersion when two distinct modes cross & interact, unusual dispersion is produced w mode 1 mode 2 coupling: anti-crossing b Two Localized Modes = Very Strong Dispersion w core mode localized cladding–defect mode weak coupling = rapid slope change = high dispersion (> 500,000 ps/nm-km + dispersion-slope matching) [ T. Engeness et al., Opt. Express 11, 1175 (2003) ] b Slow-light Modes = Anomalous Dispersion (Different-Symmetry) w slow-light band edges at b=0 TM TE b0 b=0 point has additional symmetry: modes can be purely TE/TM polarized — force different symmetry modes together b [ M. Ibanescu et al., Phys. Rev. Lett. 92, 063903 (2004) ] Slow-light Modes = Anomalous Dispersion (Different-Symmetry) ultra-flat (w4) backward wave slow light non-zero velocity [ M. Ibanescu et al., Phys. Rev. Lett. 92, 063903 (2004) ] Slow-light Modes = Anomalous Dispersion (Different-Symmetry) Uses gap at b=0: perfect metal [1960] or Bragg fiber or high-index PCF (n > 2.5) [ M. Ibanescu et al., Phys. Rev. Lett. 92, 063903 (2004) ] Further Reading Reviews: • J. D. Joannopoulos, R. D. Meade, and J. N. Winn, Photonic Crystals: Molding the Flow of Light (Princeton Univ. Press, 1995). • P. Russell, “Photonic-crystal fibers,” Science 299, 358 (2003). This Presentation, Free Software, Other Material: http://ab-initio.mit.edu/photons/tutorial